Chapter 2
Clearings
on critical epistemology
"... science is apparently
increasingly able to construct and reconstruct itself in response to
problem challenges by providing solutions to the problem ..."
Knorr-Cetina : The Manifacture of Knowledge, 1981,
p.11.
TABLE OF CONTENTS
Introduction
I : Transcendental Logic :
A. The dyad of formal thought.
B. The fact of reason.
C. The groundless ground of knowledge.
II : Theoretical Epistemology :
01. The normative solution.
02. The object of knowledge.
03. The subject of knowledge.
04. Categories (mind) & ideas (reason).
05. Idealistic & realistic transgressions.
06. Regulations towards unity & expansion.
07. Correspondence versus consensus.
08. The coherency-theory of truth.
09. On methodology.
10. The fundamental norms of knowledge.
11. The scientific status of a theory.
12. Metaphysics and science.
13. Language and the criteria of discourse.
III : Applied Epistemology :
14. The practice of knowledge.
15. Methodological "as if"-thinking.
16. Practical communication.
17. Judgments a posteriori.
18. Optimalisations.
19. Producing facts.
20. The opportunistic logic of knowledge-production.
Epilogue
Suggested Reading
Introduction
§ 1
This introduction serves to
highlight a few remarkable historical landmarks in the field of
epistemology, the philosophical study of knowledge, its possibility and
expansion.
Briefly discussing these examples paves the way for the critical
approach (not skeptical, nor dogmatic) fostered in the main body of this
work piece, called in as an epistemological preamble to a possible
ontology.
The choice of what is an outstanding achievement in this domain is
subjective insofar the author was touched by the exemplaric excellence
made present by certain texts. But, these options also cover objective
ground, because at each station, our understanding of knowledge grows.
This effort is flanked by Chapter 7
on the existence of the Divine, concluding in favour of an immanent,
conserving cause of the universe (as in Late Stoic materialist "logos"
metaphysics).
On the one hand, strong reliance on a critical epistemology brings the
natural limitations of knowledge to the fore and so delimits the scope
of what there is to be known. The outcome will be an immanent stance,
one staying within the borders of a possible knowledge. So immanence
will be at the core of this natural philosophy, however not
without reference to the transcendent, both as a regulative
limit-concept (a construct) and an objective infinity (or absolute
absoluteness).
On the other hand, making the onto-categorial scheme explicit, shows how
the proposed naturalism is in accord with a view on consciousness,
information and matter, and this based on contemporary sciences like
physics, biology and psychology. The options demanded by the scheme give
shape to a metaphysical research program at work in the background. By
making its tenets clear beforehand, our naturalism operates without
implicit untestable propositions. Being conscious of them in an explicit
way, may avoid their subreptive infiltration in the domain of science
proper (i.e. as part of empirico-formal propositions, which are arguable
and testable).
Both investigations prepare the philosophical study of nature. Calling
this effort "ecstatic" implies (a) the discovery of traces of the
transcendent within the immanent order and (b) the acknowledgment of the
creativity of nature, the urge of all things to become and develop into
greater complexities and this while introducing novelty. This disclosure
will not be prompted by any metaphysical axiomatics (incorporating such
ecstasy a priori, either out of choice or by adherence to a
creed), nor by a theory of knowledge accommodating ontology (endorsing
realism or idealism as the constitutive ideas of the possibility of
knowledge). These unsuccessful strategies proved to be vain, leading to
"perversa ratio", to quote Kant. Indeed, the critical instrument
sought, will be indebted to nominalism and critical thought. However,
although largely constructivist, it thinks thought as an unfolding
process, of which formal thought is not a priori in conflict with
ante-rationality and meta-rationality, nor does it denies the importance
of both in a multi-dimensional concept of rationality. The latter is in
accord with the author's definition of philosophy.
"Philosophy or love of wisdom, is a multi-dimensional, comprehensive,
cognitive answer to this call rooted in our bio-psychological &
spiritual evolution, to knowingly push limits, transcend limitations,
producing more complex, refined & subtle states of consciousness,
information and matter. This answer is rational, dialogal, open,
critical, personal and seeks the unconditional. Philosophy allows
recurrent & multiple transferences between, on the one hand, reason and
intuition or meta-reason, and, on the other hand, reason and instinct or
ante-reason. It is open to the wonderous, ineffable, luminous,
spontaneous & meaningful."
Synopsis
In the course of this intro, salient epistemological perspectives put
forward by the examples, are highlighted in tables.
§ 2
Thinking is of all cultures, as
are imagination and speculation. But the solidification of the
philosophical approach of thought by thought in well-formed glyphs or
signs (like signals, icons and symbols) is rather rare. Oral traditions
exist, but their historical authenticity cannot be ascertained, except
by testimony. Without signs, imposing a definitive form upon matter and
so leaving a meaningful trace, thought does not in effect leave the
mythical, neither does it initiate history, a traceable community of
sign-interpreters. Even if a scribal tradition is installed, one needs
strong media to ensure historical continuity. If texts are carved into
stone, they are likely to survive better than when recorded on very
perishable materials, like wood or clay. Although the latter have the
advantage of facilitating the speed with which signs can be recorded,
they nevertheless are less sustainable over long periods of time. To
keep them for posterity, they need to be copied again and again ...
Philosophical cultures become possible when a society has reached the
stage of a leisure-economy, implying that a small elite, close to the
ruling powers, no longer has to work for a living. This upper class is
made free to exclusively perform an intellectual task. Moreover, to
accommodate the formation of schools of thought, an explicit desire to
transmit speculative information must be present in the cultures at
large. This implies a classical language, a scribal tradition, an
educational method, specific buildings, copyists, etc. And these are
costly investments for any society, let be those of Antiquity. In a
historical sense, these philosophical schools become "real" insofar
original texts or reliable testimony are extant.
In Antiquity, speculative thought was never divorced from religious and
ceremonial considerations. In the East, the Vedas
(ca. 1900 BCE) and their commentaries, the Upanishads (starting
ca. 700 BCE) record the musings of the enlightened seers of India, as
well as their Brahmin rituals. But these texts were recorded on lasting
media much later, and their originals are lost. Were did the first
speculative scribal tradition make solid history ?
In the Middle East, Ancient Egyptian culture, because of its long and
outstanding scribal tradition, brought together a number of remarkable
characteristics. The latter influenced
Western civilization, notably
the pre-Socratic Greeks, a fact our history books have yet to come
to grips with :
-
the words of god and the
love of writing : it should be emphasized, that in
Ancient Egypt, both spoken and written
words
were deemed very important : hieroglyphs were "divine words", a gift of
the god Thoth, endowed with
magical properties, "set apart" and distinguished from everyday
language and writing (namely Hieratic and later Demotic). They were
protected against decay, either by underground tombs, exceptional climatic
conditions or by carving them into hard stone. Pharaoh Unis (ca. 2378 -
2348 BCE), to assure his ascension and subsequent arrival in heaven, was
the first to decorated his tomb with hieroglyphs, the so-called Pyramid
Texts. So even if the offerings to his double (or "ka") would end, the
hieroglyphs -hidden in the total obscurity of the tomb- contained
enough "inner" power (or "sekhem") to assure Wenis' felicity ad
perpetuam ... In its iconicity, Egyptian civilization was quite unique
in the Mediterranean. But, although producing
a vast literary corpus, Egyptian culture never acquired the rational
mode of cognition. Its attachment to the contextual and the local
(provincial), as well as the special pictorial nature of the "sacred
script", all point to highly iconic, rather "African"
ante-rational mentality ;
-
accomplished discourse :
the fundamental categories of Egyptian
wisdom were "heart/tongue/heart" insofar as
theo-cosmology,
logoism and
magic were at hand and "hearing/listening/hearing" in
moral,
anthropological, didactical and political matters. The first category
reflected the excellence of the active and outer (the father), the second
the perfection of the passive and inner (the son). The active polarity was
linked with Pharaoh's "Great Speech", which was an "authoritative
utterance" ("Hu") and a "creative command" based on "understanding"
("Sia"), which no counter-force could stop ("Heka").

"The
tongue of this Pharaoh is the pilot in charge of the Bark of Righteousness
and Truth !"
Pyramid Texts,
utterance 539 (§ 1306).
The passive polarity was nursed by the intimacy of the teacher/pupil
relationship, based on the subtle and far-reaching encounters of excellent
discourse with a perfected hearing, i.e. true listening. The "locus" of
Egyptian wisdom was this intimacy. Although Pharaoh was also called
"wise", the sapiental discourses alone name their (possible) author and
restrict their reference to the Divine by using the expression "the god"
("ntr") in the singular. Wisdom ("saa") was always linked with a "niche"
defined by the vignettes of life the sage wished to impart as good
examples to confer his wisdom to posterity.

"No one is born wise."
Maxims of Ptahhotep - line 33
The wisdom teachings are parables helpful to understand how, in all
circumstances, the wise balanced Maat and made the social order endure by
serving "the great house" ("pr aA" or Pharaoh), being at peace with
himself and "the god". This sapiental
tradition is not a fixed canon, and undergoes several transformations ;
-
truth and the plummet of the balance : in Middle Egyptian, the word
"maat" ("mAat") is used for "truth" and "justice" (in Arabic, "Al-Haq", is
both "truth" and "real").
Truth is an equilibrium (a bringing together hand in hand with a keeping
apart), measurable as the state of affairs given by the image, form or
representation of the balance :
 |
"Pay attention to
the decision of truth and the plummet of the balance, according to
its stance."
Papyrus of Ani
18th Dynasty
Chapter 30B - plate 3 |
This exhortation by Anubis,
the Opener of the Ways, summarizes the Egyptian practice of wisdom and pursuit
of justice & truth. By it, their "practical method of truth" springs to the
fore : serenity, concentration, observation, quantification (analysis,
spatiotemporal flow, measurements) & recording (fixating), with the sole
purpose of rebalancing, reequilibrating & correcting concrete states of
affairs, using the plumb-line of the various equilibria in which these
actual aggregates of events are dynamically -scale-wise- involved.
This causes (a) Maat to be done for them and their environments and (b) the
proper "Ka", or
vital energy, at peace with itself, to flow between all parts of creation
(truth and justice are personified as the daughter of Re, equivalent with the
Greek Themis, daughter of Zeus - cf. "maati" as the Greek "dike").
The "logic" behind the operation of the balance involves four rules :
-
inversion : when a
concept is introduced, its opposite is also invoked (the two scale of the
balance) ;
-
asymmetry : flow is the
outcome of inequality (the feather-scale of the balance is a priori
correct) ;
-
reciprocity : the two
sides of everything interact and are interdependent (the beam of the
balance) ;
-
multiplicity-in-oneness :
the possibilities between every pair are measured by one standard (the
plummet).
Although these speculations were
embedded in religious thought, an independent
sapiental tradition existed. In the Old Kingdom (ca. 2670 - 2205
BCE), the scribes were talented individuals around the divine king and
his family. By the Middle Kingdom (ca. 1938 - 1759 BCE), a scribal class
emerged. These exceptional thinkers produced the masterpieces of
classical Egyptian
literature. They were attached to a special building in the temple
precinct, the so-called "per ankh" or "House of Life" (in El Amarna, the
"House of Life" abuts upon "the place of the correspondence of Pharaoh"
-
Gardiner, 1938).
§ 3
In the Early New Kingdom (ca.
1539 - 1292 BCE), Late Ramesside
Memphite theology and philosophy (ca. 1188 - 1075 BCE), was
dedicated to Ptah, the god of craftsmen and the patron deity of Memphis.
This theological move balanced the Theban hegemony of the "king of the
gods",
Amun-Re. Memphis was allegedly founded by a divine king, who, for
the first time around ca. 3000 BCE, if not a little earlier, united the
Two Lands, i.e. Upper (South) and Lower (North) Egypt.
These first kings were the "shemsu Hor", the "followers of Horus" ("Hor"
means "he upon high"). Their names were written within a rectangular
frame, at the bottom of which is a recessed paneling (like on false
doors). On top of this "serekh" or palace facade, was perched the falcon
of Horus, hence the appellation "Horus-name".
The Horus-falcon symbolized the overseeing qualities of the king
present in his palace, representing a transcendent and uniting
principle. This bird of prey glides high up in the sky on the hot air
and with a watchful eye overlooks its large territory, soaring down on
its prey at a 100 miles per hour, combining speed with endurance ...
In the Old Kingdom, Memphis had been the capital of Egypt and throughout
Egypt's long Pharaonic history (ca. 3000 - 30 BCE), it remained the city
where the divine king was crowned. In the Late Period (664 - 30 BCE),
the priests of Memphis were renowned for their scholarship and wisdom
(in his Timaeus, Plato lauds the nearby priests of Sais,
worshipping the goddess Neith). Indeed, Egypt's
sapiental tradition was born in the milieu of scribes and priests.
In Memphis, these thinkers envisioned the process of acquiring knowledge
thus :

"The sight of the eyes, the hearing of the ears, and the breathing of
air through the nose, these transmit to the mind, which brings forth
every decision. Indeed, the tongue thence repeats what is in front of
the mind. Thus was given birth to all the gods. His (Ptah's) Ennead was
completed. Lo, every word of the god (Ptah) came into being through the
thoughts in the mind & the command by the tongue."
Memphis Theology, lines 56-57.
This ante-rational
reflection, by the intellectual elite of Memphis, on the origin of
knowledge, is part of the
Memphis Theology, a text carved ca. 700 BCE on the
Shabaka Stone exhibited at the British Museum. It goes back to a
lost original composed between ca. 1291 and 1075 BCE, if not earlier.
We read how the events recorded by the sense of hearing and the sense of
sight in the living, breathing body are brought up to the mind
(or "heart" = ).
The notion of moving upwards is suggested by the determinative of the
double stairway (
/ 041), leading to a high place. This elevated place is nothing
less than the realm of the divine mind of Ptah, to which all possible
impressions ascend.
The two phases of the empirico-noetic process (registering and deciding)
are put forward. This happens in the context of an affirmation of the
theo-noetic origin of everything. Indeed, the passage is part of a
cosmogony, explaining how every thing came into being by the divine
words uttered by Ptah. Every law of nature (the "netjeru" or deities)
and everything these laws operate, is conceived in the divine mind and
spoken by the divine tongue. Nothing comes into existence without them.
Although the Aristotelian distinction between the passive and the active
intellect is absent as such (for no formal, abstract concept has yet
been established), it is clear our authors are aware of the
registering faculty of the mind and know that after registering,
the mind produces "every decision", i.e. works to solve problems. These
ideas stand before rationality (ante-rational), because, as is
general in
Egyptian thought, they do not fix the mind in terms of categorial,
formal rationality (initiated by the
Greeks). As will be explained later, ante-rational thought covers
the first three stages of human cognition, namely mythical, pre-rational
and proto-rational thought.
The activity of Ptah's divine mind is all-comprehensive. His law
(thought and spoken) is also moral :

"Thus all the
witnessing faculties were made and all qualities determined, they that
make all foods and all provisions, through this word. {Justice} is done
to him who does what is loved, {and punishment} to him who does what is
hated. Thus life is given to the peaceful and death is given to the
criminal. Thus all labor, all crafts, the action of the arms, the motion
of the legs, the movements of all the limbs, according to this command
which is devised by the mind and comes forth by the tongue and creates
the performance of everything."
Memphis Theology, lines 57-58.
This remarkable theology does not contemplate a realm of "pure" thought
outside of the operations, contextual limitations, conditionings or
determinations of physical reality (a world of ideas, a Greek "nous").
Instead of working with a clear-cut division between object and subject,
both are understood as emerging and co-existing with (not transcending)
the context in which they happen. No formal distinction between facts
and so no decontextualized "theoria" (or contemplation) of events.
The description thus necessarily lacks formal abstraction. So
there is no Greek Being, Logos, idea of the Good, First Intellect or
Divine mind ("logos"), considered to be radically independent from
and different than the world of the senses and action (in logic,
"formal" means independent of contents). In Egyptian thought, the "word"
only exists when it is spoken ! Like idea and reality, mind and speech
are simultaneous.
In Memphite thought, the
impact of mind and speech on both ontology and epistemology is
made clear in ante-rational terms. On the one hand, this is an
idealism avant la lettre, i.e. a proposal in which the
creative and constructivist power of thought and its articulation
are put forward. To conceive something, is to create structures
which determine reality. This ontological idealism is pre-Platonic
and cosmogonic, but exemplifies the importance of (divine)
cogitation, both in terms of understanding (Sia) and authoritative
utterance (Hu). On the other hand, it also underlines, in
realistic fashion, the importance of perception, for the senses
bring their information before the mind and the latter decides. As
usual in Egyptian thought, a multiplicity of approaches is
summoned. Hence, the concordia discors of thought is
already made explicit, albeit in a proto-rational discourse. |
§ 4
The Greek miracle did not fall out of the
sky. By the end of the Dark Age (ca. 1100 - 750 BCE), the Greek cultural
form had already acquired persistent "Aryan", Indo-European
characteristics of its own. Although mythical, they were outstanding
enough to leave their archeological traces.
The Greek mentality had been around before the collapse of the Pax
Minoica (in ca. 1530 BCE, the Thera volcano on Santorini erupted),
and at least emerged at the beginning of the Mycenæan Age (ca. 1600 -
1100 BCE). These Mycenæans were Helladic warlords entertaining an active
commercial economy (based on indirect consumption) and a high level of
mostly imported craftsmanship. They had "tholos" burials, with their
dome shaped burial-chambers. Their palaces followed the architectural
style of Crete, although their structure was more straightforward and
simple.
Their Linear B texts reveal the names of certain gods of the later Greek
pantheon : Hera, Poseidon, Zeus, Ares & perhaps Dionysius. There are no
extant theological treatises, hymns or short texts on ritual objects (as
was the case in Crete). Their impressive tombs indicate their funerary
cult was more developed than the Minoan, and in the course of their
history, outstanding features ensued. Despite the Dorian devastations
and their obliterating and repressing effects, these persisted :
-
linearization : "Mycenæan
megaron", "geometrical designs", mathematical form, peripteros ;
-
anthropocentrism :
warrior leaders, individual aristocrats, poets, "sophoi" and teachers ;
-
fixed vowels : the
categories of the "real" sound are written down & transmitted ;
-
dialogal mentality : the
Archaic Greeks enjoyed talking, writing & discussing ;
-
undogmatic religion : the
Archaic Greeks had no sacred books and hence no dogmatic orthodoxy ;
-
cultural affirmation :
the Archaic Greeks were a "young" people who needed to affirm their
identity ;
-
cultural approbation &
improvement : the Archaic Greeks accepted to be taught and were eager to
learn.
The Egyptian sage never relinquished the religious. The divine was a
given and speculative thought at all times an expression of the deity.
Although deep, remarkable and vitalizing, Egyptian philosophy remained
contextualized and defined by a "milieu" it could not escape.
Exceptional individuals, like
Akhenaten, may have had access to formal thought. The Ramesside
Hymns to Amun and the
Memphis Theology also testify to this. Although more than one aspect
of Egyptian thought, like the virtual adverb clause and its
pan-en-theist henotheism, may assists speculative naturalism, no
systematic approach of wisdom ever gained ground.
The Indo-European mentality of the Archaic Greeks differed from the
African tradition (of which Egyptian thought was the best example).
Between ca. 750 and 600 BCE, we find the crystallization of their
city-states and the rise in power of the non-aristocrats, allying
themselves with frustrated noble families and putting the hereditary
principle under pressure. The two main leitmotivs of this age are
discovery (literal and figural) and the process of settlement &
codification. In some towns, a leisure-economy ensued, and with it, the
free time to speculate.
Despite these and many other influences, the Greeks developed their own
systematic, linearizing approach. They focused on :
-
Milesian "archē",
"phusis" & "apeiron" : the elemental laws of the cosmos are rooted in
substance, which is all ;
-
Pythagorean "tetraktys" :
the elemental cosmos is rooted in numbers forming man, gods & demons ;
-
Heraclitean "psyche" &
"logos" : becoming and a quasi-reflective self-consciousness, symbolical &
psychological, prevail ;
-
Parmenidian "aletheia" :
the moment of truth is a decision away from opinion ("doxa") entering
"being" ;
-
Protagorian "anthropos" :
man is the measure of all things and the relative reigns.
From the start, ontological questions dominated Greek thought. What is
the "physis" or fundamental stuff of nature (Ionic branch) ? How to know
the truth as "being" (Eleatic branch) ? Can indeed anything truly be
known (Sophists) ? Why is there something rather than nothing (Plato,
Aristotle) ?
§ 5
Parmenides of Elea (ca. 515 -
440 BCE), inspired by Pythagoras and pupil of Xenophanes (ca. 580/577 -
485/480 BCE), was the first Greek to develop, in poetical form, his
philosophical insights about truth ("aletheia"). Thanks to the
neo-Platonist Simplicius (490 - 560), 111 lines about the Way of Truth
are extant. In it, the conviction dominates that human beings can attain
knowledge of reality or understanding ("noos"). But to know the truth,
only two ways are open : the Way of Truth and the Way of Opinion. These
are defined in terms of the expressions "is" and "is not".
The first is the authentic way, leading to the unity and uniqueness of
"being". When using the copula "is", Parmenides points to the perfect
identity of substantial "being", ascribed in a single sense. Hence, what
is other than "being" itself has no being at all ... This is the second
way, that of mere opinion ("doxa").
To develop his argument, Parmenides uses a three-tiered disjunction. To
answer the question : "Is a thing or is it not ?", three answers are
possible : (a) it is or (b) it is not or (c) it is and it is not.
By using the necessities of logic, the formal conditions of knowledge
become apparent. Two ways of inquiry are alone conceivable. The first,
the journey of persuasion, attends on reality, on the fact a thing is,
while the second, is without report and deals with that a thing is not
and must not be. As one can neither know what is not (deemed
impossible), nor tell of it, the second way is pointless. Only one story
of the way is left : "being" is ungenerated, imperishable, entire,
unique, unmoved and perfect. It never was nor will be, since it is now
all together, one, indivisible. It has no parentage.
Let us consider the three answers. If a thing is and is not, then this
either means that there is a difference due to circumstance or that
"being" and "nonbeing" are different and identical at the same time.
This answer is relative (circumstantial) or contradictory. If a thing is
not, then it cannot be an object of a proposition. If not, not-being
exists ! This answer is pointless. As the last two answers are clearly
false, and only three answers are possible, so the first answer must, by
this reductio ad absurdum, be true, namely : the object of
thought "is" and equal to itself from every point of view.
With Parmenides, pre-Socratic thought reached the formal stage of
cognition. Before the Eleatics, the difference between object and
subject of thought was not clearly established (cf. the object as
psychomorph). The formal laws of logic were not yet brought forward and
used as tools to back an argument. The strong necessity implied by the
laws of thought had not yet become clear. Ontologically, the
proto-rational concept of change of Heraclitus (540 – 475 BCE) is indeed
opposed to the static, single being of Parmenides, but
epistemologically, the latter was the first to underline the importance
of the formal characteristics a priori of all thought. The
mediating role of the metaphor is replaced by an emphasis on the
distinction between the thinking subject (and its thoughts) and the
reality of what is known.
"... remaining the same and in the same state, it lies by itself and
remains thus where it is perpetually, for strong necessity holds it in
the bondage of a limit, which keeps it apart, because it is not lawful
that Being should be incomplete, for it is not defective, whereas
Not-being would lack everything. The same thing is for conceiving as is
cause of the thought conceived ; for not without Being, when one thing
has been said of another, will You find conceiving. And time is not nor
will be another thing alongside Being, since this was bound fast by fate
to be entire and changeless."
Parmenides, fragment 8, 29-35.
§ 6
Ironically (or by force of apory
?), the idealism of Parmenides, thinking the necessity of the object of
thought, confuses between a substantialist and a predicative use of the
verb "to be" or the copula "is". That something "is" (or "Dasein") is
not identical with what something "is" (or "Sosein"). Properties
(accidents) do exist apart from the "being" of the substances they
describe.
From the substantialist point of view, not-being is pointless. Only an
all-comprehensive "Being" can be posited. We know Parmenides asserted
further predicates of the verb "to be", namely by introducing the
noun-expression "Being". The latter is ungenerated, imperishable,
complete, unique, unvarying and non-physical ...
He did not conceive the absence of certain properties as not-being, nor
could he attribute different forms of "being" to objects. What
Parmenides calls "Being", is an all-comprehensive being-there standing
as being-qua-being, as "Dasein" in all the entities of the natural world
(and their "Sosein"). In that sense, namely in his mysticism, he is
closer to Heraclitus as one would suspect.
If Parmenides core interest was formal, then he mainly wanted to show
what sense attaches to the verb "to be" in asserting and thinking. But
modern exegesis attributes to his thought an existential understanding
of the verb, or worse, an archaic failure to distinguish between both
uses.
The difference between object and subject of thought, at the core of
formal rationality, allows for two radical reductions : an object
without a subject and a subject without an object.
Without object, thought cannot say anything about the world and its
propositions are all tautologies and analytical. None of the accidents
refer to anything outside thought, to an entity, so must we think, which
is kickable and which kicks back. In an all-comprehensive subjectivism,
the sole laws are the formal rules themselves, pointing to a set of
ideas. Lack of object is an outstanding characteristic of idealism.
Without subject, observation is impossible. For there can be no
observation without an observer and no two observers occupy the same
space-time. Moreover, there is no observation without interpretation.
The thinking subject is an integral part of the act of observation.
Theoretical connotations co-determine what is observed (even in the
brain, various levels of sensoric interpretation are at work). In an
all-comprehensive objectivism, sense-data are the sole bedrock, pointing
to a real world out there. Inability to regard the constructed nature of
reality is the outstanding feature of realism.
As soon as formal rationality envisaged the crucial difference between
object and subject of thought, the apory resulting from radical
reductions became possible. As a result of the continuous
complexification of thought, these extreme positions were and are still
advocated. Grosso modo, realism in materialism and the natural
sciences, idealism in humanism and the sciences of man. It is one of the
tasks of epistemology to elucidate this concordia discors and
make it operational in terms of the growth of knowledge.
§ 7
"All thinkers then agree in
making the contraries principles, both those who describe the All as one
and unmoved (for even Parmenides treats hot and cold as principles under
the names of Fire and Earth) and those too who use the rare and the
dense. The same is true of Democritus also, with his plenum and
void, both of which exist, he says, the one as being, the other as
not-being. Again he speaks of differences in position, shape, and order,
and these are genera of which the species are contraries,
namely, of position, above and below, before and behind ; of shape,
angular and angleless, straight and round."
Aristotle : Physics, book 1, part 5.
Democritus of Abdera (ca. 460 -
380/370 BCE), geometer and known for his atomic theory, developed the
first mechanistic model. His system represents, in a way more fitting
than the difficult aphorisms of Heraclitus, a current radically opposing
Eleatic thought.
The evidence of perception cannot be denied. The Eleatics are obviously
wrong. Instead of relying on the formal conditions of thought only, the
origin of knowledge is given with the undeniable evidence put forward by
the senses. Becoming, movement and change are fundamental. Hence,
not-being exists. It is empty space, a void. If so, then being is
occupied space, a plenum. The latter is not a closed unity or
continuum, a Being, but an infinite variety of indivisible particles
called "atoms".
The atoms are all composed of the same kind of matter and only differ
from each other in terms of their quantitative properties, like
extension, weight, form and order. They never change and cannot be
divided. For all of eternity, they cross empty space in straight lines.
