Clearings
on critical epistemology
©
Wim van den Dungen
"...
science is apparently increasingly able to construct and reconstruct
itself in response to problem challenges by providing solutions to the
problem ..."
Knorr-Cetina : The Manifacture
of Knowledge, 1981, p.11.
this text forms a triad with :
Behaviours : On Critical Ethics
Sensations : On Critical Esthetics
TABLE OF
CONTENTS
Abstract
Introduction
I : Transcendental Logic :
A. The dyad of formal thought.
B. The fact of reason.
C. The groundless ground of knowledge.
II : Theoretical Epistemology :
01.
The normative solution.
02.
The object of knowledge.
03.
The subject of knowledge.
04.
Categories (mind) & ideas (reason).
05.
Idealistic & realistic transgressions.
06.
Regulations towards unity & expansion.
07.
Correspondence versus consensus.
08.
The coherency-theory of truth.
09.
On methodology.
10.
The fundamental norms of knowledge.
11.
The scientific status of a theory.
12. Metaphysics and science.
13.
Language and the criteria of discourse.
III : Applied Epistemology :
14.
The practice of knowledge.
15. Methodological "as if"-thinking.
16. Practical communication.
17. Judgments a posteriori.
18. Optimalisations.
19. Producing facts.
20. The opportunistic logic of knowledge-production.
Suggested Reading
Abstract
The various parts of the
equiaeon-system* are assisted by a
critical epistemology. Earlier, its tenets were extensively published in Dutch (Prolegomena,
1994 &
Kennis, 1995), whereas an English
summary was proposed as a set of
Rules of the Game of True Knowing (1999). An application
of these rules in the field of hermeneutics also saw the light (Kennis
en Minne-mystiek, 1994).
In order to develop an ontology, a more rigorous
explicitation of this theory and practice of knowledge is necessary.
This is the aim of the present text, which recapitulates and develops
the epistemological distinctions recently proposed in
Does the Divine exist ? (2005), a
prolegomena to a natural religious philosophy.
The foundational approach of knowledge (stating that "true" knowledge is
rooted in a sufficient ground) is relinquished. True knowledge is
terministic, fallible and probabilistic. No ontology is able to ground
knowledge outside itself. This does not necessarily lead to universal
relativism or skepticism, both avoided.
Indeed, to produce knowledge
which we, for the time being, may consider paradigmatic,
two perspectives are used simultaneously : correspondence with objective reality (experimentation) and
an overall consensus between all sign-interpreters (discourse).
Scientific knowledge is the product of both. They are
the "natural" result of the concordia discors of thought, the
armed truce between subject and object of all possible thought and
the groundless ground of all possible knowledge.
The two possible reductions of this "essential tension" (Kuhn), to wit :
metaphysical
realism & metaphysical idealism, are curtailed.
Metaphysics is deemed a discipline accommodating a total, arguable
picture of the world, assisted by the facts produced by science. Its
nature is not scientific but speculative, its results are not factual
but heuristic, its method is not experimental but argumentative.
These critical ideas, establishing new borders, are "clearings" in the
muddy, confused and dark epistemo-ontological forests of the past and
aim to avoid the recurrent infestation of epistemology by contemporary
materialism and various ideologies (like humanism and spiritualism).
They make the mind aware of its limitations and of its longing after the unconditional and the eternalizing.
For preliminaries read :
Prolegomena (1994),
Kennis (1995),
Rules (1999)
Introduction
§ 1
This introduction serves to highlight a few remarkable historical
landmarks in the field of epistemology, the philosophical study of
knowledge, its possibility and expansion.
Briefly discussing these examples paves the way
for the critical approach (not skeptical, nor dogmatic) fostered in the
main body of this work piece, called in as an epistemological preamble
to a possible ontology.
The choice of what is an outstanding achievement in this domain is
subjective insofar the author was touched by the exemplaric excellence
made present by certain texts. But, these options also cover objective
ground, because at each station, our understanding of knowledge grows.
This
effort is
flanked by
an essay on the existence of the Divine,
concluding in favour of an immanent, conserving cause of the universe
(as in Late Stoic materialist "logos" metaphysics).