Because these atoms collided by deviating ("clinamen") from their paths,
the world of objects came into existence (why they moved away from their
linear trajectories remains unexplained). Hence, the universe is
composed of a multiplicity of atoms moving and colliding in empty space
... Each time this occurs, they form a vortex separated from the rest of
the universe, thus forming a world on its own. Hence, an infinite number
of simultaneous and successive worlds are in existence.
Objects emerge by the random aggregation of atoms. Things do not have an
"inner" coherence or "substance" (essence). Everything is impermanent
and will eventually fall apart under the pressure of new collisions.
Atoms are characterized by quantitative features only. Thus, all
spiritual, psychological and mental processes can be reduced to
conglomerates of atoms moving without inner principle of unity.
Thoughts, feelings, volitions and the like, are nothing more than
mechanical activities between atoms. Qualities are subjective
interpretations of quantities. Hence, the universe is material,
quantitative, deterministic and without finality.
Regarding knowledge, Democritus conjectures the senses are all derived
from the sense of touch. The atoms bombard the senses and give a picture
of the object emitting them. As a function of their speed, form etc. we
can speak of sweet, blue etc. These names are only conventional and do
not convey any real characteristic of the object in question. But, we
are able to discover the true, real features of a thing behind the dark
veil of the senses. This is intellectual knowledge. Indeed, without the
latter, it would not be possible to develop the mechanistic model !
The logical difficulty facing this model is clear : if all things are
atoms, then how can rational knowledge be more reliable than perception
? Moreover, how can atomism describe atoms without in some way
transcending them ? In epistemological terms : how can the subject of
knowledge be eclipsed hand in hand with a description of this "fact" ?
There is a contradictio in actu exercito : although refusing the
subject of knowledge any independence from the object of knowledge, the
former is implied in the refusal.
The problems facing Democritus are those of realism (materialism) in
general. They mirror those of Eleatic idealism (spiritualism). In
pre-Socratic philosophy, both represent the two poles of the essential
tension characterizing thought.
The pendulum-swing between
realism and idealism, or, in other words, the exorcism of
respectively either subject or object of knowledge, can be
identified in pre-Socratic thought as the apory between Parmenides
& Democritus. Both exemplify a movement of thought allowing it to
exceed and thus reduce (repress) its natural anti-pode. Idealism
rejects the object of perception, realism the constructive
activity of the subject of thought. Instead of harmonizing both,
by introducing a principle of complementarity, thought is crippled
by a contradiction. In each case, the necessities lay bare by this
forced monism (either of mind or of matter), bring the structure
of both poles to the fore : Parmenides thinks the logical
conditions a priori, leading to oneness, universality and
qualitative uniqueness, Democritus observes the empirical
conditions a posteriori, bringing in an infinite series of
singular atoms and quantitative multiplicity. |
§ 8
The Eleatic effort to posit the
necessity of logic & unity was turned into rhetoric by the wandering
Sophists. By so introducing the relativity of thought (skepticism and
humanism), they prompted a new quest for a comprehensive system. In it,
the various facets developed since Thales would have to be brought
together in such a way that
true knowledge would remain certain and eternal (and not
circumstantial and probable).
"Nothing exists. If anything existed, it could not be known. If anything
did exit, and could be known, it could not be communicated."
Gorgias of Leontini : On What is Not, or On Nature,
66 - 86.
Greek concept-realism, in tune with the tendency of thought to
fossilize and substantialize, developed two radical answers and two
major epistemologies. These were foremost intended to serve ontology,
the study of "real" beings and being, as does the logic that underpins
them. Indeed, neither Plato or Aristotle developed the quantitative view
of the world as proposed by Democritus. Their systems are devoid of
mathematical physics.
In concept-realism, concepts must refer to something "real". Our
thoughts are always about some thing. The "real" is a sufficient ground
guaranteeing the identity of every thing. For the Greeks, the "real" had
to be universal ("ta katholou", or applicable everywhere and all the
time). Either these universals exist by themselves outside the sensoric
world (the real is ideal) or they only exist as the form of things in
each individual thing (the ideal is real). In the former, a cleavage
occurs and dualism emerges (between being and becoming), in the latter,
a monism ensues. Again two reductions of the ongoing, crucial tension of
thought, i.e. the continuous, shocking confrontations between object and
subject of knowledge : the concordia discors.
For Plato (428 - 347 BCE), strongly influenced by Pythagoras and the
Eleatics, there is a real, Divine world of ideas "out there" or, as in
neo-Platonism, "in here", a transcendent realm of Being, in which the
things of this fluctuating world participate. Ideas are those aspects of
a thing which do not change.
Obviously then, truth is the remembrance (anamnesis) of (or return to)
this eternally good state of affairs, conceived as the limit of limits
of Being or even beyond that. These Platonic ideas, like particularia
of a higher order, are no longer the truth of this world
of becoming but of another, better world of Being, leaving us
with the cleaving impasse of idealism : Where is the object ?
The Platonic ideas exist objectively in a reality outside the thinker.
Hence, the empirical has a derivative status. The world of forms is
outside the permanent flux characteristic of the former, and also
external to the thinking mind and its passing whims. A trans-empirical,
Platonic idea is a paradigm for the singular things which participate in
it ("methexis"). Becoming participates in Being, and only Being, as
Parmenides taught, has reality. The physical world is not substantial
(without sufficient ground) and posited as a mere reflection. If so, it
has no true existence of its own (for its essence is trans-empirical).
Plato projects the world of ideas outside the human mind. He therefore
represents the transcendent pole of Greek concept-realism, for the
"real" moves beyond our senses as well as our minds. To eternalize
truth, nothing less will do.
Aristotle (384 - 322 BCE) rejects the separate, Platonic world of real
proto-types, but not the "ta katholou", the generalities ("les
généralités", "die Allgemeinen"), conceived, as concept-realism demands,
in terms of the "real", essential and sufficient ground of knowledge,
the foundation of thought. So general, universal ideas do exist, but
they are always immanent in the singular things of this world. There is
no world of ideas "out there". There is no cleavage in what "is" and
there is only one world, namely the actual world present here and now.
The indwelling formal and final causes of things are known by
abstracting what is gathered by the passive intellect, fed by the
senses, witnessing material and efficient causes. The actual process of
abstraction is performed by the
intellectus agens, a kind of Peripatetic "Deus ex machina",
reflective of the impasse of realism : Where is the subject ?
"The faculty of thinking then thinks the forms in the images, and as
what is to be pursued or avoided is already marked out for it in these
forms, the faculty can, by being engaged upon the images, be moved, and
this also in a way independent from perception."
Aristotle : De Anima, III.7.
How is this first intellect able to derive by abstraction the universal
on the basis of the particular ? How does it recognize the forms in the
images without (Platonic) proto-types ? Even a very large number of
particulars does not logically justify a universal proposition, as
Aristotle knew. Induction has no final clause, for all past causes can
never be known. How does this active intellect then recognize the
similarities between properties offered by the passive intellect, if not
by virtue of a measure which is independent from perception (and so
again introducing a world of ideas) ?
Aristotle posits the objective forms in the actual world. In the latter,
both being and becoming operate. This was a major step forward, for
ontological dualism is explicitly avoided, although implicitly
reintroduced within psychology. The forms are realized in singulars, but
known by accident of a universal intellect he does not study. For him,
the "real" is known through the senses and the curious abstracting
abilities of the mind. The workings of the intellectus agens
remain dark. This concept-realism is immanent. All things are explained
in terms of four causes : causa materialis, causa efficiens, causa
formalis and causa finalis.
Experience of the first two causes, triggers the process of cognition
and knowledge of material bodies. Abstracting the last two causes,
allows one to understand the "form" or essence of things.
In Platonic concept-realism, one cannot avoid asking the question : How
can another world be the truth of this world ? The ontological cleavage
is unacceptable. Peripatetic thought summons a psychological critique,
for how can the human soul possibly know anything if not by virtue of
this remarkable active intellect ? Both reductions are problematic.
Because they try to escape, in vain, the
Factum Rationis, and so represent the two extreme poles of the
concordia discors of thought, they form an apory. Plato, being an
idealist, lost grip on reality. Aristotle, the realist, did not fully
probe his own mind. Composite forms of both systems do not avoid the
conflict, although they may conceal it better. The crucial tension of
thought was not solved by Greek concept-realism. How to evolve formal
rationality ?
The two major
philosophical systems of Greek philosophy are examples of
foundational thinking. Truth is eternalized and static.
Concept-realism will always ground our concepts in a reality
outside
knowledge. Plato cuts reality in two qualitatively different
worlds. True knowledge is remembering the world of ideas.
Aristotle divides the mind in two functionally different
intellects. To draw out and abstract the common element, an
intellectus agens is needed. But, both positions reveal new
insights : knowledge is impossible without innate forms (Plato)
versus knowledge starts with perception (Aristotle). Greek thought
is unable to reconcile the extremes and so no armed truce ensued.
One tried to avoid the concordia discors by eliminating the
other side of the equation. These tensions, like open wires,
short-circuited Medieval logic, preparing thought for its
emancipation from fideism and fundamental theology. |
§ 9
In Late Hellenism, and particularly in Stoicism, language became an
independent area of study. Logic was not longer embedded in metaphysics,
but part of the new science of language (linguistics). The technical
apparatus developed by the Platonic and Peripatetic schools, as well as
the mechanics of logic had been fully mastered. An overview of knowledge
was sought, and concept-realism still prevailed. Concepts were either
rooted in universal ideas or in immanent forms. Both ideas and forms
were "real", i.e. agents working "outside" the mind and delivering the
foundation of thought and true knowledge. Throughout the Mediterranean,
the Egyptian school of Alexandria was renowned. In 529, under the
Christian emperor Justinianus, who commissioned the Hagia Sophia, the
Platonic Academy at Athens was closed.
Physics studies things ("pragmata" or "res"'), whereas
dialectica and
grammatica study words ("phonai" or "voces"). This is the
approach of the first scholastic and the last Roman, Boethius (480 - 524
or 525). He created the term "universalia" (the Latin of "ta
katholou") to denote the logical concepts genus and
species. The apory between Plato's world of ideas and Aristotle's
immanent forms, is no longer part of the Stoic context. A simplification
took place which brought logic and linguistics to the fore.
In his Isagoge, a work translated by Boethius, Porphyry (232/3 -
ca. 305) had written :
"I shall not say anything about
whether genera and species
exist as substances, or are confined to mere conceptions ; and if they
are substances, whether they are material or immaterial ; and whether
they exist separately from sensible objects, or in them immanently."
Porphyry : Isagoge, 1, introduction.
For Boethius, considering these matters to be "very deep", the answer is
Aristotelian : the universals have an objective existence in particular
physical things, but the mind is able to conceive genera and
species independent of these bodies.
For Isidore of Sevilla, who died in 636, etymology was the crucial
science, for to know the name ("nomen") of an object gave insight
into its essential nature. Hence, there exists an implicate adualism
between the name (or word) and its reality or "res". This
symbolic adualism does not differentiate between an "inner" subjective
state of consciousness and an "outer" objective reality, which is a
typical characteristic of ante-rationality (cf. psychomorphism). This
view was a return to Plato and the Eleatic cleavage between "is" and "is
not". And indeed, this Platonism accommodated the Augustinian
interpretation of Christianity. Here, symbolical adualism walks hand in
hand with ontological dualism : the true name of a thing reveals its
unchanging, transcendent essence intuitively, precisely because there is
a radical division between the perfect, true world of Being and the
incomplete, false world of becoming.
Thanks to the Carolingian Renaissance, and the organization of the
Palatine School, a remote ancestor of the Renaissance "university"
("turned towards unity") was created. Europe, under the political will
of Charlemagne, was awakened to its "rational" inheritance and embraced
the importance of education and learning (for the upper classes).
Although short-lived, its influence would not completely vanish.
Clearly the problem of universals touched the foundation of fideist
thought, which tried to identify general names (like "God") in the mind
with universal objects in reality. On the one hand, there was the
ultra-realistic position, or "exaggerated realism", found in the
De Divisione Naturae of John Scotus Eriugena (ca. 810 - 877) and the
work of Remigius of Auxerre (ca. 841 - 908), who taught that the
species is a "partitio substantialis" of the genus.
The species
is also the substantial unity of many individuals. Thus, individuals
only differ accidentally from one another. All beings are thus
modifications of one Being. A new child is not a new substance, but a
new property of the already existing substance called "humanity" (a kind
of monopsychism avant la lettre may be noted).
On the other hand, very soon heretics in dialectic rose. For Eric
(Heiricus) of Auxerre (841 - 876), general names had no universal
objects corresponding to them. Universals concepts arise because the
mind gathers together ("coarctatio") the multitude of individuals
and forms the idea of species. This variety is again gathered
together to form the genus. Only individuals exist. By the
process of "coarctatio", many genera form the extensive
concept of "ousia" ("substantia"). In the same line, Roscelin
(ca. 1050 - 1120) held that a universal is only a word ("flatus vocis")
and so "nihil esse praeter individua" ...
§ 10
In the Middle Ages, this apory between exaggerated realists ("reales")
and nominalists ("nominales"), itself a logico-linguistic
transposition of the ontological apory between Plato and Aristotle, is
best illustrated by the confrontation between William of Champeaux (1070
- 1120), and Abelard (1079 - 1142). The latter was a rigorist dialectic
arguing against the "antiqua doctrina", and, according to the
famous Bernard of Clairvaux (1090 - 1153), an agent of Satan !
Abelard argued, that according to William of Champeaux, only ten
different substances or "essences" exist (namely the 10 categories of
Aristotle). Hence, all living beings, subsumed under "substance", are
substantially identical, and so Socrates and the donkey Brunellus are
the same. In his early days, William of Champeaux taught, against his
teacher Roscelin, that the individual members of a species only
differ accidentally from one another. But this identity-theory came
under severe attack and so he changed it. Some say as a subterfuge,
William later replied to Abelard with his indifference thesis, according
to which two members of the same
species are the same thing, not "essentialiter" but "indifferenter".
Peter and Paul are "indifferently" men (they thus possess humanity "secundum
indifferentiam"), because as Peter is rational, so is Paul, whereas
their humanity is not the same, i.e. their nature is not numerically the
same, but like ("similis"). In fact, he is saying the universal
substances of both are alike, applying indifferently to both or any
other man. This position was also part of Abelard's polemical
interpretations.
Abelard's "nominalism" is a denial of ultra-realism in epistemology,
i.e. against the adualism between "vox" and "res". He does
not refute Platonic "ideae" preexisting in the mind of God, but
understands these as the metaphysical foundation of the real
similarities in status between objects of the same species, and not of
the objects (as Platonism insists). So the ideas explain how two things
may be alike, but objects do not participate in ideas, nor are these
ideas the "ousia" or "substantia" of objects.
Abelard's analysis states the distinction between the logical and the
real orders, but without the denial of the objective foundation of the
universals. This early nominalism is a moderate realism. He demonstrated
how one could deny exaggerated realism without being obliged to reject
the objectivity of genera and species.
For Abelard, universals were by nature inclined to be ascribed to
several objects. They are only words, not things (against the "reales").
When identified with words, universals are not reduced to mere "sound"
(which is also a "res"), but to the signifying power of words
(against the "nominales"). This "significatio" of words is
not a concept accompanying the word (a mere contents of mind, i.e.
exclusively subjective), but gives expression or meaning to the
objective status of the word (semantics). This status is a human
convention based on real similarities between the particulars,
but these real "convenientia" are not a "res", not "nihil"
but a "quasi res" : it is not the substance "homo" that
makes human beings similar, but the "esse hominem".
For Abelard, objectivity, found in universal propositions, is a human
convention based on real similarities between particulars. The latter
exist on their own. Ideas are the metaphysical foundation of the
similarities between objects. They are not the "ousia", "eidos", essence
or substance of things. These conventions have a special status, for
they stand between being and nothing.
The extraordinary contribution of Abelard to epistemology is that he was
able to avoid the apory of the concordia discors by introducing a
third option :
-
universale ante rem
: the universals exist before the realities they subsume : Platonism ;
-
universale in re
: the universals only exist in the realities ("quidditas rei") of
which they are abstractions : Aristotelism ;
-
universale post rem : universals are words, abstract universal
concepts with a meaning, given to them by human convention, in which
real similarities between particulars are expressed. The latter are
not "essentia" and not "nihil", but "quasi res".
This juggling may conceal the larger issue at hand
: if extra-mental objects are particulars and mental concepts
universals, then how to think their relationship ? Does an extra-mental
foundation of universals exist ? The Greeks as well as the
Scholastics answered affirmatively. The idea of a foundation of
knowledge was still present.
For the Scholastics, given their preoccupation with God, the problem was
to know whether an objective, extra-mental reality corresponded to the
universals in the mind ? If so, then the mere concept of "God" might
entail Divine existence, as the a priori proof tries to argue. If
not, rational knowledge resulted in skepticism and Divine existence
might be argued a posteriori only. Greek rationalism was
conceptual and ontological, whereas Medieval dialectics was foundational
and logico-linguistic (psychological).
Abelard's solution involves a crucial distinction : universals are not
real, but they are words (real sounds) with a significance referring to
real similarities between real particulars. Because of their meaning,
they are more than "nothing". The foundation of his nominalism is "the
real" as evidenced by similarities between objects, whereas the "reales"
supposed an ante-rational symbiosis between "verbum" and "res",
between Platonic ideas and material objects ("methexis").
His pivotal contribution to the historical process of reason becoming
conscious of itself is not limited to logic, epistemology and semantics.
In his Ethica seu Scito Teipsum or "Ethics of Know Yourself", he
stressed the importance of intent ("intentio"). Good and evil are
not situated in the action itself (cf. Aristotle's Ethics Nicomachea),
but in the intention of the acting subject. Conscience ("conscientia")
is therefore crucial, for "non est peccatum nisi contra conscientiam".
So also in his ethics, Abelard puts emphasis on the subject of
experience, moving far away from the shores of the objective morality of
his age (focusing on the virtue of the deed and not on the doer and his
motifs).
A similar Abelardian line of argumentation is found in David Hume (1711
- 1776), ending in a skepticism preventing Kant (1724 - 1804) from
sleeping (indeed, Hume rejected rationalist intuitionism and so could
not back the observed similarity between objects). When Aristotle was
finally translated into Latin, Abelard could and was recuperated by High
Scholasticism.
§ 11
"Although it is clear to many that a universal is
not a substance existing outside the mind in individuals and really
distinct from them, still some are of the opinion that a universal does
in some manner exist outside the mind in individuals, although not
really but only formally distinct from them. (...) However, this opinion
appears to me wholly untenable."
Ockham : Summa totius logicae, I, c.xvi.
With the Franciscan monk William of Ockham (1290 - 1350), theologian &
philosopher, the "via moderna" received its most logical of
defenders. Thomists, Scotists and Augustinians formed the "via
antiqua". It is their realism, Platonic (the essence is
transcendent) as well as Aristotelic (the essence is immanent), which
was firmly rejected. Instead, nominalism was promoted, but one
without objective universals. It was hence more radical than Abelard's.
No reality ("quid rei") is ever attained, but only a nominal
representation ("quid nominis").
For Ockham, the metaphysics of essences was introduced into Christian
theology and philosophy from Greek sources. So, contrary to Abelard's
moderate nominalism, his strict nominalism did not incorporate
them. There are no universal subsistent forms, for otherwise God would
be limited in His creative act by these eternal ideas. Indeed, every
idea is limited by its own individuality. This non-Christian invention
has no place in Christian thought. Universals are only "termini
concepti", final terms signifying individual things which stand for
them in propositions.
It was Peter of Spain (thirteenth century), who's exact identity is
unknown, who had distinguished between probable
reasoning (dialectic), demonstrative science & sophistical
reasoning. Ockham was influenced by this emphasis placed on syllogistic
reasoning leading to probable conclusions. Hence, arguments in
philosophy (as distinct from logic) are probable (terministic) rather
than demonstrative. Formal logic is demonstrative, whereas terministic
logic is probable.
For Ockham, who took the equipment to develop this terminist logic from
his predecessors, empirical data were primordial and exclusive to
establish the existence of a thing. The validity of inferring from the
existence of one thing to the existence of another things was
questioned. He distinguished between the spoken word ("terminus
prolatus"), the written word ("terminus scriptus") and the
concept ("terminus conceptus" or "intentio animæ"). The
latter is a natural sign, the natural reaction to the stimuli of a
direct empirical apprehension. Only individual things exist. By the fact
a thing exists, it is individual. There cannot be existent universals,
for if a universal exists, it must be an individual, which is a
contradictio in terminis (for universals are supposed to subsume
individuals).
This focus on the objects which are immediately known, goes hand in hand
with the principle of economy to get rid of the abstracting "species
intelligibiles". What is known as "Ockham's Razor" was a common
principle in Medieval philosophy. Because of his frequent usage of the
principle (cf. the Franciscan vow of poverty), his name has become
indelibly attached to it. In Ockham's version it reads : "Pluralitas
non est ponenda sine neccesitate." (plurality should not be posited
without necessity). In general terms, this principle of simplicity or
parsimony is to always prefer the least complicated explanation for
an observation.
Radical nominalists, like Nicolas of Autrecourt (ca. 1300 - ca. 1350),
who belonged to the Faculty of Arts, would say no inference from the
existence of one thing to the existence of another thing could be
demonstrative or cogent, but only probable. Hence, necessity and
certainty, idolized by the foregoing metaphysical systems, were gone. No
demonstration of God's existence was possible. Such matters have to be
relegated to the order of adherence to revealed knowledge or faith. At
this point, theology and philosophy separate and the latter becomes a
"lay" activity. This is not yet apparent in Ockham, who remains a
theologian seeking to find a way to rethink the "proof" of God's
existence in merely a posteriori
terms.
Against his predecessors, Ockham accepts "being" as a concept common to
creatures and God, meaning "being" is predicable in a univocal sense to
all existent things. Without such a concept, the existence of God could
not be conceived. But, this does not mean this concept acts as a bridge
between empirical observation of creatures and the existence of God. It
is univocal in the sense it is common to a plurality of things, neither
accidentally or substantially alike (thus avoiding pantheism).
These thought bring the distinction between "scientia realis" and
"scientia rationalis" to the fore. The former is concerned with
real, individual things. He agrees with Aristotle that only individuals
exist, but rejects the doctrine that science is of the universal. The
latter are not forms realized in individuals (realities existing
extra-mentally). Real science is only concerned with universal
propositions, i.e. with their truth or falsity (for example : "Man
is capable of laughter."). To say a universal proposition in science is
"true", is to say that it is verified in all individual things of which
the "terms" of the proposition are the natural signs. The terms known by
real science stand for individual things, whereas the terms of the
propositions of rational science (like logic) stand for other terms.
Ockham's contribution is remarkable, although his terminology is still
scholastic and he considered revelation as a source of certain
knowledge.
With Ockham,
concept-realism is finally relinquished. The foundational approach
is also left behind. The nominal representations arrived at in
real science are only terministic, i.e. probable. They concern
individuals, never extra-mental "universals". Real science deals
with true or false propositions referring to individual things.
These empirical data are primordial and exclusive to establish the
existence of a thing. The concept ("terminus conceptus" or
"intentio animæ") is a natural sign, the natural reaction
to the stimuli of a direct empirical apprehension. Rational
science is possible, but it does not concern natural signs but
other terms. |
§ 12
"Il y a déjà quelque temps que je me suis aperçu que, dès mes premières
années, j'ai reçu quantité de fausses opinions pour véritables, et que
ce que j'ai depuis fondé sur des principes si mal assurés ne saurait
être que fort douteux et incertain ; et dès lors j'ai bien jugé qu'il me
fallait entreprendre sérieusement une fois dans ma vie de me défaire de
toutes les opinions que j'avais reçues auparavant en ma créance, et
commencer tout de nouveau dès les fondements, si je voulais établir
quelque chose de ferme et de constant dans les sciences."
Descartes, R. : Meditations, 1, § 1a.
In the mind of Cartesius, the only constructive point of his education,
so the Discourse on Method (1637) tells us, was the discovery
of his own ignorance (cf. Chapter 1). This prompted him to
reject all prejudices and seek out
certain knowledge. Nine years he raises doubts about various
conjectures and opinions covering the whole range of human activities.
Eventually, doubt is raised regarding three sources of knowledge :
-
authority : as contradictions
always arise between authorities a higher criterion is needed ;
-
senses : maybe waking experience
is just a "dream" or a "hallucination" ? Can this be or not ? Also : the
senses give confused information, so a still higher criterion is needed
;
-
reason : how can we be certain
some "malin génie" has not created us such, that we accept
self-evident reasoning although we are in reality mislead and in fatal
error ?
I can doubt all objects of these activities of
consciousness, but that such an activity of consciousness exists, is
beyond doubt. Thus, the "res cogitans", "ego cogitans" or
"l'être conscient"
is the crucial factor in Cartesian philosophy. Its indubitable,
intuitively grasped truth ? Cogito ergo sum : I think, therefore
I am. That I doubt certain things may be the case, but the fact that I
doubt them, i.e. am engaged in a certain conscious activity, is certain.
To say : "I doubt whether I exist." is a contradictio in actu
exercito, or a statement refuted by the mere act of stating it. The
certainty of
Cogito ergo sum is not inferred but immediate and intuitive. It is
not a conclusion, but a certain premiss.
At this point, the apory resulting from a mismanagement of the
concordia discors which animates all possible thought, reappeared
and entered modernism.
Transcendental logic makes both terms of the formal equation offered by
the Factum Rationis necessary and irreducible. In terms of
acquiring knowledge, this implies object and subject of knowledge have
to be used simultaneously. But like Plato and the "reales" after him,
Descartes eclipses the object of knowledge by inflating an ego
cogitans in terms of a substantial ego, solely reflecting on itself,
and as Leibnizean monad, without windows on the world and the alter
ego. The Spinozist definition of God and freedom being the mature
example of the substantializing (ontologizing) effect of this idealistic
reduction of the discordant concord or armed truce of thought.
"By God, I mean the absolutely infinite Being - that is, a substance
consisting in infinite attributes, of which each expresses for itself an
eternal and infinite essentiality."
Spinoza : Ethics, Part I, definition VI.
"That thing is called 'free', which exists solely by the necessity of
its own nature, and of which the action is determined by itself alone.
That thing is inevitable, compelled, necessary, or rather constrained,
which is determined by something external to itself to a fixed and
definite method of existence or action."
Spinoza : Ethics, Part I, definition VII.
Because he did not rely on the object of knowledge (deemed doubtful),
Descartes rooted his whole enterprise in an ideal ego constituting the
possibility and expansion of knowledge. All idealists after him would do
the same. The end result of this reduction is a Platonic theory of
knowledge. At the end of the line, truth is identified with a consensus
between sign-interpreters (cf. Habermas).
§ 13
In his Treatise of Human Nature (1739) and
Enquiry concerning human Understanding (1748), David Hume (1711 -
1776) seeks to develop a science of man. As Locke (1632 - 1704), he
envisages a critical and experimental foundation.
"Nature is always too strong for principle."
Hume, D. : Enquiry concerning the Principles of Morals,
12, 2, 128.
"Perceptions" are the contents of the mind in general, divided in
impressions and ideas. The former strike the mind with vividness, force
and liveliness, whereas the latter are faint images of these in
thinking. Impressions are either of perception or of reflection. The
latter are in great measure derived from ideas.
Like Ockham, Hume is a nominalist. Real or ideal universals are not the
foundation to erect the science of man. Unlike Descartes, he is an
empirist : the senses are the foundation of knowledge. Two kinds of
propositions are possible :
-
analytic : the predicate is part
of the subject - these tautologies are universal and necessary, but
restricted to geometry and arithmetic. All
a priori propositions are analytic and have nothing to say about
the world of fact ;
-
synthetic : the predicate is not
part of the subject and an extra-mental reality is implied. All
synthetic propositions are a posteriori and have always something
to say about the world.
The extra-mental reality sought can be no other
than the one offered by direct or indirect empirical experience.
-
direct synthetic propositions :
the predicate is attached to the subject because of what is immediately
empirically perceived here and now ;
-
indirect synthetic propositions
: the predicate is attached to the subject because we move from what be
know to be a direct, given fact to a state of affairs which is not (yet)
empirically given. These propositions are problematic because a
necessary and objective connection between our idea of causality and
real events cannot be demonstrated. Moreover, logically the move from a
finite series of particular observations to an infinite, necessary law
can never be warranted (cf. the problem of induction in naive realism).
Suppose the observed psychological connection
between fact A and fact B is continuous. Is it necessary ? My (or our)
witnessing the connection more than once, does not imply that it will
work tomorrow. Skepticism results. The universal value of scientific
laws cannot be demonstrated, neither can the reality of the world
(within and without). Science is restricted to statements of
probability.
The Achilles Heel of this position is the status of the sense-data and
the formation of concepts. It is not clear how sense-data can be
identified without some conceptual connotation, which is not a sense
datum. Moreover, perception is introduced as a sufficient ground. "Adequatio
intellectus ad rem" is presupposed (as in all forms of realism).
Finally, how can similarities between sense-data be observed ? At the
end of the line, empiricism identifies truth with the naive
correspondence between concept and fact.
The ontologisms a
priori
& a posteriori (of Greek concept-realism and the Medieval
universalia) gave way to the crucial distinction between
analytic and synthetic propositions. On the one hand, Descartes,
by introducing a substantial ego cogitans and its intuitive
cogito ergo sum, reintroduced Platonism by backing his
criterion of truth with a proof of God (making use of the
criterion). On the other hand, Hume, by rejecting all but direct
synthetic propositions, was unable to explain how we can draw out
the common element without innate cognitive structures. Remember
how Aristotle was forced to call in his intellectus agens !
Is rationalism not a return to the symbolical (Platonic) adualism
and its "leges cogitandi sunt leges essendi" (the laws of
thinking are the laws of reality) ? Is empirism not the modern
equivalent of the system of Democritus and the subsequent "veritas
est adequatio rei et intellectus" ("truth is the
correspondence between the intellect and reality) ? These constant
pendulum-movements were first identified by Kant and deemed a
"scandal" ... How is knowledge possible ? |
§ 14
"We thus see that all the wrangling about the nature of a thinking
being, and its association with the material world, arises simply from
our filling the gap, due to our ignorance, with paralogisms of reason,
and by changing thoughts into things and hypostatizing them."
Kant, I. : Critique of Pure Reason, A394-398.
With his "Copernican Revolution", Kant (1724 - 1804) completes
the self-reflective movement initiated by Descartes, focusing on the
subject of experience (cf. Chapter 1). Incorporating rationalism and
empirism, he avoids the battle-field of the endless (metaphysical and
ontological) controversies by (a) finding and (b) applying the
conditions of possible knowledge. An armed truce between object and
subject had to be realized. Inspired by Newton (1642 - 1727) and turning
against Hume, Kant deems synthetic propositions a priori possible
(Hume only accepted direct synthetic propositions a posteriori).
There is a categorial system producing scientific statements of fact
which are always valid and necessary (for Hume, scientific knowledge is
not always valid and necessary). This system stipulates the conditions
of valid knowledge and is therefore the transcendental foundation of all
possible knowledge.
Let us recall the previous positions.
For Plato, the supreme thing is the idea of the Good. The ontology
implied is dualistic, for the world to which this idea belongs
represents the static, eternal truth in which all shifting temporal
particulars participate. To know, it to remember the world of ideas. In
short, Plato made his thoughts into an ideal thing separated from this
world. The Peripatetics do the opposite ; they idealize the world of
becoming, and attribute a final ground to it which is realized in every
particular (cf. hylemorphism). This ontologism is realistic, for the
"ousia" of a thing is real, but exists as an integral part of the
individual things only (cf. the soul as the form of the body).
Subsequently, with the division between "reales" and "nominales",
nothing new was achieved. Abelard was the first to avoid the apory (cf.
universale post rem), but he retained the ideas as metaphysical
foundation for the similarities in status between objects of the same
species. Although his mild nominalism avoids the trap of symbolical
adualism, it fails to adequately explain these similarities.
The transcendental system of the conditions of possible knowledge (or
transcendental logic) is a hierarchy of concepts defining the objective
ground of all possible knowledge, both in terms of the synthetic
propositions a priori of object-knowledge (transcendental
analytic covering understanding), as well as regarding the greatest
possible expansion under the unity of reason. These transcendental
concepts are not empirical, but are the product of the transcendental
method, bringing to consciousness principles which cannot be denied
because they are part of every denial. They are "pure" because they are
empty of empirical data and stand on their own, while rooted in (or
suspended on) the transcendental "I think" and its Factum Rationis.
For Kant, reason, the higher faculty of knowledge, is only occupied with
understanding, while the latter is only processing the input from the
senses. Reason has no intellect to inform it. There is no faculty higher
than reason.
"All our knowledge begins with the senses, proceeds thence to the
understanding, and ends with reason. There is nothing higher than reason
for working up the material of intuition & comprehending it under the
highest unity of thought."
Kant, I. : Critique of Pure Reason, B355.
The process of acquiring knowledge runs as follows :
-
transcendental aesthetic :
empirical knowledge : a variety of direct, multiple, unordered, nameless
impressions (Hume), called "Empfindungen" (or perceptions) are
synthesized by the forms of representation "space" (related to geometry)
and "time" (related to arithmetics) and turned into "Erscheinungen" (or
phenomena). These representations reflect the structure of our receptive
apparatus. They are meant to structure perceptions into phenomena ;
-
transcendental analytic :
scientific knowledge : phenomena are objectified by thought, but do not
constitute an object of knowledge, for this is realized in propositions.
The phenomena need to be structured by the 12 categories of
understanding, corresponding to 12 different types of propositions
(quantity, quality, relation and modality, each viewed from three
angels). This categorization of phenomena leads to object-knowledge
(synthetic propositions a priori). The categories are meant to
structure phenomena into object-knowledge ;
-
transcendental dialectic :
metaphysical knowledge : the variety of objects known is brought to a
higher unity. A last, sufficient ground is sought and found in the ideas
of reason : "ego", "world" and "God" (derived from the category of
relation). These words are not things and only serve understanding,
nothing more. While stimulating the mind's continuous expansion, these
ideas regulate understanding and bring it to a more comprehensive,
reasonable unity. They are meant to structure understanding into an
immanent metaphysics.
The 2 forms of representation, 12 categories
(brought to unity by 3 ideas) make the object possible, rather than
vice versa. The human mind is the active originator of experience,
rather than just a passive recipient of perception, as Hume thought. The
mind can not be a
tabula rasa, a "blank tablet", so Descartes is right. The whole
transcendental system is innate. Even on the level of the transcendental
aesthetics, perceptions, the only source of knowledge acknowledged, as
Locke claimed, must always be processed to be recognized,
or they would just be "less even than a dream" or "nothing to us". Both
perceptions, representation and categorization are necessary to
constitute an object of knowledge.
In his "transcendental dialectic", Kant works with the negative,
deceptive meaning of the word "dialectic", namely as antinomy and
paralogism. These scandals occur each time the barriers given by our
transcendental logic are not upheld and the ideas are changed into
things, which is far worse than a mere mistaken use of the categories.
Kant was fully aware of the unwholesome habit of thought to fixate
itself or its objects into so-called realities, filling in the "gap"
which, for Kant, cannot be crossed.
"I do not mean by this the transcendental use or abuse of the
categories, which is a mere fault of the faculty of judgment, not being
as yet sufficiently subdued by criticism nor sufficiently attentive to
the limits of the sphere within which alone the pure understanding has
full play, but real principles which call upon us to break down all
those barriers, and to claim a perfectly new territory, which nowhere
recognises any demarcation at all. Here transcendental and transcendent
do not mean the same thing."
Kant, I. : Critique of Pure Reason, B350.
When the landmarks are removed, transcendental illusion ensues, or
reason forgetful of its own, changing thoughts into things. This
fundamental falsehood perverts the principles of reason itself. This
natural "dialectic" of reason does not go away once realized, but
requires to be removed again and again, for it "will never cease to
fascinate our reason" (B354). Human reason has a natural inclination to
grossly overstep these limits, to give in to the pull of the
"unconditional" idea, to fill the gap between what we can know and what
we fancy to know, thereby regarding the transcendental ideas as real
things, whereas they are wholly subjective, only needed to organize
understanding and have no meaning outside this regulative,
non-subreptive way. This reveals a fundamental demarcation or difference
in the use of the transcendental ideas : regulative (as it should) or
constitutive (as hypostases). In the latter case, they step outside the
barriers of transcendental logic.
With Kant, a totally new perspective unfolded : criticism highlights the
limitations, demarcations, frontiers and borders of thought. It is not
possible to step outside ourselves and witness the world. The subjective
structure cannot be removed and so what is "objective" can never be
identified with an observation without interpretation. The latter is
impossible. There is no point of intersection between the lines created
by our thoughts and reality-as-it-is. They bounce off on the
mirror-surface of phenomena and do not allow us to probe into reality
itself. A fundamental distinction is made : humans only know reality as
it appears, not as it really is. Hence, the world is epistemologically
divided between "phenomena" and "noumena", between what is processed by
our understanding (by virtue of the categorial scheme) and the
intellectual intuition of things as they are in themselves (an intuition
Kant rejected). Needless to say that this new division is problematic.
Has Kant, without knowing it, given in to the transcendental illusion he
uncovered himself ?
§ 15
Kant wished to retain for science the certainty of
the sufficient ground. To understand his epistemology properly, this aim
is of paramount importance. He wished to do for philosophy what Newton
had done for physics : a universal system allowing one to explain the
movements of planets as well as those of apples. He could not accept
skepticism and the relativism it engenders. Not finding this firm ground
in the objective, outward reality (as a world of Platonic ideas or
universal forms immanent in matter), his transcendental method cleared
the foundations of the (universal) subjective apparatus of thought. By
thus viewing the subject of experience as active after the reception of
the perception (analytic object-knowledge after the aesthetic synthesis
of phenomena), all possible knowledge was about the "thing-for-us" and
never about the "thing-as-such" or reality-as-it-is.
Where did Kant miss out on his own Copernican revolution ?
The first to point to the major flaw was F.H.Jacobi (1743 - 1819), who
-in 1787- asked : Were does the "matter" of the perception
("Empfindung") turned into phenomena ("Erscheinung") come from ? Kant
supposed our perceptions were somehow caused by reality-as-such, the
famous "Ding-an-sich". How can this be ? Causality cannot be invoked,
for the nameless perceptions are pre-categorial. Neither can the
world-as-such be thought as temporally first and the perceptions last,
for the former is outside time. Hence, the way our senses receive
information is obscured, compromising Kant's epistemology. If Kant needs
the "noumenon" to start up the engine of the categories, then he clearly
does not use the "thing-as-such" as a negative, formal and empty
limit-concept, and the Copernican Revolution is incomplete. And if this
is the case, and it is, then his attempt at justifying knowledge a
priori fails. So far the idealists were correct : knowledge cannot
find a sufficient ground in the transcendental apparatus, for the latter
depends on the very thing it tries to avoid : a direct, unmediated
contact with reality.
Kant's system, although transcendental, and thus devoid of any attempt
to explain the possibility of knowledge by ontology, retains the
postulate of foundation, by which true knowledge is certain, universal
and necessary. Scientific knowledge is seen as a system of synthetic
propositions a priori, and so indirect synthetic
statements pass Kant's critical test (while for Hume only direct
propositions were certain). Kant's philosophy is Newtonian, and so
absolute principles are acknowledged both in understanding (forms,
categories) as in reason (the ideas). At the same time, clear
demarcations avoid their abuse and potential corruptive effect on
thought.
For good reasons, the
history of philosophy is divided in pre- and post-Kantian. For
with the crucial Copernican Revolution, the activity of the
subject of knowledge was finally fully acknowledged. The
categorial scheme yields object-knowledge in the form of
synthetical propositions a priori. A Newtonian science of
absolute certainties is possible. The skepticism of Hume (also at
work in Ockham) is overturned. Causality can be thought and so the
connectivity of our knowledge guaranteed. The catch ? By pursuing
his foundational course, Kant had to introduce a pseudo-causality
before causality in order to explain (describe) how the motor of
the categories is fuelled. Moreover, the cleavage between becoming
and being was reintroduced as the abyss between
phenomena &
noumena. To avoid these problems, parts of the
transcendental exercise of Die Kritik der Reinen Vernunft
has to be redone. |
§ 16
In the 20th century, neo-Kantianism reconstructed
parts of Kant's system. What can I know ? is answered without
presupposing that synthetic proposition a priori are possible.
The science of certainties is replaced by the science of probabilities
and approximations. Demonstrative intentions are replaced by a terminist
logic. This means modernism, as the via moderna had before, took
the next step by abolishing foundational thinking. To show this radical
move does not automatically lead to relativism or skepticism, is one of
the underlying motifs of the present exercise.
According to Sextus Empiricus, it was the skeptic Pyrrho of Elis (ca.
365 - 275 BCE) who taught conflicts between two (or more) criteria of
truth automatically lead to an apory or an antinomy, i.e. a
contradiction posed by a group of individually plausible but
collectively inconsistent propositions. The truth of a given criterion
can only be argued using true propositions. But, whenever a given
criterion is justified, a petitio principii or circular argument
is involved. Discussions about the criterion of truth are therefore
unending and without solution.
Much later, the problems of foundational thinking were summarized by
the Münchhausen-trilemma (Albert,
1976). Its logic proves how every possible kind of foundational strategy
is necessarily flawed. The trilemma was named after the Baron von
Münchhausen, who tried to pull himself out of a swamp by his own hair !
Every time a theory of knowledge accommodates the postulate of
foundation, three equally unacceptable situations occur. A justification
of proposition P implies a deductive chain A of arguments A', A", etc.
with P as conclusion. How extended must A be in order to justify P ?
-
regressus ad infinitum :
there is no end to the justification, and so no foundation is found (A',
A", etc. does not lead to P) ;
-
petitio principii :
the end P is implied by the beginning, for P is part of the deductive
chain A. Circularity is a valid deduction but no justification of P,
hence no foundation is found ;
-
abrogation
ad hoc :
justification is ended ad hoc, the postulate of justification is
abrogated, and the unjustified sufficient ground (A' or A" or ...) is
accepted as certain because, seeming certain, it needs no more
justification.
The Münchhausen-trilemma is avoided by stopping to
seek an absolute, sufficient ground for science. This happens when one
accepts genuine science is terministic. In mathematics and physics,
major changes have happened since Newton, and who is able to disprove
the revolutions of tomorrow ? Hence, the categorial system cannot be
absolute, although some of its general features are necessary in a
normative way (for we use them when we think).
On the level of transcendental logic and the theory of knowledge, object
and subject of thought are fundamental critical concepts. On the level
of the practice of knowledge, experiment & argumentation are crucial.
Realism and idealism are the proposed transcendental ideas of reason
(instead of ego, world & God, crucial for psychology, cosmology &
religious philosophy).
The end result of the proper regulative use of the ideas of the real and
the ideal (leading to experimentation and argumentation respectively),
is not a synthetic proposition a priori, but object-knowledge
which is considered, for the time being, as very likely
true by the community of sign-interpreters. These empirico-formal
propositions are always a posteriori, and may be direct
(reality-for-me) or indirect (reality-for-us). Kant's critical
epistemology is there to remind us of the natural tendency of reason to
hypostatize its ideas.
If the idea of the real is turned into an object (like extra-mental,
kickable and kicking things out there), then true knowledge is "adequatio
intellectus ad rem". But, we do not know whether knowledge is made
possible by a real world. Suppose the latter is the case, then how to
reconcile this with the facts that (a) observation co-depends on
theoretical connotation and (b) observation unfolds in a conceptual
pattern which develops in the act of observing ? If the idea of the
ideal is turned into an object, then true knowledge is given by the "consensus
omnium" and "leges cogitandi sunt leges essendi" persists.
But, knowledge is not made possible by an ideal theory or ideology. For
if so, then we blind ourselves from the fact synthetic propositions are
also statements about some thing
extra-mental, escaping (inter) subjectivities. These two criteria of
truth, although discordant, operate simultaneously, and regulate the
development of thought.
In the domain of science, producing empirico-formal propositions, the
idea of the real and the idea of the ideal are both necessary and
operate together. Hence, scientific knowledge is the product of two
vectors : objective observation (experiment, test) & intersubjective
dialogue (argumentation). In the concrete research-unity, these a
priori
rules are complemented by a posteriori rules of thumb or
practical, opportunistic hypothesis assisting the efficient functioning
of the research community. On this level, the difference between what
should and what is (between theoretical epistemology and the sociology
of science) is felt most ... Indeed, like the rest of us, scientists are
not perfect.
In accord with Ockham's terministic probabilism and the view of all
knowledge as "approximative", contemporary criticism finds comfort that
only probable, not certain empirico-formal knowledge is possible, and
that no sufficient ground for the possibility of knowledge needs to be
found. This position is open and so free to investigate all
possible expansions of knowledge. Dogmatic and ontological
fossilizations are excluded from this secure but narrow point of view.
The major problem of criticism is avoided.
Facts are not monolithical. No pseudo-causality is needed to trigger
knowledge. Facts are hybrids.
On the one hand, they are theory-dependent and as such determined by
intersubjective languages, theories and their arguments. Of this a
descriptive analysis is possible, for we can test ourselves to
realize how extended the influence of subjective connotations on direct
and indirect observation is. In quantum mechanics, the total
experimental set-up, observer included, co-determines the outcome of the
experiment.
On the other hand, so must we think, facts are
theory-independent. If not, there is no object of knowledge, whereas the
proposition in which this is affirmed ("There is no object of
knowledge.") has as object the absence of the object of knowledge. The
conviction (or belief) in the theory-independent face of facts is
not descriptive for it cannot be observed (every observer has a
unique set of space-time coordinates). Ergo, the
theory-independence of facts is
normative and belongs to what we must think in order to think
properly. And this is precisely what thinkers thinking properly have
been doing all the time.
§ 17
Also in science, the problems
posed by skepticism had to be addressed. Especially since Kant, the
question "What can I know ?" has been crucial. The apory between
"realism" and "idealism" is also without final result. The foundational
approach favored since Plato and Aristotle has caused a pendulum
movement between two criteria of truth (consensus versus
correspondence). To move beyond this, the antinomic problems of
justificationism (i.e. the foundational, fundamentalist thinking within
science) must be clear : if, on the one hand, real "sense data" are the
only building-blocks of "true" knowing, as realism maintains, then why
is the definition of the word "sense datum" not a sense datum ?
Also : how can a "naked" or "raw" sense datum be observed if our mental
framework co-constitutes our observation ? If, on the other hand, ideal
linguistic symbols and speech-situations are the exclusive arena of
truth, as idealism maintains, then how can knowledge be knowledge if it
is in no way knowledge of something (i.e. a "res" and not
only "flatus voci") ?
A focus of truth "behind the mirror" (as Kant put it) comes within reach
if and only if both perspectives, experiment (correspondence,
objectivity) and argumentation (consensus, intersubjectivity) are
used together, and this in a regulative, non-constitutive
(unfoundational) way. The criterion of truth is not justified by a
sufficient ground outside knowledge, but by discovering the
normative principles governing all possible knowledge. The latter are
bi-polar but interactive and never exclusive, as 19th century, Newtonian
scientific thinking claimed. Insofar as either realism or idealism are
accepted, the logical merits of the truth claim of science do not exceed
the religious criterion of truth. It cannot escape the apory as long as
it identifies with objectivity at the expense of subjectivity and
intersubjective symbolization (as in logical positivism, materialism,
scientism, instrumentalism, reductionism and epiphenomenalism) or with
subjectivity and intersubjective symbolic activities with disregard for
entities independent of the human sphere (as in spiritualism, idealism
and humanism).
Facts are not only experimental and not only theoretical. They are
hybrids, composed of what we know (our theories) and, so must be think,
the realities outside our minds. The latter cannot be isolated from the
former, for the subjective conditions of knowledge cannot be removed
without causing the perversity of reason. Empirico-formal
object-knowledge is always the product of two vectors at work
simultaneously. Not because of some ulterior reason, but because
it must be so and has always been so. Epistemology is hence not
descriptive, but normative.
Although the Copernican Revolution posits the subject and its
constructivist activities, Kant's epistemology is a attempt to still
adhere to the postulate of foundation, for synthetic judgments a
priori are rooted in the cognitive, categorial apparatus of the
subject of experience, without which no thinking is possible. In other
worlds, the constructions of my mind are per definition those of other
minds. These categories hold true for the object of experience insofar
as this object is constituted in observation by our capacity of
observation and knowledge. For Kant, scientific knowledge
(empirico-formal propositions) does not deal with reality-as-such, but
with reality-for-us. However, as contemporary mathematics, relativity &
quantum mechanics disagree with the principles of Newtonian physics Kant
thought to be anchored in our minds for ever, it becomes clear these
categories are not absolutely certain and not a priori. Kant's
attempt to anchor science failed, although his unearthing the active
subject became a fundamental and irreversible asset of modern
epistemology.
It took more than a century before the antinomy between realism and
idealism was critically superseded by a normative theory on the
possibility and the production of knowledge. In contemporary scientific
practice, scientific facts are the outcome of two vectors : on the one
hand, objective experiments and their repetition, and, on the other
hand, intersubjective communication between the community of
sign-interpreters. Logic provides a few a priori conditions,
related to the form, clarity and elegance of the symbols of a theory.
Epistemology adds a few objective and intersubjective criteria and the
local research-unit will foster a series of a posteriori rules of
thumb. Nevertheless, despite all possible care, scientific knowledge
cannot be absolutist or radical, but instead delicate, prudent &
provisional. Indeed, divorced from the metaphysical aim to anchor
knowledge, genuine science cannot be a new dogmatic religion, but a
method to acquire fallible knowledge.
Indeed, empirico-formal knowledge, or knowledge of facts, is
conditional, relative, hypothetical and historical, although a clear
theory explaining a lot of phenomena will (provisionally) always be
called "true", meaning "very probable", not "certain". A set of such
theories will constitute a tenacious scientific paradigm, covering
entities which "kick" and "kick back". But things may change, and
usually they do ...
"It is an hypothesis that the sun will rise tomorrow : and this means
that we do not know whether it will rise."
Wittgenstein, L. : Tractatus Logico-Philosophicus,
6.36311.
Regarding the justification of its truth claim, formal & critical
rationality developed their arguments in three stages :
-
uncritical & foundational : true
knowledge corresponds with real, repeatably observable objects (naive
realism under the guise of materialism) or true knowledge is the object
of an ideal theory (naive idealism under the guise of spiritualism or
ideology). Greek concept-realism developed both variants. In both
strategies, the error consists in the implicate use of the
contra-thesis. Real objects are also co-determined by the theoretical
connotations of their observers. Ideal objects are always also referring
to a "something" outside the grasp of a theoretical discourse. The
foundation of science is objectified : the "real" world "out there" or
the "ideal" theory of reason. For Kant, the apory empiricism versus
rationalism was a scandal ;
-
critical & foundational : asking
for the limitations of human knowledge, Kant rooted cognition in the
cognitive apparatus (cf. the Copernican Revolution). In this way, the
foundation sought was interiorized and its
a priori categorized. By making the ego cogito (the "I
Think" of the Factum Rationis) the foundation of knowledge, Kant
succeeded in making reality-as-such fall outside science ! Likewise, for
Kant, meta-rational knowledge (intellectual perception) was denied to
science, which, divorced from any direct contact with "das Ding an
sich", seems trivial. The foundation of science is subjectified (not in
an idealism but in a transcendentalism) ;
-
critical & normative : in the
previous century, the foundational approach was relinquished and in this
way, the aporia threatening justification was avoided. Science
produces terministic empirico-formal propositions. These are treated "as
if" they represent a high probability, but never a certain truth. This
likelihood is posited by repeatable tests and the intersubjective
dialogues and argumentations of all involved sign-interpreters. The end
result is fallible knowledge, although, for the time being,
highly probable.
With the end of foundational thinking, the
confrontation between incompatible foundations is over. Scientific
knowledge is probable, historical and relative. Facts may change over
time, and nobody is able to predict for certain what the future holds.
Moreover, scientific investigations are always conducted against the
background of untestable information. Insofar as the latter is arguable,
metaphysics is possible. But the latter is never testable, only
arguable. Finally, who decides who the "involved sign-interpreters" are
and/or when a certain threshold is "critical" ? In order to define these
and other matters, science evokes a series of a posteriori
conditions representing the idiosyncrasies of the local research-unity,
the "opportunistic logic" of their fact-factory and the style of their
pursuit of scientific, factual knowledge. These conditions determine the
practice of knowledge.
Philosophy and science should remain open and postpone their final
judgments. Both must be totally recuperated from the hang-over of their
shameful foundational history over the last two millennia. The only role
of science is to confirm or deny probable fact. The task of
philosophy is to uncover the laws ruling epistemology, esthetics &
ethics as well as develop a theoretical picture of the whole
(speculation or metaphysics).
Ontology no longer roots object and subject in a
self-sufficient ground or eternal, certain foundation. The
possibility of knowledge is grounded in knowledge itself. Critical
thought raises the reflective to the reflexive. Epistemology is a
normative discipline, bringing out the principles, norms and
maxims of true knowledge. These must be used in every correct
cogitation producing valid knowledge. The principles are given by
transcendental logic, the norms by the theory of knowledge (and
truth) and the maxims by the knowledge-factory or applied
epistemology. Science deals with propositions arrived at by the
joint efforts of experimentation and argumentation. The discordant
concord of both vectors is necessary and their defences should
never be put down, nor should their truce, which is essential to
produce knowledge that works, be broken. Scientific knowledge is
in the form of empirico-formal propositions which are terministic
(probable) and fallible. They are formulated against the implicit
or explicit background of untestable metaphysical speculations and
always imply a "ceteris paribus" clause. |
§ 18
"There is a science ("episteme tis") which studies being qua being, and
the properties inherent in it by virtue of its own nature. This science
is not the same as any of the so-called particular sciences, for none of
the others contemplates being generally qua being ..."
Aristotle : Metaphysics, IV, I.1, 1003a
In chapter 1 of his Metaphysica Lambda (or twelfth book of
his
Metaphysics), shortly written after Plato died (347 BCE), Aristotle
(384 - 322 BCE) tries to demonstrate the existence of two physical
beings and one unmoved being. These three beings, or meanings of the
word "ousia", are : (a) physical and eternal (planets), (b) physical and
moved (plants & animals) and (c) a "first" being beyond physics
and eternal ("the God"). The first two beings are the objects of
physics. The last is not and demands another approach coming "after"
and/or next to physics, or metaphysics, a word Aristotle did not coin
himself. "Metaphysics" appeared as a separate discipline only after the
Aristotelian corpus was put together ca. 40 BCE by Andronicos of
Rhodos. He used to place the books on metaphysics "next to" those
dealing with physics.
"Then if there is not some other substance ("ousia") besides those which
are naturally composed, physics will be the primary science ("proto
episteme") ; but if there is a substance which is immutable, the science
which studies this will be prior to physics, and will be primarily
philosophy, and universal in this sense, that it is primary. And it will
be the province of this science to study being qua being ; what it is,
and what the attributes are which belong to it qua being ("eta on")."