On the one hand, strong reliance on a
critical epistemology brings the natural limitations of knowledge to
the fore and so delimits the scope of what there is to be known. The
outcome will be an
immanent stance, one staying within the borders of a possible knowledge. So immanence will be at the core of
this natural
philosophy, however not without reference to the transcendent,
both as a regulative limit-concept (a construct) and an objective
infinity (or absolute absoluteness).
On the other hand, making the
onto-categorial scheme explicit, shows how the proposed naturalism is in
accord with a view on consciousness, information and matter, and this based on
contemporary sciences like physics, biology and psychology. The options
demanded by the scheme give shape to a metaphysical research program at work in the background. By making its tenets clear beforehand, our naturalism
operates without implicit untestable propositions. Being conscious of
them in an explicit way, may avoid their subreptive infiltration in the domain of science
proper (i.e. as part of empirico-formal propositions, which are arguable
and testable).
Both investigations prepare the philosophical
study of nature. Calling this effort "ecstatic" implies (a) the
discovery of traces of the transcendent within the immanent order and
(b) the acknowledgment of the creativity of nature, the urge of all
things to become and develop into greater complexities and this while
introducing novelty. This disclosure will not be prompted by any
metaphysical axiomatics (incorporating such ecstasy a priori, either out of choice or by
adherence to a creed), nor by a theory of
knowledge accommodating ontology (endorsing realism or idealism as the
constitutive ideas of the possibility of knowledge). These unsuccessful
strategies proved to be vain, leading to "perversa ratio", to
quote Kant. Indeed, the critical instrument sought, will be indebted to
nominalism and critical thought. However, although largely
constructivist, it thinks thought as an unfolding process, of which
formal thought is not a priori in conflict with ante-rationality
and meta-rationality, nor does it denies the importance of both in a
multi-dimensional concept of rationality. The latter is in accord with
the author's definition of philosophy.
Philosophy or love of wisdom, is a
multi-dimensional, comprehensive, cognitive answer to this call rooted
in our bio-psychological & spiritual evolution, to knowingly push
limits, transcend limitations, producing more complex, refined & subtle
states of consciousness, information and matter. This answer is
rational, dialogal, open, critical, personal and seeks the
unconditional. Philosophy allows recurrent & multiple transferences
between, on the one hand, reason and intuition or meta-reason, and, on
the other hand, reason and instinct or ante-reason. It is open to the
wonderous, ineffable, luminous, spontaneous & meaningful.
Synopsis
In the course of this intro, salient epistemological perspectives
put forward by the examples, are highlighted in tables.
§ 2
Thinking is of all cultures, as are imagination and speculation. But the
solidification of the philosophical approach of thought by thought in
well-formed glyphs or signs (like signals, icons and symbols) is rather
rare. Oral traditions exist, but their historical authenticity cannot be
ascertained, except by testimony. Without signs, imposing a definitive
form upon matter and so leaving a meaningful trace, thought does not in
effect leave the mythical, neither does it initiate history, a traceable
community of sign-interpreters. Even if a scribal tradition is
installed, one needs strong media to ensure historical continuity. If
texts are carved into stone, they are likely to survive better than when
recorded on very perishable materials, like wood or clay. Although the
latter have the advantage of facilitating the speed with which signs can
be
recorded, they nevertheless are less sustainable over long periods of
time. To keep them for posterity, they need to be copied again and again
...
Philosophical cultures become possible when a society has reached the
stage of a leisure-economy, implying that a small elite, close to the
ruling powers, no longer has to work for a living. This upper class is
made free to exclusively perform an intellectual task. Moreover, to
accommodate the formation of schools of thought, an explicit desire to
transmit speculative information must be present in the cultures at
large. This implies a classical language, a scribal tradition, an
educational method, specific buildings, copyists, etc. And these are
costly investments for any society, let be those of Antiquity. In a
historical sense, these philosophical schools become "real" insofar
original texts or reliable testimony are extant.
In Antiquity, speculative thought was never divorced from
religious and ceremonial considerations. In the East, the Vedas
(ca. 1900 BCE)
and their commentaries, the Upanishads (starting ca. 700 BCE), record the musings of the enlightened
seers of India, as well as their Brahmin rituals. But these texts were
recorded on lasting media much later, and their originals are lost.
Were did the first speculative scribal tradition make solid history ?
"Along with the Sumerians, the Egyptians deliver our earliest -though by
no means primitive- evidence of human thought. It is thus appropriate to
characterize Egyptian thought as the beginning of philosophy. As
far back as the third millennium B.C., the Egyptians were concerned with
questions that return in later European philosophy and that remain
unanswered even today - questions about being and nonbeing, about the
meaning of death, about the nature of the cosmos and man, about the
essence of time, about the basis of human society and the legitimation of
power."
Hornung, 1992,
p.13, my italics.
Indeed, in the Middle East, Ancient Egyptian culture, because of its
long and outstanding scribal tradition, brought together a number of remarkable
characteristics. The latter influenced
Western civilization, notably
the pre-Socratic Greeks, a fact our
history books have yet to come to grips with :
-
the words of god and
the love of writing :
it should be emphasized, that
in
Ancient Egypt, both spoken and written
words
were deemed very important : hieroglyphs were "divine words", a
gift of the god Thoth, endowed
with
magical properties, "set apart" and
distinguished from everyday language and writing (namely Hieratic and later
Demotic). They were protected against decay, either by underground tombs,
exceptional climatic conditions or
by carving them into hard stone. Pharaoh Unis (ca. 2378 - 2348 BCE), to
assure his ascension and subsequent arrival in heaven, was the first to decorated his tomb with
hieroglyphs, the so-called Pyramid Texts. So even
if the offerings to his double (or "ka") would end, the
hieroglyphs -hidden in
the total obscurity of the tomb- contained enough "inner" power
(or "sekhem") to assure Wenis'
felicity ad perpetuam ...
In its iconicity, Egyptian civilization was quite unique in the
Mediterranean. But, although producing
a vast literary corpus, Egyptian culture never
acquired the
rational mode of cognition. Its attachment to the
contextual and the local (provincial), as well as the special pictorial nature of the
"sacred script", all point to highly iconic, rather "African"
ante-rational mentality ;
-
accomplished discourse :
the fundamental categories of Egyptian
wisdom
were "heart/tongue/heart" insofar as
theo-cosmology,
logoism and
magic were at hand and
"hearing/listening/hearing" in
moral,
anthropological, didactical and
political matters. The first category reflected the excellence
of the active and outer (the father), the second the perfection of the passive
and inner (the son). The active polarity was linked with Pharaoh's "Great
Speech", which was an "authoritative utterance"
("Hu") and a
"creative command" based on "understanding" ("Sia"), which no counter-force could stop ("Heka").
"The
tongue of this Pharaoh is the pilot in charge of the Bark of Righteousness
and Truth !"
Pyramid Texts, utterance
539 (§ 1306).
The passive
polarity was nursed by the intimacy of the teacher/pupil relationship, based
on the subtle and far-reaching encounters of excellent discourse with a
perfected hearing, i.e. true listening.
The "locus" of Egyptian
wisdom was this intimacy. Although Pharaoh was also called "wise", the
sapiental discourses alone name their (possible) author and restrict their
reference to the Divine by using the expression "the god" ("ntr") in the
singular. Wisdom ("saa") was always
linked with a "niche" defined by the vignettes of life the sage
wished to impart as good examples to confer his wisdom to posterity.
"No
one is born wise."
Maxims of Ptahhotep - line 33
The wisdom teachings are
parables helpful to
understand how, in all circumstances, the wise balanced Maat and made the social
order endure by serving "the great house" ("pr aA" or Pharaoh), being at peace with himself
and "the god". This sapiental tradition is not
a fixed canon, and undergoes several transformations ;
-
truth and the plummet of the balance : in Middle Egyptian, the word "maat" ("mAat") is used
for "truth" and "justice" (in Arabic,
"Al-Haq", is both "truth" and "real").
Truth
is an equilibrium (a bringing together hand in hand with a keeping apart), measurable as the state of affairs given by the image,
form or representation of the balance :
|
"Pay attention to the decision of
truth
and the plummet of the balance, according to its stance."
Papyrus of Ani
18th Dynasty
Chapter 30B - plate 3 |
This exhortation by Anubis,
the Opener of the Ways, summarizes the Egyptian practice of wisdom and pursuit
of justice & truth. By it, their "practical
method of truth" springs to the fore : serenity, concentration,
observation, quantification (analysis, spatiotemporal flow, measurements)
& recording (fixating), with the sole purpose of rebalancing,
reequilibrating & correcting concrete states of affairs, using the
plumb-line of the various equilibria in which these actual aggregates of
events are dynamically -scale-wise- involved.