Aristotle : Metaphysics, VI, I.12, 1026a.
Metaphysics does not seek to produce propositional statements of fact.
It is not limited by what is actual, but by what is possible in thought.
It has no research-cell in which knowledge is produced, sold (published)
and exported. Because no actual, factual, contracted entity can be its
object, it is not a science. The study of being qua being is not
a "study" in the same way or in the same sense as this word is used in
science. But, this inquiry into being is not devoid of organization or
arguments.
For Aristotle, a unique science was possible before those singling out
some actual entity. Only this speculative "science" (from "episteme", or
"epi" + "histanai", to cause to stand) differed from all other sciences,
and this because of the extension of its object and because it was
deemed prior to all others. Aristotle tried to make this science
stand, but because the object aimed at, namely the Being which makes
all actual entities be, is a supreme generic concept, it can not be
objectified. There is no standpoint outside this absolute, sheer Being,
no subjective stance or possible vantage point "outside" the
all-encompassing totality of all what is. Being cannot be equated with
any object, and so Aristotle was in error when he viewed speculative
philosophy as a science. Metaphysics is not. At best it is a
metascience, depending on the data of science. As such, it is a
forteriori immanent, but cannot be called a scientific metaphysics.
It is never of the nature of a science, for it does not produce facts,
but works on a meta-level next to them. Metaphysics is not a "scientia
prima" nor a "scientia ultima". It is not science at all and,
by its very nature, can never be one ...
In Ancient Greek, the "beyond" of something is expressed by "meta". To
inquire into being qua being is "meta ta physika" and goes beyond
entities. It transcends the limitations of science, which are the
boundaries of the entities made public or unveiled by categories of
thought focused on the being-what of the physical world. Accordingly,
the investigation of being qua being is "peri physeo", concerns the
being of the entity, not only its being-what or "Sosein", but in its
being-there ("Dasein"), and moves beyond the pre-Socratic concept of
"physis". However, as Aristotle identifies being with substance, and
takes the latter as object of the first science, it is clear that
already in his case the inquiry into being remained unalterably a study
of entities, i.e. "physics". Aristotle missed the point, and had better
isolated "ousia" from the categorial scheme.
In The Twilight of Idols, Nietzsche, identifying metaphysics with
its Platonic incarnation, called such "highest concepts " as being, "the
last cloudy streak of evaporating reality". For him, the study of being
qua being is nothing less than the "error of being". As the reversal of
Plato, Nietzsche heralded the end of classical, transcendent
metaphysics.
Can the question of Being be answered ?
"Pourquoi il y a plutôt quelque chose que rien ?"
Leibniz, GW : Principes de la nature et de la grâce,
1714.
Wittgenstein (1889 - 1951), Popper (1902 - 1994), Habermas (1929),
Lakatos (1922 - 1974), Feyerabend (1924 - 1994) & Kuhn (1922) put into
evidence the co-determining influence conceptual connotations (or
subjective viewpoints) have on the macroscopic observation of the
being-what of actual entities. In the subatomic realm, the Copenhagen
interpretation of the wave-equation of Schrödinger takes this influence
of the observer on the observed for granted. A particle is also a wave
and subatomic entities become one or the other only at the moment of
measurement. Indeed, look at a photon and it behaves like a particle,
observe not and it is a wave ...
Ergo, (inter)subjective constructions (like a particular
experimental setup or metaphysical background knowledge) are always part
of the formation of propositional statements of fact, and directly
influence the outcome of any experiment ! Scientific knowledge of
reality-as-such devoid of any theoretical connotation, i.e. observation
without absolutely no interpretation, is therefore impossible.
In a Platonizing phenomenology, object-knowledge, the product of an
inquiry into the What ? and Who ? of the entities, does not escape the
duality between the reality-as-such of an actual entity (its contraction
from Being) and reality-for-us (its appearance as fact). The being-what
of entities, disclosed by scientific knowledge is, in this account, only
a disclosure veiled by the limitations of the discovered "what-ness" (by
the type of question posed) and by the form of the observer, his or her
conceptual connotations. This approach does not understand the crucial
importance of the hybrid nature of scientific facts : simultaneously
theory-dependent (insofar they are right) and, so must we think, the
messengers of reality-as-such (insofar they are wrong - cf. infra). As a
result, an ultimate confusions arises, as the work of Heidegger (1889 -
1976) exemplifies.
"Gott ist, aber er existiert nicht."
Heidegger, M. :
Was ist Metaphysic ?
How to define metaphysics or metascience in the context of the present
critical epistemology ?
"... speculative philosophy (= metaphysics) is the endeavour to frame a
coherent, logical, necessary system of general ideas in terms of which
every element of experience can be interpreted."
Whitehead :
Process & Reality, p.4.
Hence, metaphysics is a speculative, non-factual, arguable inquiry with
the following objects (Apostel,
2002, p.61) :
-
the totality of all what exists
in the world of facts and events, i.e. the universe ;
-
the properties common to all
existing things (= ontology) ;
-
the architecture of the totality
of things ;
-
the global pattern, place or
rank of all things.
Without scientific data, the enterprise of
metaphysics is impossible. Moreover, once such a total picture emerges,
its role is not to stand on its own, but to be a heuristic tool for
science, offering new factual research vistas. Besides the logical
consistency of its arguments, metaphysical systems can be judged as a
function of their ability to cover more factual variety, realize a
higher unification of knowledge and give more new research suggestions.
Consider the two-step program of metascience, of which only one can be
completed within the boundaries of reason :
In an immanent metaphysics, rather Peripatetic of inspiration, staying
within the limitations of possible experience, the world is all there is
and existence is only instantiation. Science observes and argues a
series of predicates ascribed to objects, and pours these connections in
non-eternal, probable, approximative synthetic propositions a
posteriori. No necessary Being can be inferred. Meta-reason is
empty. The highest being to be inferred a posteriori remains
proportionate to the world. Only an immanent natural theology is
possible.
In a transcendent, Platonizing metaphysics, there is more than the
world, for the latter, in phenomenological terms, i.e. as revealed by
the things themselves, is the theophanic contraction of absolute Being.
Hence, each fact reveals more than the series of predicates ascribed to
it, for each fact is (also) an epiphany. To supersede the world,
is to stand in one's own essential Being or being-there. The a priori
arguments backing the proof of God aim to posit this transcendent Being
as an existing Being analytically, thus including the finite world in
infinite Being. They fail to deliver this. "The Divine exists." is hence
not and analytical, self-evident statement (cf. Chapter 7).
As such, metaphysics is foremost immanent and thus a heuristic,
speculative, suggestive, innovative and spiritualizing system of
arguable statements about the world. The essence aimed at in a
transcendent approach cannot be articulated, which does not preclude it
can be shown as an object of art or given as the sacred or the holy (in
mysticism and religion). It can not be object-knowledge, but shown in
action. Hence, it is not an item of science but of art and ethics (cf.
the existence of God as a postulate of practical reason).
Science and metaphysics do
not exclude one another. The former is impossible without
metaphysical background information in the form of a generalizing
ontology (a total picture of reality and ideality). Often, the
precise outline of this ontology is repressed, forcing it to work
implicitly. But, only science is testable and its "game" the
guardian of "true" knowledge. Metaphysics, lacking the objective
side of the equation, can never be tested. Instead, it can only
depend on logical criteria of formal well-formedness and the laws
of correct argumentation. Insofar as it does not exceed the
limitations imposed by the world, it stands next to science as a
possible creative fount of its inventivity and novelty. Being an
immanent heuristic tool, it may help the development of knowledge
and trigger new research, both in terms of experimentation and
argumentation. Insofar as metaphysics exceeds nature, it posits a
world outside the world, and accommodates transcendent thought.
The latter does not interact with science but with mysticism,
religion and spirituality. Insofar as metaphysics is unarguable,
it is irrational. As such, it must be rejected and avoided. |
§ 19
In Jean Piaget's (1896 - 1980)
theory on cognitive development, two general functional principles,
rooted in biology, are postulated, namely organization & adaptation.
The former implies the tendency common to all forms of life to integrate
structures (physical & psychological) into systems of a higher order.
The latter (to be divided in assimilation & accommodation) shows how the
individual not only modifies cognitive structures in reaction to demands
(external) but also uses his own structures to incorporate elements of
the environment (internal).
Organisms tend toward equilibrium with their environments.
Centration, decentration (crisis) & re-equilibration are the fundamental
processes forcing the cognitive texture of humans to complexify.
Mental operators are the result of the interiorization of this cognitive
evolution. An original, archaic sense of identity is shaped. After
prolonged exposure to new types of action -challenging the established
original centration and its equilibrium- a crisis ensues and
decentration is the outcome. Eventually, a re-equilibration occurs
because a higher-order equilibrium
was found through auto-regulation (re-equilibration, autopoiesis).
Over time, various different strands, levels, layers or planes of
cognitive texture unfold. The process may be analyzed as
follows :
-
repeated confrontation with
a novel action involving motor functions (original, initia l
coordinations of actions) ;
action-reflection or the
interiorization of this novel action by means of semiotic factors : this is
the first level of permanency or pre-concepts which have no
decontextualized use ;
anticipation & retro-action
using these pre-concepts, valid insofar as they symbolize the original
action but always with reference to the initial context ;
final level of permanency :
formal concepts, valid independent of the context of the original action &
the formation of permanent cognitive (abstract) operators.
In this way, and based on his
experimental work with children worldwide, Piaget defined four layers of
cognitive growth :
-
sensori-motoric cognition,
between birth & 2 years of age ;
-
pre-operational cognition,
between 2 and 6 ;
-
concrete operatoric
cognition, between 7 and 10 ;
-
formal-operatoric
cognition, between 10 & 13.
The first three levels correspond with "ante-rationality" (cf. supra), whereas
formal-operatoric cognition is identical with formal rationality. In his Le
Structuralisme (1970), he defines "structure" as a system of
transformations which abides by certain laws and which sustains or enriches
itself by a play of these transformations, which occur without
the use of external factors. This auto-structuration of a complete whole is
defined as "auto-regulation". In the individual, the latter is established by
biological rhythms, biological & mental regulations and mental operations. These
are theoretically formalized.
Piaget refuses to accept that "real" dialectical tensions between physical
objects are the "true" foundations of thought and cognition (its possibility,
genesis & progressive development), as in most other types of psychology and
pedagogy attuned to realism. Piaget never
fills in what reality is like. He maintains no ontological view on
reality-as-such, considered to be the borderline of both the developing subject
and its objective world, stage after stage.
The cognitive is approached as a process, for rationality grows in
developmental steps, each calling for a particular cognitive structure on the
side of the subject. What reality is, is left open. Why ? Every objective
observation implies an observer bound by the limitations of a given stage of
cognitive development, i.e. a subjective
epistemic form, containing idiosyncratic, opportunistic and
particularized information. These work like Kantian categories, but without
their universal intention.
Neither did Piaget choose for a strictly transcendental approach. Conditions
which exist before cognition itself (like in Foucault) are not
introduced. What Popper called the "problem-solving" ability of man, may be
associated with Piaget's notion on "re-equilibration". Popper introduced the
triad : problem, theory (hypothesis, conjecture) & falsification (refutation).
In his dynamical and actional anthropology and psychology Piaget introduced :
activity, regulation, crisis & re-equilibration (auto-regulation).
His psychogenesis (based on the observation of children) shows
how knowledge develops a relationship between a thinking subject and the
objects around it. This relationship grows and becomes more complex. Stages of
cognitive development are defined by means of their typical cognitive events and
acquired mental forms. This development is not a priori (pre-conditions),
a posteriori (empirical) but constructivist : the construction eventuates
in its own process, in other words, the system has been, is and will always be
(re)adapting and (re)creating new cognitive structures, causing novel behavior &
different environmental responses, which may be interiorized, forming new
internal cognitive forms, etc. The
foundation of this process is action itself, the fact its movements are
not random but coordinated. It is the form of this coordination, the
order, logic or symbolization of the pattern of the movements which
eventually may stabilize as a permanent mental operator.
Two main actions are distinguished :
-
sensori-motoric actions exist before
language or any form of representational conceptualization ;
-
operational actions ensue as soon as
the actor is conscious of the results & goals of actions and the mechanisms
of actions, i.e. the translation of action into forms of conceptualized
thought. These operations are either concrete (contextual) or formal
(decontextualized). The latter are identified with rational thought.
The last decades have
seen many applications of these crucial insights in the functional,
efficient (educative) side of the process of cognition. An example is
schema theory, at work across the fields of linguistics, anthropology,
psychology and artificial intelligence. Human cognition utilizes
structures even more complex than prototypes called "frame", "scene",
"scenario", "script" or "schema". In cognitive sciences and in
ethnoscience they are used as a model for classification and generative
grammar (syntax as evolutionary process).
The schema is primarily a set of relationships, some of which amounts to
a structure, generating pictorial, verbal and behavioral outputs. The
schemata are also called mental structures and abstract representations
of environmental regularities. Events activate schemata which allow us
to comprehend ourselves & the world around us.
The term is thus used to define a structured set of generalizable
characteristics of an action. Repetition, crisis & reformation yield
strands of co-relative actions or stages of cognitive development.
Knowledge begins in the coordination of movement. Ergo, in genetical
sequence,
these consensual types of schemata emerge
:
-
sensori-motoric, mythical
thought : aduality implies only one relationship, namely with immediate
physicality ; object & subject reflect perfectly ; earliest schemata are
restricted to the internal structure of the actions (the coordination) as
they exist in the actual moment and differentiate between the actions
connecting the subjects and the actions connecting the objects. The
action-scheme can not be manipulated by thought and is triggered
when it practically materializes ;
-
pre-operatoric,
pre-rational thought : object and subject are differentiated and
interiorized ; the subject is liberated from its entanglement in the actual
situation of the actions ; early psychomorph causality. The subjective is
projected upon the objective and the objective is viewed as the mirror of
the subjective. The emergence of pre-concepts and pre-conceptual schemata
does not allow for permanency and logical control. The beginning of
decentration occurs and eventually objectification ensues ... ;
-
concrete-operatoric,
proto-rational thought : conceptual structures emerge which provide insight
in the essential moments of the operational mental construction :
(a) constructive generalization ;
(b) the ability to understand each step and hence the total system (1 to 2
to 3 ...) and
(c) autoregulation enabling one to run through the system in two ways,
causing conservation. The conceptual schemata are "concrete" because
they only function in contexts and not yet in formal, abstract mental spaces
;
-
formal-operatoric, rational thought : abstract conceptual
structures positioned in mental spaces which are independent of the
concrete, local environment. Liberated from the substantialist approach but
nevertheless rooting the conditions of knowledge outside the cognitive
apparatus itself ;
-
transcendental thought : abstract concepts explaining how
knowledge & its growth are possible, rooted in the "I think", the
transcendental unity of apperception (or transcendental Self) ;
-
creative thought : the hypothesis of a possible
(arguable), conceptual immanent metaphysics ;
-
nondual thought : the suggestion of a possible,
non-conceptual but meta-rational transcendent metaphysics (or pataphysics).
The last mode of cognition is mentioned here ex
hypothesi.
§ 20 These modes of thought contain two
important demarcations : the lower threshold defines the border between
ante-rational thought (mythical, pre-rational and proto-rational) and
reason. The higher threshold declares the difference between reason
(conceptual and transcendental) & immanent metaphysics (or creative
thought).
Each time a threshold is crossed, the potential of the mind has been
expanded, deepening the subtle complexity of the cognitive texture and
enlarging its ability to communicate with its environment and to
continue to grow.
Three important stages of cognition emerge :
-
prenominal : mythical, pre- &
proto-rational (instinctual) ;
-
nominal : rational and transcendental
(rational) ;
-
meta-nominal : creative and nondual
(intuitional).
from action to ante-rational
thought
ANTE-RATIONALITY
1. MYTHICAL or PRE-LOGICAL THOUGHT :
First substage :
-
adualism and only a virtual
consciousness of identity ;
-
primitive action testifies
the existence of a quasi complete indifferentiation between the subjective
and the objective ;
-
actions are quasi not
coordinated, i.e. random movements are frequent.
Second substage :
-
first decentration of
actions with regard to their material origin (the physical body) ;
-
first objectification by a
subject experiencing itself for the first time as the source of actions ;
-
objectification of actions
and the experience of spatiality ;
-
objects are linked because
of the growing coordination of actual actions ;
-
links between actions in
means/goals schemes, allowing the subject to experience itself as the source
of action (initiative), moving beyond the dependence between the external
object and the acting body ;
-
spatial & temporal
permanency and causal relationships are observed ;
-
differentiation (between
object and subject) leads to logico-mathematical structures, whereas the
distinction between actions related to the subject and those related to the
external objects becomes the startingpoint of causal relationships ;
-
the putting together of
schematics derived from external objects or from the forms of actions which
have been applied to external objects.
Comments :
The earliest stage of mythical thought (first substage) is
adual and non-verbal. The only "symbols" and "forms" are the material events
themselves in all their immediacy and wholeness. It is this
non-verbal core, which makes the mythopoetic mind analogical. In mythical
thought, everything is immediate and the immediate is all. Ergo, myth
goes against the differentiation which feeds the complexification of thought &
cognition. The myth of myths is the "eternal return" to the primordial state.
Before the rise of language, mythical cognition is embedded in action and allows
for the distinction between an object & a subject of experience by being
conscious of the material, exteriorized schematics connecting both.
The first differentiation occurs when, on the level of material, actual,
immediate actions, the object is placed before the subject of experience.
This emergence of subjectivity implies the decentration of the movements of the
physical executive agent (the body), which unveils the subject as source of
action and prepares for the interiorizations of pre-rational thought. By
this foundational difference between the body & the empirical subject,
consciousness can be attributed to a focus of identity (ego).
Mythical thought is non-verbal but actional. Nevertheless, actions are triggered
by a subject conscious of a whole network of practical and material
actualizations, although without any conceptual knowledge but only through
immediate, exteriorized material schemes. Hence, ritual comes before
narrative myth.
In terms of cognitive texture, mythical thought is the "irrational" foundation
of ante-rationality. Indeed, the earliest layer of human cognitive activity is
devoid of logical necessity, although patterns & schemes are present, but
their flexibility and plasticity are a function of the direct environment and
what happens there. There is no cognitive permanency. Action and its source are
distinguished, but coordinations which suggest any reflection on the action
itself (or on the actor) are absent. Hence, idiotic schemes are obsessively
repeated. The "irrationality" being the total absence of means to communicate
meaning in other ways than in immediate physical terms (offering something,
going away, kicking the other, smiling, crying etc.). Nevertheless, the subject
is conscious of being a source of action. There is a non-verbal sense of
identity (the I-am-ness of the empirical ego).
2. PRE-RATIONAL THOUGHT :
-
because of the introduction of
semiotical factors (symbolical play, language, and the formation of mental
images), the coordination of movements is no longer exclusively triggered by
their practical and material actualizations without any knowledge of their
existence as forms, i.e. the first layer of thought occurs : the difference
between subject & object is a signal which gives rise to
the sign ;
-
upon the simple action, a new type of interiorized
action is erected which is not conceptual because the interiorization
itself is nothing more than a copy of the development of the actions
using signs and imagination ;
-
no object of thought is realized but only an internal
structure of the actions in a pre-concept
formed by imagination & language ;
-
pre-verbal intelligence and interiorization of imitation
in imaginal representations ;
-
psychomorph view on causality : no distinction between
objects and the actions of the subjects ;
-
objects are living beings with qualities attributed to
them as a result of interactions ;
-
at first, no logical distinction is made between "all"
and "few" and comparisons are comprehended in an absolute way, i.e. A < B is
possible, but A < B < C is not ;
-
finally, the difference between class and individual is
grasped, but transitivity and reversibility are not mastered ;
-
the pre-concepts & pre-relations are dependent on the
variations existing between the relational characteristics of objects & can
not be reversed, making them rather impermanent and difficult to maintain.
They stand between action-schema and concept.
Comments :
A tremendous leap forwards ensues. The formation of a subjective focus (at the
end of the mythical phase of thought) is necessary to allow for the next step :
interiorization, imagination and
the actual articulation of pre-concepts, leading up to pre-relations between
objects, but the latter remain psychomorph.
The reality of objects is always individualized or made subjective. Natural
phenomena, stones, trees and animals "speak" just as do human subjects.
Important objects are those with the strongest positive (attractive) subjective
potential : family, teachers, ancestors, Divine kings, prophets, angels,
Deities, God, etc. These "mediate" when pre-rationality fails to bridge the gap
between what is stable (the architecture) & what constantly moves (the process).
3. PROTO-RATIONAL THOUGHT :
-
for the first time concepts and
relations emerge and the interiorized actions receive the status of
"operations", allowing for transformations. The latter make it possible to
change the variable factors while keeping others invariant ;
-
the increase of coordinations forms coordinating systems
& structures which are capable of becoming closed systems by virtue of a
play of anticipative and retrospective constructions of thought (imaginal
thought-forms) ;
-
these mental operations, instead of introducing
corrections when the actions are finished, exist by the pre-correction of
errors and this thanks to the double play of anticipation and retroaction or
"perfect regulation" ;
-
transitivity is mastered which causes the enclosedness of
the formal system ;
-
necessity is grasped ;
-
constructive abstraction, new, unifying coordinations
which allow for the emergence of a total system and auto-regulation (or the
equilibration caused by perfect regulation) ;
-
transitivity, conservation and reversibility are given ;
-
the mental operations are "concrete", not "formal",
implying that they (a) exclusively appear in immediate contexts and (b) deal
with objects only (i.e. are not reflective) ;
-
the concrete operatoric structures are not established
through a system of combinations, but one step at a time ;
-
this stage is paradoxal : a balanced development of
logico-mathematical operations versus the limitations imposed upon the
concrete operations. This conflict triggers the next, final stage, which
covers the formal operations.
Comments :
Thanks to transitivity, a formal system of concrete concepts arises.
It is not combinatoric (but sequential) and not formal (abstract concept are
not present). Concrete thoughts manipulate objects without reflecting upon the
manipulation. The latter is stored as a function of its direct use, not in any
overall, categorial, librarian or antiquarian fashion, although within a given
manipulation a series may be present. The contextualism, pragmatism and use of
the concrete concept is its stability.
Proto-rationality is always
limited by a given context. Moreover, there is no reflection upon
the conditions of subjectivity (just as in the pre-rational stage objects
remained psychomorph). This contextualization leaves in place uncoordinated
actions and concepts which are the expression of many serious (fundamental)
contradictions.
As suggested earlier, Egyptian and pre-Socratic thought do not exceed
ante-rationality. A more adequate understanding of the creative products of
these civilizations becomes possible thanks to this Piagetian analysis of the
early modes of cognition. Especially in Ancient Egypt, the power of
proto-rational "closure" is exemplaric and makes clear how grand culture is
not necessarily rational.
from ante-rational to rational
thought
RATIONALITY 4. RATIONAL THOUGHT :
The formal operations leave
contextual entanglements behind, and give a universal, a-temporal embedding to
the cognitive process through abstraction, categorization & linearization.
Cognition is liberated from the immediate events and able to conceptualize
logical & mathematical truths (deduction) as well as physical causalities in
abstract terms, without any consideration for their actual occurrence, if any
(cf. the inner thought-experiment). Thought is able to combine propositions.
However, although object and subject of thought are differentiated, and grasped
as abstract parts in an epistemological inquiry about the origin of human
knowledge, continuity and stability in the becoming and fluctuating world is
found by projecting these conditions outward (instead of inward,
i.e. as particular conditions on the side of the subject of experience). The
concordia discors of reason is approached with a reduction. Idealism (Plato
and the tradition of a subject without an object) and realism (Aristotle and the
tradition of an object without a subject) ensue. The antinomies caused by these
major reductive set of explanations of the possibility of knowledge, have
dominate pre-Kantian thought. Therefore, pre-critical rational thought is the
first, somewhat primitive subphase of the mode of decontextualized
conceptualization, as it were the infancy of reason.
The inventive, Greek adaptation of these strong direct influences, the
linearization of the underlying ante-rational thoughts and eventually the
rational universalization of ante-rationality itself, constituted the
formalizing streak which characterized Hellas. Indeed, in the eighth and
seventh centuries BCE, a fair number of technical processes and decorative
motive of Mycenæan Art reappeared in Greece. They are probably reintroductions
from the East, where they had been adopted in the days of the Mycenæan empire
and kept alive throughout the Dark Age. Mycenæan Linear B was never used again,
but parts of the "old" Greek cultural form had survived and was presently
seeking its renewal by good, strong & enduring examples : Phoenicia, Egypt,
Mesopotamia.
"Perhaps the greatest contribution of the Bronze Age to Classical Greece was
something less tangible, but quite possibly inherited : an attitude of mind
which could borrow the formal and hieratic arts of the East and transform them
into something spontaneous and cheerful ; a divine discontent which led
the Greek ever to develop and improve their inheritance."
Higgings, 1997, p.190 (my italics).
5. TRANSCENDENTAL THOUGHT
:
When reflection upon the conditions of
object and subject of thought happens and the internal, transcendental
pre-conditions of the cognitive apparatus are discovered, a new mental
world is opened up. The "natural" approach is over, and a new
"transcendental" (not "transcendent" !) layer becomes active. This marks
the birth of critical rational thought.
With the completion of the rational mode, and as soon as the conditions
of the process of thought become the object of thought, a new conflict
arises. The transcendental approach aims to understand the reflection
of the process of thought on itself, as it were unveiling the
ongoing operations of thought without disturbing the flow of empirical
consciousness and its continuous cognitive, affective and motoric
activity circumambulating an empirical ego. However, the transcendental
"I think", placed at the heart of the whole edifice of transcendental
inquiry, is formal and devoid of intellectual perception of itself. It
is not a substance, but a mere idea accompanying the cogitations of the
empirical ego.
The intellect integrates and unifies the two ideas of critical reason :
the real (correspondence) and the ideal (consensus). Fed by the senses,
the categories produce empirical-formal propositions, or statements of
fact. This manifold is brought into focus by reason by means of these
two regulative (not constitutive) ideas, which define the "essential
tension" (Kuhn) or armed truce of reason, and their various categorial
schemes. These mechanisms are discovered by transcendental thought.
from scientific to
metaphysical thought
META-RATIONALITY 6. CREATIVE
THOUGHT :
According to Thomas Aquinas (1225 - 1274), metaphysics has its own mode
of knowledge, ascribed to what he called the "intellectus". This
mode captures one single truth, and implies a direct, immediate intake
of knowledge which differs from the mediate ways to gather it. So "ratio"
(related to science) and "intellect" were divided. Metaphysics offers a
unique synthetical, intellectual insight regarding being-as-such. But
Thomas (like Kant), denied reason its "terminus". A direct
knowledge of what lies outside the "ratio" was deemed impossible.
It was Nicolas of Cusa (1401 - 1464) who introduced the famous
expression "intuitio intellectualis" to define the direct
knowledge of an evident truth.
To experience the unity of apperception (Kant's formal "Ich Denke") as
an active, dynamical and creative Self, is, ex hypothesi, a
prehension of the unique, individual & creative ideas of the
immanent Self of each person, i.e. the true observer. To witness
these ideas is the origin of all creativity and also the fundamental
completion of the individualizing cognitive process, for this wholeself
is the intuitional stepping-stone to the non-verbal, unknowing,
ineffable "special knowledge" of poets and mystics alike.