This causes (a) Maat to be done for
them and their environments and (b) the proper "Ka", or vital energy, at peace with itself, to flow
between all parts of creation (truth and justice are personified as the
daughter of Re, equivalent with the Greek Themis, daughter of Zeus - cf.
"maati" as the Greek "dike").
The "logic" behind the
operation of the balance involves four rules :
-
inversion
: when a concept is introduced, its opposite is also invoked (the
two scale of the balance) ;
-
asymmetry
: flow is the outcome of inequality (the feather-scale of the
balance is a priori correct) ;
-
reciprocity
: the two sides of everything interact and are interdependent (the
beam of the balance) ;
-
multiplicity-in-oneness
: the possibilities between every pair are measured by one standard
(the plummet).
Although these speculations were embedded in religious thought, an independent
sapiental tradition existed. In the Old
Kingdom (ca. 2670 - 2205 BCE), the scribes were talented individuals
around the divine king and his family. By the Middle Kingdom (ca. 1938 -
1759 BCE), a scribal class emerged. These exceptional thinkers produced
the masterpieces of classical Egyptian
literature. They were attached to a
special building in the temple precinct, the so-called "per ankh" or
"House of Life" (in El Amarna, the "House of Life" abuts upon "the place
of the correspondence of Pharaoh" -
Gardiner, 1938).
§ 3
In the Early New Kingdom (ca. 1539 -
1292 BCE), Late Ramesside
Memphite theology and philosophy (ca.
1188 - 1075 BCE), was
dedicated to Ptah, the god of craftsmen and the patron deity of Memphis.
This theological move balanced the Theban hegemony of the "king of the
gods",
Amun-Re. Memphis was allegedly founded by a
divine king, who, for the first
time around ca. 3000 BCE, if not a little earlier, united the Two Lands,
i.e. Upper (South) and Lower (North) Egypt.
These first kings were the "shemsu Hor", the "followers of Horus"
("Hor" means "he upon high"). Their
names were written within a rectangular frame, at the bottom of which is
a recessed paneling (like on false doors). On top of this "serekh" or
palace facade, was perched the falcon of Horus, hence the appellation
"Horus-name".
The Horus-falcon symbolized the overseeing qualities of the king present in his
palace, representing a transcendent and uniting principle. This bird of
prey glides high up in the sky on the hot air and with a watchful eye
overlooks its large territory, soaring down on its prey at a 100 miles
per hour, combining speed with endurance ...
In the Old Kingdom, Memphis had been the capital of
Egypt and throughout Egypt's long Pharaonic history (ca. 3000 - 30 BCE),
it remained the city where the divine king was crowned. In the Late
Period (664 - 30 BCE), the priests of Memphis were renowned for their
scholarship and wisdom (in his Timaeus, Plato lauds the nearby
priests of Sais, worshipping the goddess Neith). Indeed, Egypt's
sapiental tradition was born in the milieu of scribes and priests.
In Memphis, these thinkers envisioned the process of acquiring knowledge
as follows :
"The sight of the eyes, the hearing of the ears, and the breathing of air
through the nose, these transmit to the mind, which brings forth every decision.
Indeed, the tongue thence repeats what is in front of the mind. Thus
was given birth to all the gods. His (Ptah's) Ennead was completed. Lo, every word of the god (Ptah) came into being through the thoughts in the
mind & the command by the tongue."
Memphis Theology,
lines 56-57.
This ante-rational
reflection, by the intellectual elite of Memphis, on the origin of
knowledge, is part of
the
Memphis Theology, a text carved ca. 700
BCE on the
Shabaka Stone exhibited at the British
Museum. It goes back to a lost
original composed between ca. 1291 and 1075 BCE, if not
earlier.
We read how the events recorded by the sense of hearing and
the sense of sight in the living, breathing body are brought up to
the mind (or "heart" = ). The notion of moving upwards is suggested by the
determinative of the double stairway (
/ 041), leading to a high place.
This elevated place is nothing less than the realm of the divine mind of
Ptah, to which all possible impressions ascend.
The two phases of the empirico-noetic process (registering and
deciding) are put forward. This happens in the context of an affirmation
of the theo-noetic origin of everything. Indeed, the passage is
part of a cosmogony, explaining how every thing came into being by the
divine words uttered by Ptah. Every law of nature (the "netjeru" or
deities) and everything these laws operate, is conceived in the divine
mind and spoken by the divine tongue. Nothing comes into existence
without them.
Although the Aristotelian distinction between the passive and the active
intellect is absent as such (for no formal, abstract concept has yet
been established), it is clear our authors are aware of the
registering faculty of the mind and know that after registering,
the mind produces "every decision", i.e. works to solve problems. These
ideas stand before rationality (ante-rational), because, as is general in
Egyptian thought, they do not fix the
mind in terms of categorial, formal rationality (initiated by the
Greeks). As will be explained later,
ante-rational thought covers the first three stages of human cognition,
namely mythical, pre-rational and proto-rational thought.
The activity of Ptah's divine mind is all-comprehensive. His law
(thought and spoken) is also moral :
"Thus
all the witnessing faculties were made and all qualities determined, they that
make all foods and all provisions, through this word. {Justice} is done
to him who does what is loved, {and punishment} to him who does what is
hated. Thus life is given to the peaceful and death is given to the
criminal. Thus all labor, all crafts, the action of the arms, the motion
of the legs, the movements of all the limbs, according to this command
which is devised by the mind and comes forth by the tongue and creates
the performance of everything."
Memphis Theology,
lines 57-58.
This remarkable theology does not
contemplate a realm of "pure" thought outside of the operations,
contextual limitations, conditionings or determinations of physical reality (a world of ideas, a
Greek
"nous"). Instead of working with a
clear-cut division between object and subject, both are understood as
emerging and co-existing with (not transcending) the context in which
they happen. No formal distinction between facts and so no
decontextualized "theoria" (or contemplation) of events.
The description thus necessarily lacks formal abstraction. So
there is no Greek
Being, Logos, idea of the Good, First
Intellect or Divine mind ("logos"), considered to be radically independent
from and different than the world of the senses and action (in
logic, "formal" means independent of contents). In Egyptian thought, the
"word" only exists when it is spoken ! Like idea and reality, mind and
speech are simultaneous.
In Memphite thought, the
impact of mind and speech on both ontology and epistemology is
made clear in ante-rational terms. On the one hand, this is an
idealism avant la lettre, i.e. a proposal in which the
creative and constructivist power of thought and its articulation
are put forward. To conceive something, is to create structures
which determine reality. This ontological idealism is pre-Platonic
and cosmogonic, but exemplifies the importance of (divine)
cogitation, both in terms of understanding (Sia) and authoritative
utterance (Hu). On the other hand, it also underlines, in
realistic fashion, the importance of perception, for the senses
bring their information before the mind and the latter decides. As
usual in Egyptian thought, a multiplicity of approaches is
summoned. Hence, the concordia discors of thought is
already made explicit, albeit in a proto-rational discourse. |
§ 4
The Greek miracle did not fall out of the
sky. By the end of the Dark Age (ca. 1100 - 750 BCE), the Greek cultural
form had already acquired persistent "Aryan", Indo-European
characteristics of its own. Although mythical, they were outstanding
enough to leave their archeological traces.
The Greek mentality had been around before the collapse of the Pax
Minoica (in ca. 1530 BCE, the Thera volcano on Santorini erupted),
and at least emerged at the beginning of the Mycenæan Age (ca. 1600 -
1100 BCE). These Mycenæans were Helladic warlords entertaining an active
commercial economy (based on indirect consumption) and a high level of
mostly imported craftsmanship. They had "tholos" burials, with their
dome shaped burial-chambers. Their palaces followed the architectural
style of Crete, although their structure was more straightforward and
simple.