The Self-ideas witnessed in the creative mode of thought thirst for
manifestation and succeed through intellectual flashes of insight to
inspire, initiate & engage new, creative activities of reason. Immanent
metaphysics works with arguable statements and in tune with the
unification reason seeks (namely that of understanding). The own-form of
creativity of every actual entity in general and of human beings in
particular, i.e. their specific form of definiteness, escapes reason and
belongs to the ontological, noumenal Self. Hence, insofar as immanent
metaphysics tries to objectify man (in a possible speculative
anthropology), it cannot eliminate the Self of every individual.
The realization of this (higher, more aware) Self is the conditio
sine qua non of every truly creative act, whether occasional or
sustained over long periods of time. The true observer, a higher Self
different from the empirical and its wanderings, is more than "of all
times". Here a hidden, invisible, intimate and inner stratum is delved
deeper into. Intuitional philosophers do accommodate the creative ideas
of the Self and are thus able to witness, from the vantage point of the
true observer, the latent possibilities of consciousness and its potency
to expand its creative and inventive horizon.
Although this higher Self has given contents to the formal, empty
transcendental Self of rationality, it does so for the sole purpose of
fostering creativity, not to formulate propositions about the world.
Creative concepts have the purpose of expanding the horizon of the
empirical ego and are necessary to introduce a panoramic view. This view
is not an insight into the real status of things, but a more
comprehensive outlook on nature, life and man. Ultimate analysis shows
how a substantial own-Self cannot be found. As a construct of
consciousness, it assists creativity and helps inventivity. It
guarantees the totalizing view offered by immanent metaphysics, a view
designated by a more elaborate subjectivity. Albeit one more extended
than what the empirical ego offers, the own-Self is not a way to gain
access to "reality-as-such". This access cannot be given by
conceptuality, even not in terms of its creative concepts.
7. NONDUAL THOUGHT :
This non-conceptual and non-propositional mode of thought allows us, so our
living examples teach, to integrate knowledge beyond the point of scientific &
speculative thought and relate the immanent whole achieved by immanent
creative thought with the suggested transcendent totality, or absolute reality
(ideality), the absolute Real-Ideal (or absolute coincidence of the order of
reality and the order of ideality, of being and thought).
Transcendent metaphysics is ineffable.
Even the latter qualification is only poetical and suggestive. This mode of
thought reveals the most subtle aspect of cognition, one most philosophers
would not consider to be "thought" at all. This mode is put into evidence by
the life of the great mystics. But such examples of grand sublimity know
paradox & are incomprehensible to reason.
Indeed, it seems as if the pinnacle of thought (mysticism) and its
startingpoint (namely non-verbal myth) touch. Mystical elocutions are works of
art, not of science or philosophy. As such, they can be an object of faith,
which at best, involve direct experience of the radical other (totaliter
aliter).
HUMAN COGNITION :
3 STAGES OF COGNITION and 7 MODES OF
THOUGHT |
I
pre-
nominal |
ante-
rationality |
1. Mythical
libidinal ego |
the irrational |
2. Pre-rational
tribal ego |
INSTINCT
(imaginal) |
3. Proto-rational
imitative ego |
barrier between ante-rationality and
reason |
II
nominal |
rationality |
4. Formal
formal ego |
REASON
(rational) |
5. Critical
critical Self |
barrier
between rationality and intuition |
III
meta-nominal |
meta-
rationality |
6. Creative
own-Self
|
INTUITION
(intuitional) |
7. Transcendent
nonduality |
§ 21
In the present genetico-epistemological discussion of a possible
critical theory and practice of knowledge and its growth, human
cognitive growth is not halted at the level of reason. The nature of
things is the constant dynamism of mental forms, propensities and
differences (energies, particles & forces). As long as conflicts remain,
the process continues. All actual entities are dynamical. "Panta rhei !"
(all
things are in constant flux) is
one of the more
famous sayings of Heraclitus, the pre-Socratic Greek philosopher
of Ephesus quoted by Plato. In his view, as in Whitehead's, the world is
all there is and all of that is constantly changing. This ongoingness of
the world-process or universal dynamism does not deny the presence of
architecture and lawfulness (forms of definiteness). Without these (for
example in the form of the constants of nature, the laws of physics or
biology), all this movement would have no order or coordination. Hence,
no forms would have come into actuality and nothing but the primordial
soup would have continued to exist (given the question of the coming
into being of this crucial primordial matrix is postponed, or worse,
abrogated, for indeed, who or what "banged" at the Big Bang, i.e. at t ≤
0 ?).
Thinking change and an evolving cognitive texture, leads to inquire
after meta-rational states of cognition. Is a faculty of cognition
exceeding reason possible ? This faculty of creativity, exerts its
efforts either on the totality of the universe, lacking facts but
arguing a totalizing intent (immanent metaphysics), or, as
suggested by the most sublime art and
poetical harmony, tries to promote faith in the transcendent Being,
encompassing -so do revelations tell- the complete contingent
world-process.
Reason occupies the middle-ground between
instinct and intuition, between, on the one hand, multi-layered thought
(a variety of different approaches) and, on the other hand, at best, an
arguable immanent metaphysics and/or the echoing suggestion or poetry of
a non-conceptual, transcendent mode of thought (rooted in the nameless
and the nondual). Reason, as the string of a violin, is stretched
between instinct and sublimity.
The exercise is to understand thought as both instinctual, rational and
intuitional, i.e. conjunctive rather than disjunctive. To properly
think, the three stages of cognition need to be integrated and
functional. Although science must limit itself to rational, formal
structures, thought is not confined to these boundaries necessary to
produce probable empirico-formal object-knowledge. Thanks to the modesty
of science, instinct and intuition may be checked and curtailed.
Exceeding its own possibilities, science delegates instinct to the realm
of inferior tendencies (cf. the Greeks) and/or ridicules intuition (cf.
the logical positivists). Without limits, it becomes dogmatic and a
perversion of reason (cf. Kant). But staying within its domain, it
exercises its crucial intersubjective and factual role and assists the
development of thought beyond its own domain. Intuition is possible
but not contrary to reason. In the tribunal of our cognition, mind is
the defense (bringing in evidence), reason the prosecutor (putting data
into given categories) and intellect the judge (unifies the two scales
in one judgment). To separate them when they work together is essential
to know and continue to know.
Even if reason is critically watchful and not deluded by ontological
illusions, so that the ideas of reason (the "real" and the "ideal") are
not seen as ontological hypostases, but as regulative principles holding
a hypothetical (not an apodictic) claim, reason, in tune with the
concordia discors, entertains a conflictual interest (cf. Kant's
"widerstreitendes Interesse"). On the one hand, it seeks unity in
the variety of natural phenomena (the multiple is reduced to a
type). On the other hand, in order to guarantee the growth of knowledge,
reason wants heterogeneity (the unique, not repeatable & singular). Kant
could not reconcile the law of variety and the law of types (as there is
no intellect, there is no "faculty" of cognition higher than reason, as
it were working from behind the surface of the "mirror" of reason). The
genetic process is stopped ad hoc
and the "nominal" is made absolute. In Kant's court, the seat of the
judge remains at best empty, or, worse, reason is the only player,
leading to confusion, apathy or insanity.
Thought and cognition, fed
by the coordination of movement, are psychobiological organs in
constant development. In the course of their growth through
action, various stages are run through and at each stratum new
cognitive texture is acquired, allowing the subject to experience,
understand and manipulate him/herself and the world better and
better. Rational cogitation (problem-solving
knowledge-manipulation) stands in-between the instinctual and the
intuitive stages of the development of thought. The strata are not
disconnected, but form a whole. One-dimensional reason rejects
instinct (too primitive) and intuition (too unworkable). Seven
stages persist, called : mythical, pre-rational, proto-rational
(together ante-rational, instinctual thought), rational,
transcendental, creative and transcendent. Only the last stage is
hypothetical, whereas the last two are intuitional. |
§ 22
If the organization of thought in general and of mind in particular may
be characterized as "dual" (sensoric versus categorial), the overall
logic behind reason, although layered, is "monadic". Reason is prepared
& equipped for the immanence of the intellect, but has to give up its
role of master and become a servant of the own-form of its own Higher
Self. This ontological necessity, in particular its constant negation
(not this, not that), reflects on the creative potential.
If variety & unity are active on the same level, reason is crippled. A
schizoid fluctuation between variety & unity is accommodated. Judgment
is constantly postponed and knowledge becomes anecdotal. Kant projected
the inherent dualism of the mind on reason. Nothing can be its own
tribunal except in madness. Reason needs intellect to replenish itself
and acquire the intention of the beginner unhindered by the consequences
of wrong thought, unbridled affects and immoral actions.
Distinguish between three factors :
reason ("Vernunft") :
regulating dualism with ideas converging on unity & the unconditional ;
intellect : faculty or
stage of cognition allowing for the creative, intuitional manifestation of
one's immanent own-Self and the intellectual perception, ex
hypothesi, of its unconditional transcendent core.
The law of types is more fundamental to our
prosecuting reason than the law of variety, which is fundamental to our mind,
the advocate of the senses. By working with the law of types, reason invokes the
intellect, who's role Kant tried to limit to the bare, formal minimum necessary
to make the mind work properly "for all times"... He eliminated the notion of
"own-Self", i.e. the specific, unique ontological form of actual definiteness
characterizing each and every individual and crucial to promote creative
thought.
The critical position defended here can thus be summarized as follows :
-
in human cognition, rooted
in action (coordinated movements), sensoric synthesis, affect, mind, reason
& intellect prevail ;
-
under the ægis of the
transcendental unity of apperception (the formal, transcendental Self), the
mind, hand in hand with -so must we think- sensoric and affective events,
produces knowledge in the form of probable, fallible empirico-formal
propositional statements of fact ;
-
reason is meta-mind
unifying & expanding mind ;
-
intellect is meta-reason unifying
reason ;
-
the unification of mind by
reason implies a transcendental Self, the capstone of the pyramidal
structure of the spatio-temporality of the mind ;
-
the unification of reason by
intellect implies a Higher Self, the own-form of the individual and unique
ontic definiteness (difference and thus energy). Immanent in the
ontological sense (not exceeding nature as such), this Self is
"transcendent" in the epistemic, creative sense (transgressing the possible
experience of the empirical ego and its mental cogitations) ;
-
"intellectual reason" is
the ideal of a real harmony between ante-rationality, the science of facts,
immanent metaphysics and transcendent pataphysics.
Fundamentally, cognitive
activity is dualistic. The two sides of its equation, the object
and subject of knowledge, cannot be reduced to one another. This
dualism is complex. On the one hand, mind aims at concrete
knowledge and is assisted in this by reason. On the other hand,
intellect aims at intuitional knowledge, and assists reason to
bring it and thus mind under the highest unity. If reason
converges on unity, then intellect is that unity. If the former is
able to articulate its aim (namely the ideas of the real and the
idea), intellect is ineffable and non-verbal. Intellectual
perception is possible, but does not yield propositions. |
§ 23
Scientific knowledge is a system of
empico-formal propositions involving "facts" produced by an experimental
set-up or set of instrumental actions and a chain of dialogal processes, both
strategic (with asymmetrical dialogal structures based on the media money,
propaganda & money) and communicative (devoid of the latter).
Besides scientific knowledge, metaphysics speculates to arrive at a global
perspective on the world. Being no longer the foundation of science, it aims
to understand the world and man as a whole, feeding its arguments with
scientific facts, the condensation of the activity of objective and
(inter)subjective principles, norms & maxims. Situated "next" to "physics" (or
science), meta-physics is the inescapable background of all possible
scientific knowledge. The demarcation between both is clear, for science is
testable and arguable, whereas metaphysics is only subject to the laws of
logic and argumentation. Metaphysics is speculative and demonstrative, but
never experimental and factual. Hence is can never be a science nor acquire
the nature of one (as in a "scientific metaphysics"). Precluded of
arguability, metaphysics and irrationality cannot be distinguished.
We define "rationality" as the set of cogitationes uniting 3
subsets :
-
normative philosophy :
the normative disciplines delving up the principles governing thought
(epistemology), affect (esthetics) and action (ethics) ;
-
scientific knowledge :
all empirico-formal propositions which are probably true in most tests
(regulated by the idea of correspondentio) and for most concerned
sign-interpreters (regulated by the ideal of a consensus omnium),
but never absolutely true or certain ;
-
metaphysics :
all speculative propositions which have been the subject of a dialogal &
argumentative process (argued plausibly, i.e. defended in argument).
Philosophy aims to dig out
the laws of thought (truth), affect (beauty) and action
(goodness). These laws, which we have been using all the time,
give body to normative disciplines, defining epistemology,
esthetics and ethics. Furthermore, once it is known what we must
think, feel and do, philosophy tries to develop a total picture of
the world, in which nature (physics, cosmology), life (biology)
and man (anthropology) are brought together in a way able to
explain everything. This theoretical (metaphysical) pursuit aims
at answering the questions : What is nature ? What is life ? What
is man ? These answers finally yield the most cherished quest of
philosophy : What is the purpose of man's life on Earth (and in
the universe) ? |
Book Naught
Transcendental Logic
0.
No rational thought
without, on the one hand, a transcendental object, which appears as an object of
knowledge (what ?), and, on the other hand, a transcendental subject, which -as
a subject of knowledge (who ?)- is a member of a community of
intersubjective sign-interpreters
and hence co-exists with language.
A. The dyad of formal thought.
Thought is not monadic nor triune. The monad is the standard of standards, a
onefold unity. Evidently, the absolutely transcendent exceeds the limitations
imposed by the dyad. The triad is the standard of process, defining initial
position, movement and final position. Unity and process do not constitute
thought.
Transcendental logic formalizes thought as the necessary product of two
irreducible factors constituting all possible thought :
-
the transcendental subject : the one
thinking, as it were possessing the object ;
-
the transcendental object : what is
thought, or what is placed before the subject.
Suppose a thought without a
(thinking) subject. This implies there is no one thinking the thought. This is a
contradiction in actu exercito. Thinking the subject away implies
subjectivity. Likewise, a thought without something being thought involves
objectifying the thought which has no object. Hence, all possible thought is a
function of both transcendental subject and transcendental object.
Division, opposition and duality are expressions of the dyad of rational
thought. This discordance is necessary and cannot be taken away without leaving
the domain of concepts. The conflict does not intend to cause cleavage, schism
or separation. Its aim is to maintain both sides together and apart and
to engage communication, empathy and cooperation to achieve a common goal :
correct thinking. The two sides of thought may move away from complementarity by
reduction (subject to object or object to subject), or "split" into two
quasi-independent parts (cf. nature versus culture). Clearly to no avail.
In the political arena, the
discordant concord
or armed truce can only be realized if both sides have relinquished all
intentions to eliminate or harm each other. Only if both show respect, can open
communication (re)start. Likewise, before both sides of the function of
conceptual thought are integrated in all cogitations, correct thinking is
impossible.
The transcendental subject is not a closed, Cartesian substance. It is more than
a mere Kantian "I Think" accompanying all cogitations. Intersubjectivity,
language-games (cf. Wittgenstein), the use of signals, icons and symbols by
persons and groups, enlarge the scope of the transcendental subject, appearing
as a community of language users, both in terms of personal membership(s), the
actual discourse, as well as their historical tradition (the magister
of past, successful games).
The transcendental object is not a mere construct of mind, a shadow or a
reflection of ideal realities. Although the direct evidence of the senses is
co-determined by the observer, object knowledge is possible and (also) backed
by, so must we think, an extra-mental reality, or reality-as-such. This is
absolute reality, whereas thought is bound to produce fallible object-knowledge
(reality-for-us).
B. The fact of reason.
Transcendental logic is a formal explicitation of the normative system of
rational thought, discovered a posteriori and at work in each cognitive
act. In this logic, the fundamental form of thought itself, the Factum
Rationis (cf. Kant) is approached. This is the primitive (in the sense of
first), undeniable given of thought which cannot be explained by anterior
causes. These principles are the groundless ground of thought and knowledge.
They form a set of unproven principles used in every cogitation. Ergo,
they evoke the limitations of thought, in particular if all conceptual modes of
cognition.
A hermeneutical circle emerges, showing that the foundation of the principles of
thought cannot be found in anything outside these principles. The circle starts
with the study of the cogitations produced by our cognitive apparatus, in other
words, by investigating the mind. This brings us to principles which are
presupposed and at work in every single cogitation. Afterwards, epistemologists
"discover" how the abstract formulation of these principles is the necessary and
irreducible condition of the conceptual self-reflection of thought. At the end
of the exercise, they place its "transcendental logic" at the head of
epistemology, while in fact it comes at the end of the circle.
C. The groundless ground of knowledge.
Being the support of the edifice of thought itself, and this for all times, this
Factum Rationis cannot be grounded. All efforts to do so have failed and are
bound to fail, for to ground thought outside thought entails the elimination of
one of the conditions of thought, made explicit by transcendental logic. So in
effect, they are only a perversity of thought.
Book 1
Theoretical Epistemology
1.
The solution to the problem of the foundation of
knowledge is an epistemology giving a valid answer to the question how true
knowledge and its development are possible ?
1. The normative solution.
In any theory of knowledge, the two vectors posited by transcendental logic are
called to appear as the concrete subject and object of knowledge. Epistemology
tries to explain the possibility of knowledge and to do so is backed by the
universal form of thought itself.
In the precritical discourse, foundational approaches dominate epistemology.
This implies a reduction of the discordant concord of thought (the vector-field
defined by opposing interests) to either the subject of knowledge (idealism,
spiritualism) or the object of knowledge (realism, materialism). The problem of
how knowledge itself can be justified, i.e. given certain grounds, remains
unsolved. The ontological epistemologies associated with these incomplete
solutions (exclusively promoting human consciousness or physical reality)
subreptively re-introduce the other vector (idealism needs a "something
out there", realism implies a "someone in here"). Hence, they fail to
answer Kant's first question of epistemology : "Was kann ich wissen ?" What can
I know ?
Three questions dominate theoretical and applied epistemology :
-
How is knowledge possible ? What are the
criteria or conditions of knowledge ?
-
How is true knowledge possible ? Which
theory of truth is applicable in the game of "true" knowledge ?
-
How can true knowledge be developed ? If
we know (a) how knowledge is possible and (b) to define true knowledge, then
which
method allows us to produce knowledge and so expand our knowledge-horizon ?
This last question is the object of applied epistemology.
The échec of the ontological epistemologies was countered by Kant and his
"Copernican Revolution", culminating in neo-Kantianism and its critical theory.
The latter made a decisive step away from the foundational intent still present
in Kant (namely his synthetic propositions a priori). Object-knowledge is
relative, historical, fallible and a posteriori. This does not lead to
the skeptic "anything goes", for the principles of transcendental logic, the
norms of theoretical epistemology and the maxims of the practice of knowledge
must be accepted if the game of "true" knowledge is to be played well.
Instead of a description of how knowledge is possible, critical theory offers
the principles, norms and maxims by which "true" knowledge must be possible and
productive.
2.
An epistemology articulating a valid answer is
necessarily free from (outrageous) internal contradictions.
Epistemology must apply the principles of thought. This is a transcendental
condition overlooked in onto-epistemologies. In principle, the architecture of
the answer to the question How knowledge is possible ? should reflect both
vectors of thought, namely the Who ? and What ? of all possible thought.
In practical thinking, these transcendental considerations are postponed.
Epistemology does not have that luxury. It must explain how knowledge is
possible. Without a valid answer, science cannot be certified, and everything
remains in doubt. So let the transcendental principles of all thought
become the theoretical norms of all knowledge : the Who ? of thought
appearing as the subject of knowledge, the What ? of thought as the object of
knowledge.
These norms of knowledge are necessary and a priori.
3.
All previous attempts to build-up epistemology
from a sufficient ground outside knowledge are rejected by logic.
As the transcendental structure of all thought is a dyad, all foundational
attempts reduce :
-
the object of knowledge to the subject :
idealism will eventually disregard the facts, in particular their, so must we
think, extra-mental reality. Its logic is rejected not only because it tries to
undo what cannot be undone (namely to think without an object), but because it
needs to subreptively reintroduce the excommunicated. In order for "objectivity"
to have meaning, idealist theory of truth (consensus) must refer to something
extra-mental. This is nothing less than the object of knowledge it banished (in
vain) from its mental arena ;
-
the subject of knowledge to the object :
realism will epiphenomenalize and eventually deny the existence of the subject,
in particular the first person perspective, giving birth to intimate, personal
worlds (reality-for-me), and co-creating the world by the constant use of
signals, icons & symbols. Its logic is rejected not only because it tries to
think without a subject, but because the latter is necessarily reintroduced.
Logically, realism cannot escape the first person perspective, for no two
observers share the same spatial coordinates. Moreover, as every observation is
dependent of both theoretical connotations and fact, realist theory of truth
(correspondence) cannot eliminate the role of intersubjectivity. Hence, also
realism reintroduces the eliminated, and so fails to deliver.
4.
Each attempt to ground epistemology leads to
unacceptable logical difficulties. For this gives or an infinite regress, or a
logical circle or a dogmatic break with the attempt of justification (the
trilemma of foundation).
Accommodating the postulate of foundation,
three logical impasses occur. A justification of
proposition P is a deduction with P as conclusion. How extended must this
deductive chain be in order to justify P ?
-
regressus ad infinitum
:
There is no end to the justification, and so no foundation is found.
The presence of an infinite series begs the question of the status of
infinity, whether or not it is objective ? In general terms, logicians
and mathematicians try to avoid this kind of endless succession and
dislike attributing reality to infinity (and so renormalize their
equations to fit their finite parameters). The regressus ad infinitum
is pointless, leads nowhere and can never deliver solid,
decontextualized principles ;
-
petitio principii
:
The end is implied by the beginning, for P is part of the deduction
; circularity is a valid deduction but no justification of P, hence no
foundation is found. Transcendental logic involves such a circle.
Thought can only be rooted in thought itself. Normative epistemology is
based on the groundless ground of thought. Normative philosophy
articulates the principles, norms & maxims of correct thinking
(epistemology), correct judgment (esthetics) and correct action
(ethics). These are discovered while having used them and using them.
Insofar as this circle is "hermeneutic", normative disciplines are more
than formal and contribute to understand the fundamentals of thought, in
particular truth, beauty and goodness. The petitio percipii is
limited and of little use outside the normative sphere, where it equals
the tautology. But, although tautologies, offering perfect
identifications (A = A), do not add to the contents of thought, they do
add structure, associations, correspondences & internal harmonizations
of large associated blocks of information ;
-
abrogation
ad hoc :
Justification is ended ad hoc, the postulate of justification is
abrogated, and the unjustified sufficient ground is accepted because,
being certain, it needs no more justification. This has been the
strategy of all ontological epistemologies, i.e. descriptions
(not laws) of how knowledge is possible in terms of a theory of real or
ideal being (viz. the Peripatetic and Platonic schools). When the
subject is eliminated, knowledge is rooted in an hypostasis of the
object of knowledge. This is the real, absolute, extra-mental
reality of the thing-as-such, considered as the cause of the sense-data
feeding the mind in order for it to know. When the object is eliminated,
knowledge is grounded in the hypostasis of the subject of knowledge :
the ideality of the thing-as-such, as in Plato and his variants. The
abrogation ad hoc is dogmatic and one-sided.
The trilemma is avoided by stopping to seek an
absolute, sufficient ground for knowledge outside knowledge. The ground
of knowledge is the groundless principle of thought itself. This is the
simple fact conceptual thought is impossible without the discordant
concord of transcendental subject and transcendental object.
5.
Only a normative approach to the problem of the
foundation of knowledge makes it possible -through reflection- to
discover the necessary basic system. These are the principles &
norms we have always been using and hence which we can not deny without
using them in the denial.
Transcendental logic dictates the principle of rational thought. This is
the
concordia discors of the Factum Rationis. Duality is its
architecture. On the one hand, thought has a contents, an object of
knowledge, on the other hand, cogitation implies a thinker. Both are
necessary and form a system. In epistemology, these logical conditions
are translated by the simultaneity of two vectors : the vector of the
subject of knowledge, its languages, theories and theoretical
connotations and the vector of the object of knowledge, its physical
apparatus, tenacity, inertia and, so must we think, factuality &
actuality.
The normative status of the system of epistemology is given by the
necessity of the principles & norms implied. Each time we deny one of
them, we use them in the process of the denial. A stronger case cannot
be made. They represent what has been, what is and what shall be the
game of "true" knowing, based on correct thinking (logic) and
epistemology, both theoretical (the possibility and truth-value of
knowledge) and applied (the production of knowledge).
6.
On the one hand, a valid epistemology makes it
possible to delimit factual, true knowledge from only arguable,
speculative knowledge. On the other hand and based on the basic system,
it becomes clear which cogitations we rather call rational than
irrational (and vice versa). In this way, a model of rationality
ensues which joins the sought epistemology.
Logic and epistemology do not stand alone. They are part of a larger
positioning of rationality as open at two ends of its cognitive texture,
for rationality is ante-rational or instinctive in its genesis or
historical origination (archē), and trans-rational or intuitive in its
goal (telos). Rooted in the mythical (non-verbal), pre-rational
(semiotics) and proto-rational (concrete concept and mental closure)
layers of thought, reason must learn to (a) operate itself, (b) be aware
of its relationship with instinctual thought-patterns and (c) not
abrogate its higher aim, to wit : lead thought to unity, creativity and
intuitive insight (nondual gnosis).
On the one hand, instincts force thought to root itself in a sufficient
ground outside thought itself. The idea of such a ground, satisfies our
human longing for security, stability and the guarantee things stay the
same (tenacity). These stem from our emotional constitution, are
intertwined with ante-rationality, and dominate our life from pre-natal
conditions to early puberty, when formal thought enters the arena. On
the other hand, intuition tends to root thought in a transcendent
ground, and reduce the products of knowledge to illusions and "lower"
states of consciousness. Although rationality must remain open at both
ends, it should not loose itself in either instinct or intuition, but
neither should it block the latter out. Hence, to be reasonable is a
rather difficult exercise ...
A critical epistemology draws the lines. In terms of possible knowledge,
the most important border holds speculative and factual knowledge apart.
The latter is knowledge we, for the time being, may consider as "true",
constituting the paradigmatic core of the edifice of scientific
knowledge. This object-knowledge is science proper, and is cast in
synthetic, empirico-formal propositions a posteriori. They are
called "synthetic" because they operate the domain of direct
observation, "empirico-formal" because observation is the product of
both theory and, so must we think, extra-mental reality, and "a
posteriori" because their contents is not a given and largely
unknown beforehand.
Speculative knowledge is clearly metaphysical. When pursued, metaphysics
is indicated and (dialogal) logic inevitable. As no crucial experiment
is possible, only argumentation prevails. So to erect a solid
speculative system is a gigantic enterprise, even if deconstruction is
allowed to unmask the transcendent terms and the idea of a system is
asterixed (cf.
equiaeon-system*). Given these difficulties, speculative knowledge
remains problematic.
7.
Every cognitive act presupposes an object of
knowledge which has to be thought of as unsurmountable. If not, we commit a
contradiction "in actu exercito".
2 The object of knowledge.
The object of knowledge is always placed before the subject of knowledge. This
is either another thought (mental object) or a fact (sensate object). In both
cases, the presence of the object is a given.
It is not always possible to cause change just by thinking it. Even while we
reflect, an internal object is present. Besides mental cogitations, we must
posit an object which has intrinsic power-of-tenacity-in-opposition, as objects
confront subjects. Together with our mental constructions, this reality must
co-define the contents of our cognition. Only by eliminating the architecture of
thought itself, rejecting its transcendental logic, can the mind regress into
believing in the confounded one-sidedness of the real or the ideal.
The object of knowledge is particularly dear to science. Without it, no
empiricism is possible. However, to integrate perception into epistemology, does
not license the return of ontological realism to ground knowledge, although the
temptation is strong. Materialism, epiphenomenalism, scientism,
logico-positivism, instrumentalism take a bridge too far. Unavoidably,
epistemology is perverted and so the ante-rational longings for the
correspondence of ideas with an eternalized reality are attached to "pure"
principles & norms.
If one says : "There is no object of knowledge.", then this statement itself is
the object of knowledge to those who hear what is said. Denial of the object of
knowledge entails the use of the object of knowledge. Hence, it is
unsurmountable and never eclipsed. If repressed, it re-emerges subreptively, for
nothing can be thought, said or written without its constant use. This is the
case in idealist onto-epistemologies, were the object of knowledge is driven out
at the profit of an intersubjective, object-constituting consensus about the
coherence between propositions and/or theories.
For cogitations to be possible, the object of knowledge has to be conceived as a
"Gegenstand", and this a forteriori.
8.
The unsurmountability of the object of
knowledge does not imply it grounds the possibility of knowledge absolutely &
a-historically (as tried out in a model of knowledge devoid of subject of
knowledge). It does mean -so must we think- our knowledge always tells us
"something" about reality-as-such. We have to think reality as knowable.
The foundational approach seeks certain knowledge. Critical theory aims to
produce probable knowledge. Realism, exorcising the subject, aims to ground the
possibility of knowledge in a reality outside the cognitive act, thereby
introducing a passive subject, invoked to accept and register stimuli. In its
simple form, induction and verification by correspondence with sense-data are
called in to explain the development of knowledge. The fact these mental
arrangements exceed the sense-data eludes the realist.
There is no absolute, a-historical ground of knowledge outside knowledge itself.
The normative discipline works in a circular way. On the basis of a
hermeneutical circle it argues a logical deduction but offers no new contents.
It makes evident what thought has, is and will be been doing all the time. The
groundless ground of knowledge is the irreducibility of the discordant concord,
forbidding the reduction of object to subject or vice versa.
By rejecting ontological realism as a sufficient ground, one does not
necessarily reject the necessity of thinking the object of knowledge. If one
seeks "true" knowledge, one must think this object, and so accept that, while
thinking, there is no other option than to conceive the "other" facing the
subject. Cogitations aside, this is an extra-mental reality which cannot be
divorced from the act of "true" knowing.
9.
Justificationism (the justification of
knowledge by intuitional, rational or empirical foundational attempts) has to be
rejected on logical grounds.
Onto-epistemologies need to justify how knowledge can be true and certain. They
seek a sufficient ground outside knowledge. Historically, justificationism
worked along two lines : either mind or reality were put forward as the
rock-bottom of certainty. Insofar as interests were dominated by the mind, true
knowledge adequately reflected reality-as-such, and a symbolical adualism
(Platonism) was indicated (intuitionism, rationalism). Insofar reality was
pushed forward, true knowledge was deemed the direct, immediate correspondence
of theory and reality-as-such (empirism, materialism). In terms of the
possibility of knowledge, avoiding the trilemma, both positions are deemed
outdated. Knowledge is not called "true" because everybody says so or because we
think reality triggered it.
To avoid the transcendental contradiction caused by banishing either mind or
reality from the logic of thought itself, the two vectors of knowledge have, in
every cognitive act, to be used simultaneously. Empirical justification as it
were hopes to bracket the subject, directly observe reality-as-such without
interpretation, and finally remove the brackets to talk and write about the
acquired knowledge. Will at some point, repeating this successful process, the
justificationist be allowed to make the crucial logical jump from a finite
number of observations to a universal statement of fact (encompassing an
infinite number of observations) ? Clearly not. Can one eliminate the subject of
knowledge and observe without interpretation ? If so, can this still be called
rational knowledge ?
The problem of induction is not the crucial logical ground to refute
justificationism, nor is its subreptive use of the Factum Rationis
(realism calling in the subject, idealism the object). The position itself is
untenable for it invokes what it intends to banish. It is impossible to directly
observe reality-as-such without there being someone observing. This may be a
formal transcendental subject, but this makes the point. Likewise, it is
impossible to realize a consensus about a state of affairs without there being
something to which this consensus refers to. Knowledge cannot be without object.
Knowledge cannot be without subject.
10.
Refined falsificationism, coherence, pluralism
& interdisciplinary dialogue are crucial in a model of knowledge which joins the
critical tradition and this without (extra-epistemologically) grounding the
possibility of knowledge in the object of knowledge.
Critical theory is not realist or idealist. Its aim is to discover, make
explicit and maintain the principles, norms and maxims of thought and knowledge.
These are not rooted in anything outside the latter.
Dogmatic falsificationism avoids the problem of induction by turning things
upside down. Instead of starting with a number of individual propositions from
which to derive a general law, they begin with a universal statement and try to
find exceptions. If one is found, then the general statement is refuted or
falsified. This variant of empirical justificationism accepts a theory can never
be completely justified. Hence, the more it is corroborated, i.e. withstands
attempts at falsification, the more trustworthy the theory becomes. But the
naturalistic, onto-epistemological presence of a given empirical ground is not
yet left behind.
Refined falsificationism no longer accepts any "ontological" confrontation
between theory and fact. Coherence replaces correspondence. Only theories clash.
This answers the question of how to translate sense-data in propositions. Only
propositions clash. Critical theory adds the hybrid nature of facts.
Janus-faced, they are two-faceted : one, turned towards the subject of
knowledge, is theory-dependent and intra-mental and the other, turned -so must
we think- toward the reality of the object of knowledge, is theory-independent
and extra-mental. We recognize something as a fact because our theories allow us
to do so AND because it acquired, so we believe, the guarantees of
reality-as-such (the Real-ideal).
11.
To consider the object of knowledge as an
"existing thing" to be divorced from the cognitive act and with which our
knowledge does or does not correspond (cf. Popper's critical rationalism), leads
to an ontological theory of knowledge which is in conflict with the strict
nominalism necessary for normative theory (in which knowledge can only be
justified through knowledge).
In science, the object of knowledge is fact X placed before the subject of
knowledge. On the one hand, a theory makes it possible for the observers to
witness fact X, on the other hand, we must think the tenacity with which fact X
kicks in terms of the letters of belief it holds. Facts exist "out there", but
they are not divorced from the cognitive act. This is the skeptic streak of
theoretical epistemology. It could be possible rational thought is sheer
illusion. The subject of knowledge cannot rationally know reality-as-such
precisely because it cannot escape its own active mind. The latter is highly
symbolical and constructivist. The co-authorship of the mind in what is observed
and symbolized is therefore considerable.
The "nugget of gold" found in realist onto-epistemology is the idea of the
real, the conviction knowledge has to be about some thing. When considering
the status of facts, in particular their extra-mental, theory-independent,
kicking tenacity and inertia, critical epistemology retains this conviction as
an imperative of thought, but not as an ontological description of the
theory-independent side of facts (which, given the dyad of thought, is
impossible).
12.
Every cognitive act presupposes a subject of
knowledge which has to be thought off as unsurmountable. If not, we commit a
contradiction in actu exercito.
3
The subject of knowledge.
A parallel argument is developed, but this time focused on the subject of
knowledge. Realist onto-epistemology need to think it as wholly passive, unable
to add substance to what is observed. The stimuli are deemed to be caused by the
outside, extra-mental world. They are the fuel of the "motor" of the formal
categories, and make the system work. In the even simpler view of empirism, the
mind is considered a tabula rasa at birth. Subjectivity is "necessarily"
(sic) eliminated by those playing the game of science and using, so is assumed,
its extraordinary language and method of objectification.
On the one hand, observational psychology has shown an absence of priority
between the conceptual frame and the so-called "data of observation". On the
other hand, if the constructivist powers of an active mind cannot be refuted,
then a severe logical problem haunts any epistemology without a subject. Indeed,
if one says : "There is no subject of knowledge.", then,
to those who hear what is said,
this statement itself is made by a subject of knowledge.
Denial of the subject of knowledge entails the use of the subject of knowledge.
Hence, it is unsurmountable.
13.
The unsurmountability of the subject of knowledge does not imply it grounds the
possibility of knowledge absolutely & a-historically (as tried out in a model of
knowledge devoid of object of knowledge). It does mean the subject of knowledge
has to be thought off as active, open and theoretizing.
Again, the subject of knowledge is not introduced to ground the possibility of
knowledge. The subject is not divorced from the cognitive act, for this cannot
be without resorting to a transcendental contradiction pushing epistemology to
accept the ontological illusion stating the object exclusively constitutes
knowledge or, instead, the subject does so. Knowledge is constituted by
knowledge, not by the idea of "the real" or the idea of "the ideal".
To organize the experience of itself and the world, the subject of knowledge
produces signals (movement), icons (affects) & symbols (cogitations). This is an
activity, not a mere passive reception. The subject creates structure, form,
architecture and fills in the holes with expectations. This makes it the
opposite of a passive registrar. But, this obvious activity cannot be invoked to
move to the extreme of positing truth-bearing subjects. Although the mindset of
the subject co-determines what is observed, the facts also, so must we think,
refer to the absolute, extra-mental Real-Ideal, although the latter escapes any
direct confrontation with a subject of knowledge. Indeed, subjectivity cannot
remove its own coloration.
14.
The observations made by a subject of knowledge
are always theoretically connotated, i.e. they happen in a pattern of
expectation developing in the observation itself. Such a pattern of
expectation structures and co-determines the facts observed. Between this
conceptual frame and the data of observation no priority exists. The notion of a
"pure, objective observation" is part of a realistic metaphysics.
Showing the impossibility of attributing logical precedence to an observation
over the pattern of expectation allowing it to happen, is to make an end to the
naturalism of empiricism and its passive subject (as in realism). It also marks
the frontiers of the opposite intention : to make the expectation precede the
observation (as in idealism). Staying within the limitations imposed on rational
knowledge, there are no objective observations devoid of subjectivity and no
subjective creation of things observed. The former is impossible, because the
activity of the subject cannot be eclipsed. The latter is impossible, because
knowledge is always about some thing escaping subjectivities and transcending,
so must we think, the theory-dependent facet of facts.
There are many levels of expectation. In its simplest form, recall the famous
cube of Wittgenstein published in his Tractatus Logico-Philosophicus
(5.5423). Whether it is observed as standing or lying down is independent of the
objective drawing, but is caused by the expectation of the observer (focusing
either on this or another angle of the cube). Escherian paradoxes are of the
same type, and are linked with the problems arising when three dimensions are
projected upon a plane. Optical illusions, which do not go away when discovered,
are yet another level of expectation. They are intertwined with our
observational apparatus and its natural defects. Hallucinations (to be
distinguished from visions in trance-states) are exceptional examples of
subjective pathological fabrications, and show how subjective states may
directly affect the auditory and visual pathways of the central nervous system.
15.
The community of subjects of knowledge talk
about theories. Differences of opinion ensue (the ruling consensus breaks). The
ideal speech-situation is necessary to regain consensus. In every factual
speech-situation the ideal is presupposed and anticipated. This does not mean
the truth of statements can be determined by excluding the object of knowledge.
The subject of knowledge is not posited in isolation. In a closed,
substantialist approach of the subject, subjectivity is rooted in an ontology.
Likewise, truth is also subjectified as a super-subject (cf. the Platonic idea
of the Good). In the present critical approach, the subject of knowledge is
always communal and so cannot be divorced from the community of subjects to
which it belongs. A solipsist subject is an illusion and a misconception of
subjectivity. A variety of communities emerge around the subject and in each, by
way of interaction, the subject as it were shows another profile. Hence, the
solitary subject, its family, relationships and professional vocation are to be
set apart as the pivotal areas of subjective functioning. Each time, otherness
cannot be bracketed. As one's inner dialogue testify, even the solitary subject
defines itself in terms of others, albeit imaginal. The empirical ego calls
itself an "I" only, because some "non-I" identifies it as such (cf. Lacan and
the mirror-stage). And between subjects, the use of languages to signal,
represent or symbolize thought is outstanding.
In the advocated model of rationality, the linguistic capacity of the subject of
knowledge is (a) either turned towards goals projected outside the speech-act,
or (b) aiming to realize the ideal speech-situation. In the former case, the
discourse is instumental or strategic, in the latter it is communicational, for
in harmony with the norms of discourse. A strategic discourse does not satisfy
the ideal of communication, but, because of its a-symmetry, is able to top-down
imperative knowledge to manifest a target. Because of the inequality in speech
and the lack of freedom to speak, a "military" strategy is at work and the
success of the operation is forthcoming in a linear way.
To share propositions, theoretical connotations and theories, open subjects of
knowledge communicate with one another. This discourse is communicational and
has no outer targets. The issue at hand is a thought, a concept, a proposition,
a theory ... The invoked words intend to bring into evidence coherent novel
contents and architectures between other words. The aim being consensus between
all involved subjects. To realize this consensus, the concrete speech-situation
must be symmetrical. No coercion rules. Although this ideal speech-situation is
the limit-concept of the logic of communication, and thus never actual, it is
presupposed and anticipated in every actual communication. It is presupposed,
because otherwise external coercion would be allowed to enter the picture,
perverting the possibility of communication itself (namely the ideal
speech-situation). It is anticipated, because in order to communicate, all
parties must accept the normative status of the ideal. If not, then their
intention before starting to communicate was not to communicate at all (cf.
culpa in contrahendo or culpable conduct before contract negotiations).
The ideal speech-situation or logic of communication is at work between subjects
of knowledge, ruling their communicational discourses. As it does not
refer to the theory-independent facet of facts or to the extra-mental objects of
knowledge, but only to the speech-acts of other subjects of knowledge appearing
as objects of knowledge, it cannot be a used to judge the truth of propositions.
Intersubjectively valid insofar subjects, to seek consensus, communicate in
non-strategic ways, the ideal speech-situation is not a truth-criterion. It is
not because everybody thinks the same thought, that this thought should be
considered "true", for they could all be wrong. Thoughts do no constitute
things.
16.
To think the subject of knowledge as constitutive of an object (independent of
the cognitive act, as in Habermas' transcendental philosophy) leads to an
unacceptable ontological theory of knowledge which idealistically deobjectifies
the basic system.
Starting with Fichte, idealism ontologised Kant's transcendentalism. For Kant,
the transcendental system is not a thing among things, nor is it a (higher)
reality of ideas. The Copernican Revolution roots the system of thought in the
Thinker, and in nothing else. For Kant, the transcendental "I Think" or
transcendental unity accompanying every cogitation of the empirical ego, must be
kept totally empty. The "I Think" is "of all times", but not above time.
Transcendental and transcendent have to be sharply distinguished.
The transcendental ego can be made historical as a series of essences in
constant transformation. This historical, hypostatic Self-reality is
epistemologized as the ideal consensus between all possible language-users. Like
the leaders of Plato's ideal state, this consensus catholicus is the
guardian of truth and hence the sole power to define falsehood. In contemporary
transcendental philosophy, and the philosophy of Habermas in particular, the
intersubjectivity of knowledge eventually constitutes the object of knowledge,
i.e. defines the What ? or contents of knowledge. This is like taking away
objectivity from thought.
17.
Knowledge can be divided into mental knowledge
(aiming at an object or object-knowledge) and rational knowledge (aiming at the
mind). The former is related to the categorial scheme, the latter to the ideas.
4
The categories (mind) & ideas (reason).
When reflecting upon the cognitive act, cogitations have the mind itself as
object of knowledge. This is rational knowledge, for the mind is its object, and
reason is the meta-faculty ruling the mind. The ideas of reason are those
concepts which are necessary to guarantee the coherence and development of the
mind. As contents of mind are addressed, mental knowledge ensues when the
functional product of the two vectors of mind is at hand. This knowledge is
called "scientific" because it is backed by both sides of the equation of
knowledge and its categorial scheme. The latter is an explicitation of both
vectors, introducing the notions of "test" (experiment) and "dialogue"
(argumentation). This happens in the context of the proposed theory of truth.
The categorial scheme works for the mind and its mental knowledge. The ideas of
reason work to organize the two vectors, regulating, on the one hand, the object
of knowledge and its experimental definition with the idea of the real, and, on
the other hand, the subject of knowledge and its discourses with the idea of the
ideal.
18.
The ideas guarantee the order (unity) and the expansion (totality) of our mental
knowledge. They aim at the unconditional. If we use reason in the same way as we
use the mind (i.e. if we use the ideas in the same way as we use the categories
to acquire object-knowledge) then and only then does the transcendental illusion
ensue.
A transcendental contradiction happens when thought allows the dyad to become a
monad, and this by reducing the transcendental subject to the object or vice
versa. A transcendental illusion does not belong to transcendental logic,
but to theoretical epistemology. There it happens when the ideas regulating the
process of cognition are made to constitute it. When a "real" object of
knowledge is said to stimulate a passive mind, or when an "ideal" subject of
knowledge is said to constitute the object of knowledge. The ideas of reality
and ideality serve the mind, but not the senses.
In neurophysiology, the primary information gathered by the senses is filtered
by secondary & tertiary sensoric systems. Observation happens in a pattern of
expectation which develops in the observation itself. The field of connotation
defined by the expectation cannot be removed from the observation (cf. Chapter
4).
The two ideas of reason dominating epistemology aim at the unconditional. The
idea of the real pushes reason to seek the ultimate correspondence between
theory and fact. The idea of the ideal stimulates the notion of the consensus
omnium between all sign-interpreters of signals, icons and symbols. This
optimalization is like a receding horizon. How could it be realized ? In terms
of applied epistemology, the expansion of knowledge has no end, for the totality
of all possible experience is never given.
19.
This illusion (which cannot be taken away but
only unmasked by way of criticism positing limitations so it can no longer
deceive us) shows the borders of our possible mental knowledge have been
transgressed, making the mind slow & perverse. In this way, ideas become
objects, i.e. things amongst things. Hence, this illusion is also an ontological
illusion.
The transcendental illusion (using the ideas of reason to constitute the
possibility of knowledge) is an ontological illusion, making the object of
knowledge appear as reality-as-such or the subject of knowledge appear as
ideality-as-such. But absolute reality (reality-as-such and ideality-as-such or
the Real-Ideal) cannot be an object of knowledge, for how to eliminate the
theory-dependent facet of facts ?
Caught in the net of illusion, the mind either makes the idea of the real into a
real world "out there", or the idea of the ideal into a truth-bearing ideality
"in here". When the mind thinks it faces the Real-Ideal, it not longer needs to
push the limits of possible knowledge (i.e. develop it), for everything is
known to everybody. Hence, because of this mirage, our mental
knowledge receives a wrong sense of completion, for totality duly belongs to
reason and not to the mind. This sense of completion halts the development of
knowledge, whereas the one-sided reliance on a sufficient ground (either of the
real or of the ideal) makes the cognitive apparatus function in a debilitating
way, as it were sucking the strength out of our capacity to know.
20.
Realistic answers to the problem of the foundation of knowledge step beyond the
boundaries of all possible mental knowledge because the idea of a "reality
devoid of the subject of knowledge" (i.e. reality-as-such or Kant's
"Ding-an-sich") becomes the foundation of epistemology (so facts coincide with
this reality and the subject of knowledge becomes secondary) .
21.
Idealistic answers ground the possibility of knowledge in the idea of an "ideal,
object-constituting subject" (reality becomes secondary). Both are in conflict
with the necessary conditions of the possibility of knowledge.
5 Idealistic & realistic transgressions.
Both foundational approaches have to be explicitly ruled out. Scientific
knowledge, as a particular type of mental knowledge, must not eclipse the
subject of knowledge, nor is the object of knowledge manufactured by the
subject. Realism and idealism represent metaphysical answers to the problem of
knowledge and although arguable, the decisive role of the ideas of the real and
the ideal in epistemology is restricted to assist (mental) knowledge in its
unity and expansion. As such, they belong to reason and their knowledge is
reflective.
The ideas of reason have the categorial scheme of the mind as their object, not
its fuel, i.e. the contents of the mind given by the facts. Because of the rules
of logic and the workings of the active mind, the reality aimed at by the idea
of the real (namely, that this-or-that fact is absolutely real) is not an
object of the mind. Likewise, the ideality aimed at by the idea of the ideal is
never before the mind, for the ideal speech-situations is never the actual
discourse (indeed, this-or-that discourse is never absolutely ideal).
22.
By shaping the unconditionality of the object of
knowledge, the idea "reality" (the real-as-such) guarantees the unity & the
expansion of the monologous object-oriented conceptual knowledge .
23.
By shaping the unconditionality of the intersubjectivity of knowledge, the idea
"ideality" (the ideal-as-such) guarantees the unity & the expansion of the
dialogal subject-oriented conceptual knowledge.
6 Idealistic & realistic regulations towards unity & expansion.
To observe and experiment involves the study of regulation, determination and
lawfulness, among which that of efficient causes. The asymptotic "ultimate
determination" of reason lies beyond the finite borders of possible mental
knowledge. Being no longer conditioned, it belongs to the idea of the
real-as-such, i.e. the absolute, unconditioned reality-as-such. Communication
aims to establish a consensus between all involved subjects of knowledge, but
the ideal speech-situation is an ideal beyond the reach of any actual discourse.
Being no longer conditioned, it belongs to the idea of the ideal-as-such, i.e.
the absolute, unconditioned ideality-as-such.
In every observation of fact, both regulations are simultaneously at work. The
idea of the real pushes the mind to pursue sensate adventures, whereas the idea
of the ideal brings its constructions in the larger arena of the community of
interpreters of signals, icons & symbols, seeking consensus and approval.
Experimentation concentrates on the real. Discourse, dissensus, argumentation
and consensus on the ideal. They are special cases of observation of fact,
intended to articulate empirico-formal propositions or statements of fact, in
casu scientific knowledge.
Experimentation, regulated by the idea of the real, involves a one-to-one
relationship with the object of knowledge, at the maximal exclusion of
intersubjective dialogue and discussion. It is always instrumental. This is the
image of "objective" science as the monologue of Nature with herself (as in
realism). The highest art of dialogue, regulated by the idea of the ideal,
involves the constant dialogue with & between other subjects of knowledge about
ideas, concepts, theoretical connotations, conjectures or theories. Here we have
the image of a community of people seeking the truth about something and
communicating to find out what it is (as in the more contemporary forms of
idealism and social theory).
24.
Both ideas converge towards an imaginal point which, as a postponed horizon, is
a complete, universal consensus on the adequate correspondence between our
knowledge and reality-as-such. This is a heuristic fiction, suggesting a
position "beyond the mirror surface", a "world behind" regulating the
possibility of knowledge without grounding the latter or serving as its
foundation.
Epistemology, esthetics and ethics are the three normative disciplines defining
the formal conditions of rationality. They draw the lines between "correct"
(valid) and "outlawed" (invalid) and also define the borders of the inner
architecture of cognition. In epistemology, empirico-formal propositions are at
hand, as is their truth-value and method of corroboration. In esthetics,
judgments of beauty prevail, and in ethics moral valuations are made.
Propositions involve object-knowledge and probable truth. Judgments of beauty
imply subjective keys to harmony and escaping sublimity. Moral valuations are
imperative and intend the good.
The absolute mind is visualized by our faculty of imagination as an adequate
correspondence. Both ideas are optimalized and projected outside the limitations
of rationality, for neither science (mental knowledge), nor transcendental
philosophy (rational knowledge) is equipped to know in an absolute way. The "adequatio
intellectus ad rem" or "veritas est
adequatio rei et intellectus" of the realist is coupled with the "leges
cogitandi sunt leges essendi" of the
idealist. Both ideas are pushed beyond any possible limit. Unconditional, they
represent what transcends rational thought ; a perfect unity between thought and
fact, as it were the dwindling away of the theory-dependent facet of facts, a
fiction brought about by the faculty of imagination and reason.
25.
These ideas of contemporary epistemology characterize the "essential tension"
(cf. Kuhn) typical for thinking and knowledge itself. In this way, it voices the
fundamental property of scientific thinking, i.e. the continuous & permanent
confrontation between "testing" (object of knowledge) and "language" (subjects
of knowledge).
Both in thought, theoretical & applied epistemology, the concordia discors
is what has been going on since the Homo Sapiens sapiens emerged as the
result of his pre-frontal lobes and angular gyrus starting to compute or
process consciousness thinking (cf. Chapter 4).
In science, especially interested in object-knowledge, this armed truce makes
both parties persue their proper vector. During experiments, discussions are,
for the time being, stopped. This separation is followed by confrontation.
Test-results are discussed and face competitive explanations and
interpretations. Dissensus may arise and at this point argumentation comes in to
decide who is right and to foster consensus. Conclusions are formulated and new
experiments are made ... In theory this circle is unending.
26.
On the side of the object of knowledge, we must think "reality-as-such" as
knowable (without being conceptually equipped to know whether this is the case).
Facts are both intra-linguistic (are co-determined by the theories of the
subject of knowledge) and -so must we think- extra-linguistic, i.e. the
messengers of "reality-as-such". Hence, they correspond with reality-for-us.
27.
On the side of the subject of knowledge, we have to think the "consensus
omnium" as possible (without us ever reaching it in fact). In this way, the
distinction between "my" consensus (with myself), "our" consensus here & now
(i.e. the agreement between the users of the same language) and the "consensus
omnium", the regulative idea on the side of the subject of knowledge,
ensues.
7 Correspondence versus consensus.
For the philosophers of old, true knowledge was certain knowledge. And certain
knowledge was perennial. Truth was eternalized. Pre-critical epistemology,
seeking to make this postulate of foundation explicit, sought a sufficient
ground outside knowledge, either as a Real World "out there" or an Ideal Idea
"in here". In Greek metaphysics, concept-realism dominated and rooted the
possibility of knowledge in an ideal world (Plato) or in the abstraction of the
essence of things by observing them (Aristotle). In Scholastic thought, the
crucial difference between (Platonic & Peripatetic) realism and (moderate &
strict) nominalism emerged, replaced in modern thought by empirism and
rationalism. All these efforts were pointless. Reason cannot find the sufficient
ground of thought outside thought and this a priori (cf. transcendental
logic). We are unable to escape the necessity of the Factum Rationis.
Pre-critical modern thought was termed "scandalous" precisely because of this
prevailing antinomy. Both rationalism and empirism could be argued relatively
successfully, but, taken together, constituted a contradiction. This meant
philosophy, if it were for example to compete with the universality of the
G-force expressed by Newton's law of gravity, could not endure in this format.
With the Critique of Pure Reason, the first step was taken to formalize
(or empty of its ontology) the Cartesian cogito and integrate both sides
of the equation of possible thought. But Kant retained the senses as
"quasi-causes" and hoped synthetic propositions a priori could be found.
He was still a foundationalist. Because of these problems, German idealism
rejected the transcendental method itself and did not try to reconstruct Kant
(or read him properly). A return to brontosauric ontology emerged, both idealist
(cf. Hegel) as realist (cf. Marx). Worse, protest philosophy (cf. Schopenhauer,
Nietzsche, Bergson) rejected the necessities of rationality, and plunged Western
thought in the nightmare of irrationalism, spawning the horrors of the 20th
century (communism, fascism, militarism, blind global capitalism). The
development of knowledge itself deemed too Platonic in a world supposed to have
killed God. Serious epistemology is absent here.
The more radical forms of postmodernism are the successors of these illicit and
vain attempts at denying thought with thought. In fact, they are the
contemporary forms (cf. Feyerabend) of a radical skepticism already known to the
Greeks (cf. Gorgias, Protagoras). The échec of foundationalism multiplied
with epistemological irrationalism, heralds the end of any rational
investigation of the possibility, expansion & production of knowledge in general
and "true" knowing in particular. Must be avoided : (a) a radical denial of the
ongoing complexification of the cognitive texture of human beings, (b) all
foundational onto-epistemologies (metaphysical realism or metaphysical idealism)
and (c) radical scepticism & relativism.