Their Linear B texts reveal the names of certain gods of the later Greek
pantheon : Hera, Poseidon, Zeus, Ares & perhaps Dionysius. There are no
extant theological treatises, hymns or short texts on ritual objects (as
was the case in Crete). Their impressive tombs indicate their
funerary cult was more developed than the Minoan, and in the course of
their history, outstanding features ensued. Despite the Dorian
devastations and their obliterating and repressing effects, these
persisted :
-
linearization :
"Mycenæan megaron", "geometrical designs",
mathematical form, peripteros ;
-
anthropocentrism : warrior leaders, individual aristocrats, poets, "sophoi" and teachers ;
-
fixed vowels : the
categories of the "real" sound are written down &
transmitted ;
-
dialogal mentality : the
Archaic Greeks enjoyed talking, writing & discussing ;
-
undogmatic
religion : the Archaic Greeks had no sacred books and hence no
dogmatic orthodoxy ;
-
cultural affirmation : the
Archaic Greeks were a "young" people who needed to affirm their
identity ;
-
cultural
approbation & improvement : the
Archaic Greeks accepted to be taught and were eager to learn.
The Egyptian sage never relinquished the religious. The divine was a
given and speculative thought at all times an expression of the deity.
Although deep, remarkable and vitalizing, Egyptian philosophy remained
contextualized and defined by a "milieu" it could not escape.
Exceptional individuals, like
Akhenaten, may have had access to
formal thought. The Ramesside
Hymns to Amun and the
Memphis Theology also testify to this.
Although more than one aspect of Egyptian thought, like the virtual
adverb clause and its
pan-en-theist henotheism, may assists
speculative naturalism, no systematic approach of wisdom ever gained
ground.
The Indo-European mentality of the Archaic Greeks differed from the
African tradition (of which Egyptian thought was the best example).
Between ca. 750 and 600 BCE, we find the crystallization of their
city-states and the rise in power of the non-aristocrats, allying
themselves with frustrated noble families and putting the hereditary
principle under pressure. The two main leitmotivs of this age are
discovery (literal and figural) and the process of settlement &
codification. In some towns, a leisure-economy ensued, and with it, the
free time to speculate.
The influence of Egyptian thought on Thales of Milete (ca. 652 - 545
BCE) and Pythagoras of Samos (ca. 580 BCE - 500) has been studied
elsewhere.
Despite these and many other influences, the Greeks developed their own
systematic, linearizing approach. They focused on :
-
Milesian
"arche", "phusis" & "apeiron" : the elemental laws of
the cosmos are rooted in substance, which is all ;
-
Pythagorean
"tetraktys" : the elemental cosmos is rooted in numbers
forming man, gods & demons ;
-
Heraclitean
"psyche" & "logos" : becoming and a
quasi-reflective self-consciousness, symbolical & psychological,
prevail ;
-
Parmenidian
"aletheia" : the moment of truth is a decision away from
opinion ("doxa") entering "being" ;
-
Protagorian
"anthropos" : man is the measure of all things and the
relative reigns.
From the start, ontological questions dominated Greek thought. What is the
"physis" or fundamental stuff of nature (Ionic branch) ? How to know the
truth as "being" (Eleatic branch) ? Can indeed anything truly be known
(Sophists) ? Why is there something rather than nothing (Plato,
Aristotle) ?
§ 5
Parmenides of Elea (ca. 515 - 440 BCE), inspired by
Pythagoras and pupil of Xenophanes (ca. 580/577 - 485/480 BCE), was the
first Greek to develop, in poetical form, his philosophical insights about truth
("aletheia"). Thanks to the neo-Platonist Simplicius
(490 - 560), 111 lines about the Way of Truth are extant. In it, the
conviction dominates that human beings can attain knowledge of reality
or understanding ("noos"). But to know the truth, only two ways are open :
the Way of Truth and the Way of Opinion. These are defined in terms of
the expressions "is" and "is not".
The first is the authentic way, leading to the unity and uniqueness of
"being". When using the copula "is", Parmenides points to the perfect
identity of substantial "being", ascribed in a single sense. Hence, what
is other than "being" itself has no being at all ... This is the second
way, that of mere opinion ("doxa").
To develop his argument, Parmenides uses a three-tiered disjunction. To
answer the question : "Is a thing or is it not ?", three answers are
possible : (a) it is or (b) it is not or (c) it is and it is not.