The second step was made by neo-Kantianism,
a general term to designate the adoption of Kantian
views in a partial or limited way.
In particular, the rejection of the postulate of foundation is another crucial
move, which calls for a normative appreciation of the problem of knowledge.
Avoiding radical skepticism by discovering principles & norms, critical
epistemology accepts the terministic and probabilistic status of mental
knowledge in general and scientific knowledge in particular. On the one hand,
absolute certainty is lost, but, on the other hand, the real, so is discovered,
must be at work in every proposition corroborated by facts, because this
must be the case. The real is not a quasi-cause of perceptions, for, as
explained by contemporary psychology, observation and patterns of expectation
coincide in every fact.
The theory-dependent facet of facts is intra-linguistic. It belongs to a theory
to form a pattern of expectation. But this pattern, although always rooted in my
subjectivity, is inter-subjective and belongs to a community of communicators.
In the present critical theory of truth, seeking to find reasons to accept a
theory as if true, the following categories emerge :
-
the subject of knowledge / the one
thinking / intersubjective discourse (consensus, dissensus, argumentation,
consensus, etc.) / consensus omnium / the idea of the ideal ;
-
the object of knowledge / what is
thought / monologous testing (experimental setup, tests, observations) /
adequatio intellectus ad rem / the idea of the real.
28.
In this way, the idea "reality" regulates the
objectivity of knowledge and the idea "ideality" its subjectivity.
Paradigmatic paralysis is the collective result of scientific knowledge
perverted by an ontological illusion unchecked by transcendental criticism. If
individual scientists do not have the discipline to regularly reconsider their
position vis-à-vis the ideas of the real and the ideal, they will be bewitched
by the identification of (a) their factual accounts with reality-as-such and (b)
the results of their intersubjective discourses with the ideal idea of
scientific dialogue. This creates a closed scientific community, an institution,
cherishing the monolith of the paradigmatic core, the new desacralized idol of
those who know how to speak the scientific language and claim a privilege over
others in terms of their knowledge of reality and intersubjectivity (language),
either in the name of an exclusive window on reality, or to accommodate the
common good of an intellectual elite and its cherished fancies.
To notice the illusion on the side of "reality", the
use of the idea of the real is to be restricted to three different contexts :
-
reality-for-me
: the irreducible perspective of the first person, the whole area of covered by
intentionality, intimacy, secrecy, privacy and the inner world of each and every
single conscious observer or subject of knowledge ;
-
reality-for-us
: factual, scientific object-knowledge produced, within a conventional framework
discussed, agreed upon & given beforehand, by testing, experimentation,
systematic observation, etc. ;
-
reality-as-such
: limit-concept of formal & critical cognition, representing, so must we think,
the extra-mental, extra-linguistic, theory-independent absolute, sheer absolute
reality or the ultimate nature of all.
To notice the illusion on the side of
"ideality", the use of the idea of the ideal is to be restricted likewise :
-
ideality-for-me
: the irreducible inner language-game of the first person, the whole area of
covered by conscious meaning, thoughts, imaginations and volitions, i.e. inner
mental objects giving form to signs as signals, icons and symbols ;
-
ideality-for-us
: the intersubjective object-knowledge produced by discourse and the art of
argumentation about the interpretation of ourselves and reality-for-us ;
-
ideality-as-such
: limit-concept of formal cognition representing the Ideal idea of an absolute
system of concepts encompassing all possible (inter)subjectivity, the "ideal of
ideals", the sheer absolute ideality or the ultimate mind knowing all.
The probable, historical but
paradigmatic system we hold for true is possible if (a) subject and object of
knowledge are always both implied, and (b) the ideas of the ideal and the real
are used to regulate the process characterizing mental knowledge, not to
constitute the latter.
29.
Let us distinguish between :
A.on the side of the object of
knowledge :
theory / fact-for-us / REALITY =
regulative REAL OBJECT AS SUCH
criterion of truth : correspondence
B.on the side of the subject of knowledge :
"my" opinion / "our" discourse / IDEALITY =
regulative SUBJECT : IDEAL & UNIVERSAL
criterion of truth : consensus omnium
8 The coherency-theory of
truth.
Successful experiments bring something to the fore. Creative thinking names the
something. At the point where the stuff of tests is symbolized, a proposition is
formulated. The extra-linguistic factor must not be exorcised and so "coherency"
does not imply "truth" to be mainly an intersubjective decision. Likewise, the
truth-value of the proposition must not solely depend on correspondence with
reality, for facts are facts-for-us and, so must we think, the heralds of the
real thing, which is not quite the same.
Coherency then points to the balance between the two vectors and the leading
ideas of the critical theory of truth : language and consensus versus experiment
and correspondence. A "true" theory is one corroborated by repeated testing and
approved after elaborate discussions. It is "true" because the force-fields of
both vectors have been allowed to play and contribute to object-knowledge and
its empirico-formal propositions and theories.
30.
The imaginal, heuristic point of intersection
between the ideas reality & ideality is a knowledge-leading &
knowledge-regulating fiction which guarantees the progress of knowledge
without ever constituting knowledge itself. If it does, then it misleads
knowledge, thus curtailing its unity & progress.
The progress of knowledge is guaranteed if we never allow its expanding movement
to stop. The latter happens when, after having considered "truth" as eternal, we
fixate our conceptual knowledge and replace its temporary status with a dogmatic
closure, identifying facts with reality-as-such and/or theories with
ideality-as-such. The knowledge-horizon is never attained and so knowledge is
allowed to progress for ever. Practically, the actual horizon may be limited by
the extension of the observable physical universe, but given its humungous size,
millennia of discovery lie ahead.
To deeternalize truth in epistemology does not make eternal truth impossible.
Like infinity, and the absolute Real-Ideal, truth, beauty and goodness are
limit-concepts of transcendental thought, the ideas of reason. If we speculate
about their being (as in metaphysics), and use these ideas heuristically (as in
immanent metaphysics), then we use them to actualize truth, beauty & goodness.
In transcendent metaphysics, a direct, ineffable radical experience of them is
at hand (cf. mysticism).
31.
One of the tasks of epistemology, is to
reflectively reconstrue the basic normative system already used by
scientists all the time.
32.
Being part of epistemology, one of the tasks of
methodology is to make the normative system more concrete in terms of
testability (experiment) & linguistics (dialogue & argumentation).
9
On methodology.
Scientists are cognitive actors producing object-knowledge by way of
corroborated empirico-formal propositions and theories. Everyday observation
also involves experimentation & (inter) subjective naming, but, in the
language-game of true knowing, a more solid, inert and tenacious objectification
is at hand. Here, a series of more lasting connections between direct observable
events is made, and categories of determination are put forward to organize
these connections. The following irreducible types of lawfulness may be posited
:
-
causal determination : effect by
efficient, external cause (example : a ball kicking another ball) ;
-
interaction : reciprocal causation or
functional interdependence (example : the force of gravity) ;
-
statistical determination : end result
by the joint activity of independent objects (example : the long-run frequency
of throwing two aces in succession is 1/36, the position or momentum of a
particle) ;
-
teleological determination : of means by
the ends (example : standardization) ;
-
holistic determination : of parts by the
whole (example : needs of an organ determined by the organism).
Methodology transposes the necessities of
experiment and communication to the local research-cell in general and to the
practical logic of its specific scientific studies in particular. This causes a
variety of local coordinations of scientific activity.
In physics, experiments will be at the core of research. But, unassisted by a
constant dialogue enabling refinements, novel interpretations and alternative
views, testing is rather futile, often off-mark and reduced to a standardized
confirmation of established points of view.
In human sciences, methodology turns into hermeneutics and participant
observation. But, if the interpretation of signals, icons and symbols is not
balanced by a practical, open and honest experience of a variety of
intersubjective communities, then a fossilization takes place, and the
institutions of knowledge are an easy prey for the media money, propaganda and
power. As such, they cannot guarantee free study and, as authorities ex
cathedra, will eventually see their monolith crumble. The production of
knowledge should be protected against extreme forms of subjectification &
objectification.
33.
All conceptual knowledge is fallible. According to its form, the normative
system is necessary (universal & absolute), but according to its factual
contents, it is historical (particular, local & relative).
34.
We have to think reality-as-such
(ideality-as-such) necessarily as knowable, without our minds ever being able to
know whether we know this or not.
The fallibility of empirco-formal knowledge does not invite radical skepticism.
Not everything is relative. Anything does not go (against Feyerabend). Some
principles & norms still necessary and constitute the normative discipline of
knowledge. This has truth as its aim, in the same way as taste has beauty and
the justice has goodness as object.
The normative solution does not call thought & knowledge to find a sufficient
ground outside thinking & science. The ideas of reason have been used and are
used. Epistemology explains why this must be so. Rational (conceptual) thought
cannot discover whether there actually exists an absolute Real-Ideal behind
(beyond) the theory-dependent facet of object-knowledge. Facts remain "for us"
and we must assume they reflect or mirror the Real-Ideal. But, insofar as
normative science goes, this could as well be a universal illusion.
35.
Two antinomian regulations are necessary to arrive at valid, i.e. true knowledge
: on the one hand, a monological regulation (the path of experiment), on the
other hand, a dialogal regulation (the path of discourse & discussion).
36.
The imaginal point of intersection between the
regulating norms is like the
permanently postponed horizon of our mental
knowledge, guaranteeing its order & expansion.
10 The fundamental norms of
knowledge.
These compel science to walk the Two Ways, namely the paths of experiment and
communication. Focus on the object of knowledge leads to a monological
regulation of every experiment by the correspondence with the idea of the real.
Likewise, every dialogue aims at consensus and presupposes the idea of the ideal
(of communication). Not to use both norms in every cognitive act, is to move
outside the domain of (formal) rationality.
37.
A theory is "rational", when it (a) is logically well-fashioned, (b) does not
exclude dialogal symmetry and (c) allows for dialogue & discussion. If so, it is
an "arguable" theory.
11 The scientific status of a
theory.
A theory is an arguable unity of propositions about ideality and/or reality. If
a theory cannot be discussed, then an irrational, ante-rational or
trans-rational factor is implied. These kind of theories are not rational,
either because they reject the Factum Rationis, just prelude rationality
or pertain to Unknowing. Rationality and arguability are intimately linked. In
the adjacent theory of language, three criteria are fundamental : (a) rational
theories have a certain logic and format, (b) they do not exclude the ideals of
communication a priori and (c) they are open for discussions and
confrontations with opposing views. Note that for a theory to be rational, it
does not need to be testable. Scientific thought is rational and testable.
38.
"Testability" & "arguability" are predicates which both must be ascribable to
every scientific theory.
Insofar as arguable, rational theories are not put to the test, they cannot
belong to science proper. A scientific theory X belongs to strict science if,
and only if, X is corroborated and consensual. For a rational theory to be
strict science, it needs to be factual and trigger the approval of all involved.
Hence, strict science is the outcome of an application of both vectors and
adjacent regulations.
39.
As a function of the status of a theory, three subdomains of scientific endeavor
ensue :
- proto-science : not tested and arguable ;
- strict science : corroborated and agreement ;
- semi-science : falsified and/or disagreement.
If a
rational (arguable) theory does not refuse testing, it already belongs to the
domain of science. As proto-science, it reflects the order book of science, its
tasks ahead. In particular, the specific activities planned by each
research-cell. If corroborated and approved by others, it becomes strict
science. If falsified by new experiments or disagreement about it prevails or
both, it becomes part of the large storehouse of outdated (semi-) scientific
theories.
40.
Formally speaking, a theory may at first be proto-scientific, become strictly
scientific, and then semi-scientific. Finally, it is "metaphysical".
If a rational, semi-scientific theory can no longer be tested, it becomes
metaphysical. Likewise, all rational theories refusing or somehow escaping
testing are metaphysical. The only regulation left is arguability.
41. Two lines of demarcation stand out : on the one side,
between the sciences (proto-, strict & semi-) & metaphysics, in other words as a
function of the testability of done statements and, on the other side,
between valid & invalid metaphysics, in other words, as a function of the
arguability of done statements.
Science and metaphysics have arguability in common. Both can be checked using
logic. But testability is the crucial demarcation between them. Metaphysics
cannot be tested. Science is all about intelligent experimentation. Given the
vast domain of metaphysics, covering all rational theories and all former
scientific theories, a second demarcation is introduced.
Valid metaphysics is arguable. As an immanent metaphysics, it must be able to
argue a comprehensive rational picture of the metaphysical horizon. Insofar as
transcendent metaphysics, being nondual, cannot be verbalized, all efforts to
stretch beyond immanence must be deemed futile and, at best, of exemplaric
poetic value only. Can validation have meaning in nondual terms ? As
authenticity perhaps ?
42.
Metaphysics is speculative & theoretical knowledge
on being (ontology), the cosmos (philosophical cosmology), life (philosophical
biology), the human (philosophical anthropology) & the Divine (philosophical
Divinity). Metaphysics may be divided into :
- valid metaphysics : arguable ;
- invalid metaphysics : unarguable.
12 Metaphysics and science.
Metaphysics is a rational theory dealing with the totality of possible
relationships between seer and seen. Elaborating upon this, brings the seer in
touch with him or herself, with other seers, with the world, and finally, with
what transcends the world. If the first relationship is the neutral core of the
experience of seership, then the second and the third bring to the fore the
horizontal plane around this core. When the latter is transcended, the vertical
plane emerges. These three represent the personal, intersubjective and absolute
use of the ideas of reason (in particular, reality & ideality).
Let us, to format our proposed immanent metaphysics, devise a linguistic
framework which is directly derived from the structure of the sphere of
observation. This is a universal & necessary empirico-linguistic framework. Let
us ponder this :
All empirico-formal statements of fact made by a seer about the seen are always
& everywhere necessarily framed by the local sphere of observation of the seer,
globally defined by a horizontal plane with four cardinal points of reference
(East, South, West, North) and a vertical plane with two points of reference
(Nadir, Zenith), i.e. six directions.

Consider the following :
-
horizon of observation =
field of consciousness of the observer, defined by four possible divergent
quarters and situated in the neutral origin of the sphere, O (0,0,0) and the
divergent interconnectedness of all objects facing the seer
;
prime vertical =
evolutionary field of the seer, from origin to final goal
and the convergent evolution of each seer
;
P1, P2, ... = set of orientations given to
the observer within the boundaries of the sphere ;
diurnal hemisphere = the
realm of rational consciousness ;
nocturnal hemisphere = the
realm of irrational and ante-rational consciousness ;
the sphere itself = the
totality of all immanent realities and idealities of every observer ;
beyond the sphere = the trans-rational, the ineffable.
Although each observation is unique
(using a exclusive local sphere), its constituents are universal (defining the
global sphere). If each local sphere is linked with a particular
"reality-for-me", the global sphere is related to the planetary
"reality-for-us". The horizontal plane is associated with the diversity of
beings, the way they interconnect (although divergent) and their respective
"horizon" or limitations, whereas the vertical plane is used to construe the
evolutionary process in which each is involved (moving from origin -Nadir- to
final end -Zenith-), implying the dynamical convergence of each.
Metaphysics formulates an onto-categorial scheme. In it, the basic operators
of being are described.
43.
Distinguish normative philosophy from theoretical
metaphysics using the coercive necessity of the rules of the game.
These are fixed by the former by reflecting on the conditions of the
possibility of the logical (correct), the epistemological (true), the
esthetical (beautiful) & the ethical (good) conduct of humanity. Together,
normative philosophy & valid metaphysics make out the field of philosophy.
Over time, the role of philosophy has been more and more narrowed down.
Gradually, many of its pursuits were taken over by theology, psychology,
physics, cosmology and others. In the late 20th century, the difference
between academical philosophy and philosophy per se was made clear. The
former focused on the logistics and the strategies of historical philosophy,
whereas the latter is a novel synthesis of theoretical (as in writing and
teaching) as well as practical aims (as in advising and assisting). The
interaction between "theoria" & "praxis" is the corner-stone of
the dialectical tension called in to uphold the effort and avoid fossilization
(institutionalization, canonization, eternalization).
Critical philosophy is divided in normative & descriptive philosophy. The
former is a formal discipline involving principles, norms & maxims, and
subdivided in critical epistemology, critical esthetics and critical ethics.
Its main task is to syntactically differentiate between valid & invalid
empirico-formal propositions, esthetical judgments and ethical valuations. The
standard used is rooted in the Factum Rationis. So transcendental
logic, the rule of principles, is common to all three normative disciplines.
Valid metaphysics is a semantic discipline, seeking to understand things
insofar as they are and this in a comprehensive way, involving expanding
layers of relatedness between a person and him/herself, the others, the world
and the absolute.
44.
Metaphysics can never be completely driven out from the field of knowledge.
This means the field of the paradigm of knowledge equals the sum of scientific
statements and valid metaphysics.
45.
Valid metaphysics inspires the sciences
(heuristics & "ars inveniendi"), promotes openness & pluralism (it is
better to think more possibilities than only a few) and hence stimulates a
critical interdisciplinary dialogue.
Greek and Scholastic philosophy was foundational and ontological. Especially
the realists (Platonic or Peripatetic) sought to subjugate the possibility of
knowledge to a theory of being. Moreover, in the Middle Ages, revealed
knowledge was deemed more superior than rational and empirical knowledge. The
former originated from the Divine Mind, whereas the latter were reflections.
It was this metaphysics of transcendence gone wild, which critical philosophy,
starting with Kant, tries to bridle.
By 1850, spawned by the industrial revolution and its technological wonders, a
new materialist synthesis was reached. Taken beyond itself by hubris,
metaphysics and religion were deemed to belong to an earlier stage of human
knowledge. They had to be exorcised out of science, only based on sense-data.
But with relativity, quantum and chaos, the picture changed, confirming the
interdependence of object and subject. The latter is an open, problem-solving,
intelligent producer of signals, icons & symbols. These evolve from notions,
to concepts, ideas, propositions, conjectures and theories. As scientific
theories are not fixed entities, but may become semi-scientific or
metaphysical, the spectrum of knowledge is a dynamical totality, in which
metaphysics cannot be eliminated. Moreover, in order to articulate a
propositions and conduct an experiment, an irreducible metaphysical background
knowledge is needed, without which words would remain silent and no test could
be performed (cf. Popper). Hence, to make this implicit background explicit,
is the crucial task of epistemology. This cannot be done without the study of
metaphysical systems and the validity of their arguments.
To speculate is to imagine thoughts systematically. This comes very close to
invention and improvisation. To build an immanent metaphysical system is a
creative activity and escapes the transcendental rationality of formal reason.
A creative thinking takes place. The difference with art is the rational
necessities linked with trying to understand the totality of existence. To do
so, the speculative activities of the metaphysician counterpoint the
scientific paradigm.
46.
An invalid metaphysics is characterised by :
(a) an incorrect, inefficient & contradictory formal language or syntax,
and/or
(b) the unilateral hypertrophy of object and/or subject or semantics, and/or
(c) the impossibility to judge done statements (pragmatics).
47.
These characteristics are also valid for our understanding of "irrationality".
Hence, all invalid metaphysics are irrational.
A valid metaphysical system is discussed and approved. This means (a)
internally, the system is without syntactic, semantic and pragmatic flaws, (b)
the system per se is arguable and (c) externally, competing with other
systems, it covers more ground in a better way.
Some metaphysical systems are invalid a priori. Without being discussed
and found lacking strong arguments, these systems are rejected on logical
grounds. Besides compliance with formal criteria, the presence of both object
and subject of speculation is necessary, as is the possibility to argue
statements derived from the system.
48.
Rationality is the privilege of subjects of
knowledge willing to communicate well, using a well-proportioned and correct
language (semantics & syntax), allowing for discourse, i.e. argumentation &
consensus (pragmatics).
49.
Inconsistency is a failure of the syntactic conditions which are rationality's
own and is a distinguishing mark of irrationality if and only if :
(a) the inconsistency attacks the axiomatic foundation of the theory ; and
(b) this absurdity can in no way be reduced to a determinable, efficient
measure.
13 Language and the criteria of discourse.
Language is the outcome of the cognitive process of transforming
experiences into signs or glyphs (signals, icons & symbols), intended to be used
to communicate with other intelligent systems. Signs indicate parameters, icons
representations and symbols conceptual content. The latter also refer to the
three fundamental parts of the brain : reptilian, mammalian and human (cf.
Chapter 4). This broad definition includes the languages of the natural world,
from crystalline structures and their geometrical qualities to the complex
social structure of the mammal in its biotope, as well as the languages of
science and art.
A glyph (from the Greek "glyphe" or "carved work") is the physical
presence of some distinguishing, differentiating material condition or
activity, understood by way of its meaning (semantics), its order (syntax) and
recurrent practice (pragmatics). Glyphs always trace a contrast with
their environment, involving (single or a combination of) visual, auditive,
olfactory, gustatory or tactile experiences. Glyphs are hence meaningful &
well-formed states of matter. To understand this, consciousness is necessary. To
measure its form, information is indispensable.
-
pragmatism or matter
(hardware) : a glyph is an executive material aggregate, composed of
matter ;
-
syntax or information
(software) : by virtue of the laws of symmetry which describe its
well-formed code and non-redundant information, a glyph is an ordered
architecture ;
-
semantics or
consciousness (userware) : a glyph is a source of meaning, develops a
unique perspective or conscious outlook, suggestive of the ability to
auto-redefine, auto-regulate and auto-reorganize as a function of the
degree of intelligence (or freedom).
Language is not only an artifact of the human being. It is not restricted to the
spoken or written word. Art & body-language are good examples of
non-verbal languages. Also in the natural world, signals and icons are used.
Signals involve the protection of territory and show who is on top. Icons try to
represent a complex network in a relatively simple image (like bees dancing the
direction to food). So in this broad definition of language, all cultural
forms are languages but not all languages are cultural forms. Culture always
implies conservation and the transmission of meaning to the next generation
(which is absent in most of the mineral, vegetal, and animal world).
Of course, the production of sounds (in music and through the spoken word)
is an excellent way to trace the characteristic distinctions of a glyph. Sound
is not noise. The latter is homogenous & chaotic, i.e. in noise, entropy and
redundancy are always high. No distinct meanings are conveyed, no specific order
or differentiation can be recorded and a long exposure to too much local noise
even causes one to hear less (negative pragmatical result). Auditive pollution
by noise has negative effects on health, both physical (deprivation of sleep) as
psychological (stress).
On the one hand, sound-glyphs exist as distinguishable entities
"carved" in air. These distinguishing features are clear and distinct when the
level of noise is low and the articulation of the characteristic meaningful
acoustic form is well performed (low redundancy). 20th century Classical and
to a lesser extent Popular music have demonstrated the line between noise and
sound is relative. However, the return of tonality, polytonality & the
non-alleatoric show sounds cannot be produced with (educated) noise alone
...
On the other hand, sound-glyphs are volatile. Before the technical ability
existed to record them, they were always lost. Hence, as soon as humans
understood the advantages of recording these sounds for future reference and
(re)transmission, history started. Oral traditions were slowly replaced by
written testimony. Of course, prehistoric glyphs other than sounds existed (like
artifacts, rituals, pictorial art etc.), but their meaning can not be
established as distinctly and unambiguously, and the information derived from
them is always prone to redundancy.
The process of recording sound-glyphs implied the standardization of
sounds, which came about either by drawing pictures of the object denoted by the
sound-glyph (the logogram) or by isolating individual sounds, as it were
reducing the spoken to its elements or "phonemes" (from the Greek "phonoma",
or "speech sound" and "phonein", or "to sound"). The moment these spoken
sound-glyphs are recorded as individual written glyphs, phonograms emerge (from
the Greek "gramma", or "the written"). Phonograms are the foundation of
all written languages, although in archaic languages, like early Sumerian,
logography was predominant, suggesting phonography was derived from logography.
In Ancient Middle Egyptian, the phonograms were represented by pictorial
representations without vocalizations, causing a static "sacred" writing system
to emerge, which differed from the spoken language.
The four actors in this cycle
are the environment, the sender, the message and the receiver. Each actor is
stimulated by a source and in turn becomes a source of stimuli :
-
environment : collective,
conventional information or code is stored in the collective data bank (or
collective memory) which acts as a source of information concerning the
cultural form at hand (education & socialization) ;
-
sender : the stimuli of the
environment are received by the info-receptor of an individual sender, who
integrates the information and (tries to) author an original, individualized
response, which is a variation on the theme of the collective code ;
-
message : the actual
response of the sender is a message which is a symptom of the response and
the source of symbolic activity sent to a receiver ;
-
receiver : the symbols
received are integrated by the receiver who has access to the collective
code and who integrates the received symbols in the repertoire of the data
bank of the collective and communicates the integrated symbols of the
message.
Each phase of the process may
be flawed by possible errors in transmission : the information of the
collective may be misunderstood by the sender and/or the latter may represent
the info-source by means of an alienating symptom. The message itself may
contain redundancy (due to noise), eclipsing the original intent of the
sender. The receiver may misunderstand the symbol and integrate it
inadequately, adding sullied information to the collective data bank. The more
the cycle is corrupted, the less coherent a cultural form becomes.
50.
Rationality implies a principle of symmetry (equality in speech and freedom of
action), a language which is formally correct and a theory of argumentation.
51.
Regarding the theory of argumentation, preference
is given to a model of judgment built on game-theory, i.e. the definition of
the logical system and rules of discussion are chosen beforehand by the
discussers.
Strategic speech-acts are not communicational but efficient & utilitaristic.
They create the iron cage of alienation, in which humans only exchange glyphs
for the sake of some outer, material goal, like the production, exchange or
acquisition of some thing. By making language an instrument of some extrinsic
process, the essence of communication, namely to share truth, beauty and
goodness, is lost.
The strategic use of language is the arena of the media power, propaganda and
money. Top/bottom relationships, deception and the building up of capital for
the sake of capital, are precisely devoid of the symmetry characterizing
genuine communication. They depersonalize humans and turn them into objects to
be manipulated and used for the sole benefit of those who have the power, the
data and the money to take away a person's freedom or parts thereof. Hence,
they are the language of the sadist. Those who willingly bow and comply
because of the received painful benefits, those who put on the chains
themselves and willingly crawl into the cage of their masters, are the
masochists, as Nietzsche correctly observed. Both in philosophy and science
this kind of discourse must be absent. It cannot help to attain truth and so
is eliminated from the desktop of those who wish to truly communicate. In
sado-masochistic contexts, equality in speech is abrogated. The slave can only
speak if so allowed by his master. Freedom of action is also gone, for the
movements of the slave are controlled by the master. As the slave exists for
the sole benefit of the master, all communication between them is reduced to
signals of obedience, icons of humiliation and strategic symbols (glyphs
intending the satisfaction of the top only).
If we communicate, we do so on an equal basis. Everyone is free to say what
they like and nobody is able to enforce their position upon another. Besides
this symmetry, the value of statements must be checked. This implies a theory
of argumentation. To make sure the latter is not an idealized canon, its rules
must be discussed and approved beforehand. In this way, all concerned parties
agree upon the way to handle dissensus and a clear-cut assessment of
statements can be made. Strong arguments back a statement and make it more
likely than those unable to provide such a warrant.
Book 2
Applied Epistemology
52.
Consider the practice of knowledge as a dynamical interplay between, on the one
hand, dialogue and the rules of argumentation and, on the other hand,
participant observation and the rules of experimentation.
14.The practice
of knowledge.
To ask : Quid juris ? is to foster the normative approach prevailing in
theoretical epistemology. As such, validity and justification of knowledge rule
over how it is produced. Here, the logic of discovery answers the question :
Quid facti ? This is the difference between the idea of a stable and
universal method and the constant revision of standards, procedures and criteria
as one moves along and enters new research areas. The difference between the
principles of transcendental logic, the norms of theoretical epistemology and
the maxims of applied epistemology.
From the perspective of the history of science, most, but not all, rules are
violated at some time or other. The community of science, as the sociology of
science testifies, is not a set of ideal subjects, but a living group of learned
people who evidence the oldest rule in the book : Errare humanum est ! In
order not to be entrapped by ontological illusion, scientists need the basic
normative system uncovered by theoretical epistemology. What scientists have
been doing (diachronical) and what they do today (synchronical), is not
identical with the norms of knowledge they are always using (and abusing). These
makes knowledge possible and guarantee its unity and expansion.
Theoretical and applied epistemology are both necessary. The former may be
compared to "statute-law", universal, imperative and normative, the latter to
"casus-law", local, adaptive and descriptive. Contextualism and
decontextualization are both necessary, and so emphasis on either "what must" or
"what is", is lacking. Lakatos invoked a pluralistic system of authority between
them.
In applied epistemology, the context of knowledge-production is studied, and so
the norms of knowledge are not made explicit. In every concrete situation they
are at work and are addressed. Theoretical epistemology is general & necessary (a
priori), applied epistemology is contextual & situational (a posteriori).
The latter affirms the laws of discovery to be context-specific and complex, far
beyond the capacities of a simple formal logic.
The general structure of applied epistemology is derived from theoretical
insights, for (a) the subject of knowledge and its norms becomes the subject of
experience and (b) the object of knowledge and its norms, the object of
experience. In physical science, the latter is given form as the rules of
experimentation, whereas in the human sciences, the rules of participant
observation are applied. Both make use of this-or-that actual discourse, with
its non-strategic communication (dialogue, dissensus, argumentation, consensus).
The principles of transcendental logic (derived from the pre-critical arena of
communication), give rise to the norms of theoretical epistemology. The latter
are normative rules which assist the practice of knowledge as maxims organizing
the opportunistic logic of discovery. These maxims are not like binding norms.
Deviation from them is possible, but not advisable. Violating a maxim does not
entail the end of the possibility, unity & expansion of knowledge, but slows
down its manufacture. The process of production is not halted (and replaced by
an illusion), but its efficiency drops. Hence, the research-cell at hand will
suffer and become a less attractive competitor in the market of available facts.
53.
Move against ontological rigidity by regularly investigating all possible
deviations between the norms of the theory of knowledge (what must) and the
maxims of the practice of knowledge (what is).
54.
Try, as soon as a given production-process of knowledge demonstrably deviates
from the
a priori
norms, to bridge the gap by provoking a discussion between the other actors of
the production-process.
The maxims of applied epistemology try to operationalize the effort of
maximalizing the production of knowledge. They are inspired by the norms of
knowledge. In this case, ontological rigidity has to be identified and
cancelled. In a research-cell, experiment and communication are both crucial. If
too little discourse is taking place, or a one-sided experimental course is
pursued, provocation is called in to stimulate pluralism and dissensus.
This could be summarized by saying free study is part of any intelligent
research-cell.
55.
Consider reality-as-such (and ideality-as-such) as
knowable, although this might be a universal illusion.
Empirico-formal propositions, statements of fact or
object-knowledge are the product of the vectors experimentation and discourse
(dissensus, argumentation, consensus). By virtue of the theory-dependent facet
of facts, in other words, their mental and linguistic co-determination, one
cannot know whether our theories indeed coincide with the Real-Ideal (the point
where all of reality is known to all concerned). On the one hand,
object-knowledge, so theoretical epistemology worked out, is always "for us".
This limits the scope of science and stops the foundational and outrageous
pretence witnessed in science at the beginning of the last century, as there
were : logical positivism, epiphenomenalism, materialism, instrumentalism,
scientism, etc. On the other hand, one cannot think thought or knowledge without
the necessity of accepting facts also, extra-mentally, extra-linguistically and
theory-independently, carry the letters of belief of reality-as-such.
In the practice of knowledge, it is this last "face" of facts which is of
particular importance. For here we temporarily suspend our criticism and so
allow the limitations of our possibilities to be overtaken by our hubris
and emotional need to think reality (ideality) in such a way both become
transparant and tangible. We know this cannot be the case, but realize the
question Quid facti ? impels us to do so. For in the latter case, we are
no longer normative philosophers working out the possibility, unity & expansion
of knowledge, as it were guaranteeing for ourselves we may think and know, but,
as scientists, are thrown in the arena of direct observation and discourse. Both
entail the need to think reality & ideality as open books in which we read the
story-line of the real-ideal. Surely this is not the case, and we fool ourselves
with an opaque, clouded version of the latter. However, if this concept,
necessary in theory, would be constantly before the scientists in their
laboratory or discourse, a constant bewilderment would ensue, for our emotional
need of security would be in jeopardy and we would fixate this issue instead of
what happens "on the field".
For this reason, this maxim is introduced to allow scientists to suspend this
critical dimension and work as if reality-as-such & ideality-as-such are
available in all their absolute glory ... It is clear this maxim is not based on
theoretical epistemology, and rather conflicts with it. Indeed, the maxim can
not be justified in any normative way (as in statutory norms), but only
satisfies the a posteriori descriptions of what scientists do and need in
practice, in this case a temporal satisfaction of an emotional need, which is
particular and contextual (as in casus-law).
56.
Act in the practice of knowledge as if facts (reality-for-us) coincide
with reality-as-such.
57.
Act in the practice of knowledge as if the factual agreements (the
consensus-for-us) coincides with the universal consensus omnium.
15
Methodological "as if"-thinking.
In the practice of knowledge, scientists, supposed to be aware of the issues
raised by theoretical epistemology, suspend the distinctions between
test-results and reality-as-such, as well as between the actual consensus and
the consensus omnium. The game is played as if it were possible to
gaze the Real-Ideal in the face and directly derive true knowledge from this.
58.
Realise this "as if"-thinking can not be
legitimised by the theory of knowledge, but is rather linked up with the
anthropological need for regularity.
The reasons why the above maxim is introduced are not normative, but
descriptive, in particular psychological. Human beings, rooted in mammalian,
limbic reflexes, need to experience repeated patterns.
As depth-psychology has shown, we often organize ourselves in such a way as to
satisfy the need to have positive experiences confirmed and negative avoided.
This lust-principle is not processed in the neocortex of the brain, and so
cannot be based on symbols. Instead, the dynamics of lust is mediated by icons,
representations, visualizations, images and fantasy. These trigger the
deep-seated memories stored in the hippocampus, the archive-keeper of the brain.
The hippocampus has regulatory effect on the thalamus, the gate through which
all information carried by the sensoric axons enters the central nervous system.
Here, these afferents are pre-processed to branch out to the relevant cortical
areas. The hippocampus may block (with or without the thalamus) sensory input to
the neocortex and regulate the autonomous nervous system by maintaining
emotional equilibrium. As such, the hippocampus does not process the generation
of emotional states, but memorizes them. The recognition of patterns is
therefore a highly emotional affair.
There is no good reason why scientists should expect the same constantly, quite
on the contrary. This need for regularity may lead to dogmatism and an
irrational attachment to identical or quasi-identical frame-works. That this may
lead to bad science, is amply shown when scientists are confronted with effects
they do not understand and/or undermine the stability of their emotional
expectations, as parapsychological research had made clear. Confronted with
telekinesis, most of them reject the laboratory-experiences afterwards and
because of this dissensus, no fact can be recorded. This unwillingness to
discuss the possibility of facts contradicting the core of their paradigm, has
done more harm to the science of parapsychology than the so-called impossibility
to trigger and repeat extraordinary instances of remote viewing and the like.
Let us call this the Bellarmine-effect, after
Robert Cardinal Bellarmine (1542 - 1621),
who administered the controversial admonition to Galileo not to hold or defend
the Copernican theory, in conflict with the geocentric theology of the Roman
Catholic Church of his days ...
The same goes for other disciplines on the periphery of the paradigm, like
homeopathy, astrology, magic, alchemy and other so-called "occult" and
"irrational" statements. As correlation is not causality, and the latter needs
theory (i.e. discourse), an irrational block has been put in place. Because of
such an attitude, these irregular claims have not been properly dealt with, for
scientists fear the ridicule of their peers and so prefer to kill the
messenger instead of properly disproving the message.
In science, openness implies not to expect the same effect, but, on the
contrary, inquire whether the repetition is not of our own making. A strict
experimental setup, defined by a stringent protocol, points in that direction.
We wish to trace our conditioned reflex, as well as our need to face the
unknown. We want to make sure we are not fooling ourselves, and so experiments
(and discussions) are repeated in different research-cells over the world.
Confirmation by the duplication of results is the best guarantee we have against
projecting expectation on test-results, i.e. fabricating pseudo-facts (as in
pseudo-science). This works out well for theories staying within our common
Newtonian perspective on things. But if a novel and undermining effect is
recorded (like non-locality in physics), scientists tend to turn their backs,
disregard the effect or together indulge in the wrong kind of silence, namely
indifference.
Hence, this maxim may serve its purpose or backfire. Fear for the unknown,
peer-pressure, irrational certainty, dogmatism and skepticism work to make it a
dangerous tool in research. If these emotions can be bridled, the expectation of
regularity will assist science in its discovery of patterns and laws.
59.
Act
as if
objects of knowledge "exist" but leave room for a discussion about the
experimental results (methodological realism) and act as if subjects of
knowledge "think" but leave room for new experiments (methodological idealism).
This is a game in which the final term (existence = thinking) is permanently
suspended.
The two regulators (experiment and discourse) have to assist each other. If we
consider, for the sake of methodology, our test-results as real, we need to
discuss whether there are no alternative interpretations. If we consider our
consensus as ideal, we need to test to observe whether novel facts emerge. Lack
of this, will eventually slow down the manufacture of knowledge. The game is
played without final terms, and so the ongoing production of knowledge is in no
way halted.
60.
The rules of dialogue and argumentation are grounded in communicative action.
The latter is based on a common definition of context (negotiation) and a
problem-solving behavior (execution), coordinated by consensus. It is crucial to
avoid pseudo-communication (like in the case of the perlocution).
61.
A valid dialogue-language has rules for :
(1) communicative quality (symmetry
a priori & a posteriori) ;
(2) form : Fregean & non-Fregean ;
(3) meaning : different types of "discourses" ;
(4) argumentation : formal3 rules (cf. Lorenzen & Barth).
16. Practical communication.
"Locution" refers to the literal meaning of a given speech act. Hence,
"illocution" refers to the effect the speaker intends to achieve in making the
utterance, while "perlocution" refers to the actual effect the utterance has
upon the audience. The "perlocution" of a speech act is thus the way it is
received by an audience. It is affected by "extra-locutionary" factors, such as
strategic intentions kept secret for the sake of some hidden agenda, asymmetry
between speakers and/or coercive acts, all intolerable in the context of the
practice of knowledge. For Habermas, perlocution always involves teleological
acts aimed at success. It is strategic in all cases. In communicative action,
the latter have to be put aside, for genuine communication has no other aim than
to establish truth by way of speech acts.
The difference between instrumental action and strategic action helps to define
communicative action.
Instrumental action |
Strategic action |
object of
experience |
subject of
experience |
actor -
environment |
actor -
actor |
theory
of decision |
game
theory |
things
& events |
persons |
objects
& processes |
intersubjectivity |
lack of
information |
strategic uncertainty |
technology |
strategy |
behavioral modification |
social
action |
Communicative action turns
strategic uncertaintly into symmetry, stategy into absence of coercion and
social action into an intersubjective quest for consensus.
In daily speech acts, strategic communications, although rejected in the
practice of knowledge, are very common. Constantly people communicate in order
to get something done or influence others. Hence, strategic speech acts are far
more common than genuine communicative action. Because of this, scientific
communication is a rather rare and restricted language-game, played by a subset
of possible sign-interpreters. So in science, intersubjectivity is defined as
the community of all involved delineators of signals, icons & symbols.
The discourse needed in applied epistemology has to abide by certain rules :
-
the quality of such
a communication is optimalized by making sure nobody is forced to
speak or hindered to do so. A priori, all parties anticipate
and presuppose the ideal speech-situation. A posteriori, in the
actual discourse, they all work hard to realize this symmetry and lack
of coercion. None of them has strategic intentions, and all done
speech acts have intrinsic value and interest. Relative goals outside
the immediate speech acts are not present ;
-
the form used to
communicate has to be logically valid, implying all have to agree
which kind of logic will be used to establish the truth-value of
statements and their propositional reference to reality. In that
respect, two broad categories of logic exist : the formal, classical,
Fregean structures, devoid of semantic or the non-Fregean, non-formal
logics, working with representations, analogies, metaphors and lateral
methods (cf. De Bono, NLP and the techniques of brainstorming) ;
-
dialogal context is
intimately related to form. The various branches of science are so
many subsets of intersubjective activities manufacturing
object-knowledge, working with a semantic in tune with their
respective fields of experimentation. In publications, results are
shared, allowing others to duplicate the latter through
experimentation and communicative action within their own contexts ; -
finally, the concrete rules of argumentation have
to be discussed. They are the meta-rules of the meta-system of logic,
or formal3 rules.
The division between Fregean &
non-Fregean logics is recent. Indeed, traditionally, classical & non-classical
logic are Fregean throughout. It was Aristotle who initiated Fregean deductive
reasoning by eliminating the contents of the propositions and judging their
validity exclusively on the basis of the truth-value of the logical operators
"not", "and", "or" and "if-then". The importance of this kind of approach is
unmistaken and has eventually developed into the imperative algorithms used by
most of our computers. Every step of the argument can be checked using formal
rules, devoid of semantics. Given the initial positions (the axioms), a series
of hypothesis may be inferred which, when proven correct, turn into theorems.
This formal calculus does not allow or has difficulty with stochastic variations
(the element of probability & chance) or non-linear attractors (the element of
chaos). This could be seen as the logic of formal representation, the way of the
linear straight line (instead of the non-linear curve). Formal logic tries to
develop closed, complete & consistent representations, in which no "bugs" or
randomness occur. Moreover, although impossible (cf. Gödel), it also invokes
completeness, i.e. the calculus foresees all possible logical situations
beforehand.
Non-Fregean logics are non-formal representations in mini-worlds by
analogy. Problems are isolated and transferred to such a representation or
register. In this "small" world, the problem is solved and then reintroduced
into the main frame of the argument. In this elliptic way, the argument do not
follow an imperative course, but as the meandering river, adapts to the ever
changing circumstances. There is no attempt to represent the whole or to seek
complete solutions. Para-consistency (the fact paradoxes always remain present
within the system) is not fought (but efficiently handled) and there is no
absolute, but relative predictability.
The study of Artificial Intelligence has shown the importance of
non-imperative algorithms, able to process novelty & randomness, as well as
multiple userware inputs. Non-Fregean systems are therefore the way of the
curve, not the line.
These two broad and general systems have three branches : syntax,
semantics and pragmatics. The first rules the rules, the second contents and the
third application.
Fregean systems tend to reduce contents to syntax. They inflate
structure, and attribute truth exclusively to the form of the argument. Indeed,
semantics is more than just the identification of certain symbols with certain
meanings. In non-Fregean approaches, symbols "throw together" a wide array of
meanings and fuse these together, so as to form a dense semantic core around
which a variety of meanings circumambulate, defining a particular and unique
semantic field.
In living systems, the use of natural symbols is common. Natural
languages are able to convey a complex network of meanings with a relatively
small number of symbols, as do art and non-verbal communication. In this
synthetic, connotative area, formal logic is unable to penetrate and its
analytics is completely off the mark. This shows both systems have to work
complementary, but in "real life" formal logic proves to be the exception (the
architecture or backbone), whereas elliptic systems are the rule (the evolution,
the symmetry-breaks).
Regarding the adopted theory of argumentation, let us follow the distinctions
introduced by Barth & Krabbe (1978) :
-
formal rules : the
classical formal logic of the language used, the logical constants ;
-
formal2 rules : the rules
of use of the logical constants ;
-
formal3 rules :
the rules of argumentation.
Whenever dissensus occurs, a new discourse is organized,
preluded by a mutual agreement regarding the rules of the game of logic.
These are the two meta rules, covering the measurement of truth and the
validity of a given argumentation. Systems A can be called objectively
better than system B, if there is at least 1 logical problem solved by A
which is not by B while there is no logical problem solved by B which is not
solved by A. The rules of argumentation cover the process by which validity
is established.
62.
Accept specific, empirical criteria of judgment
a posteriori. They are the result of the particular way in which practical
processes of learning are institutionally concretized in the given
research-cell.
63.
These criteria a posteriori are the tangible background of each real
conversation. So the meaning of the notion "ideal speech-situation" may vary.
17 Judgments
a posteriori.
Scientists organize themselves and in doing so institutionalize. They form
groups, departments, schools, universities & research institutions. Besides the
development and unity of knowledge, other social and psychological issues ensue.
Judgments are not only based on strict experimental and dialogal evidence, but
also on situational, local, contextual parameters.
A certain way of doing things raised to the height of a maxim, begs for the loss
of free study. Nevertheless, in every research-cell, in every unity of
knowledge-production, a series of rules of thumb emerge, a certain style is
applied, and both directly influence decisions and the way the future of science
is handled by that cell, department or institution. This is disturbing and
brings in the psychology & sociology of science. This is not only a tale of
randomness, of "anything goes", of outrageous discriminations,
Bellarmine-effects, and strategies detrimental to the possibility of knowledge
itself. Scientists, like everybody else, do more than try to pay their bills and
keep up the esteem of their peers. Of course, they do need money and may be
tempted by applause.
If institutions abuse of these maxims to mock the normative necessity to
experiment & discuss issues, and let a posteriori whims negate a
priori norms, then such institutions are no longer the places where
knowledge is produced. The academia and the universities are called to turn all
knowledge towards unity, as reason demands. They should be safe havens for free
study and be open to all possibilities. They should not dependent on the markets
and their strategic commerce. The normative ideals of truth, beauty and goodness
must be their aim and work. If they fail, the true, operational value of
academic degrees "in the field" will diminish and a whole generation will have
been fooled.
64.
The criteria a posteriori must be questionable. This should be made
exclusively dependent of
the communicative will of those concerned and
aims to oppose the colonization of the discourse by money & power.
The present philosophical investigations are the
fruit of a free study, unhindered by the media money, propaganda and power. The
latter bring a posteriori rules into play, which disable the scientist to
ascertain the facts in an open, multidisciplinary and honest way. Regrettably,
many of our universities are no longer turned towards unity. Instead, they have
become polyversities accommodating neoliberal market forces and the worship of
the modernist monolith. In such a perspective, the periphery of science is kept
abay, as are paradigmatic shifts.
65.
Be aware function-optimalisation in intelligent systems happens among other
things by representing problems in a non-Fregean way, for example in a
mini-world, solving them there and then transferring the solution back to the
original scale.
66.
To optimalize the quality of the
knowledge-practice of subjects, creative training-programmes must be executed,
so elements which were not joined are put together and through analogy &
metaphor new insights may ensue.
18 Optimalisations.
Besides the constant presence of an independent critical function, thinking the
limitations of thought & knowledge, applying the norms of knowledge, identifying
& restoring transgressions, etc. each research-cell, department or institution
may optimalize the output of the production-unity by installing a creative
function, allowing brainstorming, inventivity & non-linear (chaotic) movements &
actions to happen. On a regular basis, both functions should be used to
facilitate the production of knowledge and the subsequent valour of the
research. Both functions are optimalisations countering the uncertainty &
possible excess caused by judging a posteriori.
67.
To produce knowledge, the maxims "test" & "talk"
must, as soon as disagreement occurs, be divided from each other and be joined
again as soon as consensus is reached. The knowledge concerned may be taken as
true.
19 Producing facts.
The production of knowledge is a construction. So the products of science are
not the result of researching that-what-is, but a selection carved out from
whatever "is". Facticity is fabrication. Facts are, as the Latin root "facere"
indicates, that which has been made. Not the vocabulary of Nature is at hand,
but the constant conjunctions fabricated in the research-cell, fulfulling the
"sense" of truth in terms of instrumental production & communicative action.
Succes in making things and persons work is the bottom line of the
application of the norms of knowledge.
The critical function of the research-cell, embodied by a single individual or a
team, organizes the constant tension between the two formal parts of the
undivided intersubjective research-community : the subject of experience or
"theory" and the object of experience or "facts". The former is an
intersubjective language-game regulated by consensus, a dialogue between the
members of the research-cell, aiming to produce a concise and valid theory about
some thing by means of communicative action. The latter is a monologous
experimental procedure or set of instrumental actions regulated by
correspondence, an immediate confrontation with facts as if with
reality-as-such.
While routine investigations are happening, regular discourses are needed to
test the solidity of the consensus. As soon as dissensus occurs, communicative
action is suspended to focus on testing. Test-results are then discussed,
leading to a better articulation of the theory at hand. When a new consensus
dawns, regular discourse & experimentation recommence.
68.
A flexible pulse between experimentation &
language characterises the ideal practice of knowledge. Dialogandi &
experimenters are conscious of the frontiers of their respective fields of
action.
The critical function allows each members of the
team to become aware of the alternative regulator. A redefinition of the proper
field is possible, and this well beyond the limitations imposed by either
experimentation or communicative action. The two sides of the equation of
thought need to be connected but also kept apart. Their inner tension is
possible, necessary and productive. Without the activity of the critical
function, ontological illusion comes into play, pushing research into the
perverting polarity between either "physical" (testing) sciences (like physics,
chemistry, biology) or "human" (talking) sciences (like anthropology,
linguistics, psychology, sociology, economy). Although emphasis on either side
is possible, all sciences thrive on experimentation and language, and the
critical know-how to differentiate between them.
69.
Be aware testing & conversing are possible because
of partly metaphysical & unalienable background-information.
The creative function, embodied by a single individual or a team, is heuristic.
As such, its aim is to bring in new vistas and suggest novel connections, either
between the components of the theory, between the experimenter and the
experimental apparatus, or between both regulations. Creative sessions are
organized in which the metaphysical assumptions of the team are made explicit
and then discussed. The background against which all research takes place is
noted and also discussed. The influence of this on current research is
described. Theories are challenged by alternatives and the potential of the
Ars inveniendi is to be constantly raised. The creative function may foster
lateral, non-Fregean thinking. It may suggest new circumstantial conditions of
conducting research, going from the psychology of the team-members, their proper
diet, to the wall-paper of the research facility, etc. It works at the periphery
of the research-paradigm, and stands under the authority of the critical
function.
70.
Be aware the production of knowledge is only
possible because of an opportunistic logic which states that the actors of a
research-cell develop a local "know-how" determining what works & what
does not (methodological relativism).
71.
Be aware this logic of local habits also influences quantitative factors and
control-mechanisms.
20 The opportunistic logic of knowledge-production.
Besides a series of rules of thumb and judgments a posteriori, a local
body of "know-how" determines the overall operations of the research-cell,
understood as a local accumulation of facts from previous operations. This logic
is opportunistic and strategic. It bears the mark of local contingency and
subjective interest structures. It aims at the optimalization of effective
results, and defines in practical terms which experiments and/or discourses
produce facts and which do not. Clearly, this logic cannot be rooted in
theoretical epistemology and represents a synthesis of a local tradition. This
not only involves broad theoretical and/or experimental choices, but also the
way in which small changes (in experimental setup or output) and/or personal
attitudes (during discussions) are interpreted & assessed. Science optimalizes
the production of facts by cherishing these variations between research-cells
and by confronting the protocols of various local production-units, connected
the publication of results in the various scientific journals available.
Clearly, in such an opportunistic logic, irrationality and personal preferences,
based on idiosyncratic and emotional motives, are not silenced, quite on the
contrary. Each cell takes on the image of its research-leaders. While the way
results are gathered may contain blatant irrationality, the publication of
research-results puts the cell in the line of fire of other researchers all over
the world. Errors in procedure, irregular articulation of theoretical
connections and drawing conclusions beyond the scope of the evidence will be
noticed by others and reduce the scientific worth of the research, as well as
depress investors and so possibly eliminate funding.
That this opportunistic logic directly influences quantitative factors and
control-mechanisms should be repeated. Whether a threshold is considered as
critical or not, does not always depend on theoretical assumptions, but also on
"the feeling" or "intelligent guess" of those conducting the experiments.
Whether a certain path will lead to success cannot be determined solely by
testing and talking, for the decision can be made by following a hunch or
because it seems proper to do so at the time ...
72.
Local interpretation & strategic opportunism lead
to criteria-variability & oscillation, so random factors also influence
the production of knowledge. The effect of this indeterminism is necessary for a
progressive & organised adaptation of the research-cell to internal & external
factors. The production-process of knowledge implies decision-chains &
selections which are contextual & random. Products of knowledge may,
notwithstanding this randomness, nevertheless come about.
Especially when scientists inform policy makers, they should stress the
relativity of their facts. Science has not replaced dogmatic religion and is not
called to define how things are for ever and ever. Instead, the terministic or
probabilistic nature of scientific theories should bar the way of any attempt to
eternalize the truth of this-or-that proposition.
The research-cell is determined by two factors : (a) the production of knowledge
as defined by the norms of theoretical epistemology and the maxims of applied
epistemology and (b) the (psycho)sociology of knowledge, or the description of
the actual behavior of scientists in their various fields. Internally, the
production of knowledge comes about by communicative & instrumental action,
externally, by publications. Insofar as the research-cell itself is concerned,
the question Quid facti ? calls for strategic & instrumental action.
Considered in relationship with other cells, the homo economicus is at
hand.
How, given randomness in the chain of crucial operational decisions, knowledge
can be produced, is clarified by the effect of indeterminacy on the
ability to adapt and thus survive change demanding auto-regulation and
autopoiesis. Like certain physical and biological systems, knowledge is a
complex, dissipative and chaotic phenomenon, continuously developing more
complex cognitive textures.
In terms of the practice of knowledge, the latter is a process of
complexification, a progressive (re)construction resulting from the integration
& elimination of earlier scientific activities.
Maxim 72 allows new maxims to be added.
Epilogue
Scientists have no anchor and navigate their vessel
on the vast ocean (Oger). Aware of the greater relative infinity of the cosmos,
as well as the lesser relative infinity of the molecular, atomic & subatomic
strata, considering life and consciousness, they must keep proportion. Despite
the finitude of the observable universe, our physical insignificance compared to
it, defines its relative infinity and thus prospect. However, throwing out our
nets, we only catch those big fish unable to slip through the mazes, while at
any given moment, the number of nets aboard is limited. Too often our mazes,
boxes, frames or mentalities are too rigid and self-cherishing. The fish adapt.
Scientists erect buildings on the edge of or in the swamp (Popper). Such flooded
bottomland, saturated with water, is constantly shifting. Yet, despite this
instability and all the rest of it, science tries to build a platform above it,
holding out for a while. How long precisely, nobody knows. But not
forever, this much we know ...
Next, we produce new nets to bind Nature or another set of poles to drive into
the marsh, etc. In view of the vastness of the observable universe, this
procedure or process of acquiring valid empirico-formal knowledge is practically
unending. Likewise for the expansion of knowledge. As long as critical people
argue and experiment, the vessel of science is relatively secure.
Nevertheless, scientists are like sailors on a leaking ship, a worn vessel set
adrift on an extremely vast ocean, seeing nowhere a safe harbor to accost.
To them to repair their vessel while aboard and navigating ...
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