By using the necessities of logic, the formal conditions of knowledge
become apparent. Two ways of inquiry are alone conceivable. The first,
the journey of persuasion, attends on reality, on the fact a thing is,
while the second, is without report and deals with that a thing is not
and must not be. As one can neither know what is not (deemed
impossible), nor tell of it, the second way is pointless. Only one story
of the way is left : "being" is ungenerated, imperishable, entire,
unique, unmoved and perfect. It never was nor will be, since it is now
all together, one, indivisible. It has no parentage.
Let us consider the three answers. If a thing is and is not, then this
either means that there is a difference due to circumstance or that
"being" and "nonbeing" are different and identical at the same time.
This answer is relative (circumstantial) or contradictory. If a thing is
not, then it cannot be an object of a proposition. If not, not-being
exists ! This answer is pointless. As the last two answers are clearly
false, and only three answers are possible, so the first answer must, by
this reductio ad absurdum, be
true, namely : the object of thought "is" and equal to itself from every
point of view.
With Parmenides, pre-Socratic thought reached the formal stage of
cognition. Before the Eleatics, the difference between object and
subject of thought was not clearly established (cf. the object as
psychomorph). The formal laws of logic were not yet brought forward and
used as tools to back an argument. The strong necessity implied by the
laws of thought had not yet become clear. Ontologically, the
proto-rational concept of change of Heraclitus (540 – 475 BCE) is
indeed opposed to the static, single being of Parmenides, but
epistemologically, the latter was the first to underline the importance
of the formal characteristics a priori of all thought. The
mediating role of the metaphor is replaced by an emphasis on the
distinction between the thinking subject (and its thoughts) and the
reality of what is known.
"... remaining the same and in the same state, it
lies by itself and remains thus where it is perpetually, for strong
necessity holds it in the bondage of a limit, which keeps it apart,
because it is not lawful that Being should be incomplete, for it is not
defective, whereas Not-being would lack everything. The same thing is
for conceiving as is cause of the thought conceived ; for not without
Being, when one thing has been said of another, will You find
conceiving. And time is not nor will be another thing alongside Being,
since this was bound fast by fate to be entire and changeless."
Parmenides, fragment 8, 29-35.
§ 6
Ironically (or by force of apory ?), the idealism of
Parmenides, thinking the necessity of the object of thought, confuses
between a substantialist and a predicative use of the verb "to be" or
the copula "is". That something "is" (or "Dasein") is not identical with
what something "is" (or "Sosein"). Properties (accidents) do exist apart
from the "being" of the substances they describe.
From the substantialist point of view, not-being is pointless. Only an
all-comprehensive "Being" can be posited. We know Parmenides
asserted further predicates of the verb "to be", namely by introducing
the noun-expression "Being". The latter is ungenerated, imperishable,
complete, unique, unvarying and non-physical ...
He did not conceive the absence of certain properties as not-being, nor
could he attribute different forms of "being" to objects. What
Parmenides calls "Being", is an all-comprehensive being-there standing
as being-qua-being, as "Dasein" in all the entities of the natural world
(and their "Sosein"). In that sense, namely in his mysticism, he is
closer to Heraclitus as one would suspect.
If Parmenides core interest was formal, then he mainly wanted to show
what sense attaches to the verb "to be" in asserting and thinking. But
modern exegesis attributes to his thought an existential understanding
of the verb, or worse, an archaic failure to distinguish between both
uses.
The difference between object and subject of thought, at the core of
formal rationality, allows for two radical reductions : an object
without a subject and a subject without an object.
Without object, thought cannot say anything about the world and its
propositions are all tautologies and analytical. None of the accidents
refer to anything outside thought, to an entity, so must we think, which
is kickable and which kicks back. In an all-comprehensive subjectivism,
the sole laws are the formal rules themselves, pointing to a set of
ideas. Lack of object is an outstanding characteristic of idealism.
Without subject, observation is impossible. For there can be no
observation without an observer and no two observers occupy the same
space-time. Moreover, there is no observation without interpretation. The
thinking subject is an integral part of the act of observation.
Theoretical connotations co-determine what is observed (even in the
brain, various levels of sensoric interpretation are at work). In an
all-comprehensive objectivism, sense-data are the sole bedrock, pointing
to a real world out there. Inability to regard the constructed nature of
reality is the outstanding feature of realism.
As soon as formal rationality envisaged the crucial difference between
object and subject of
thought, the apory resulting from radical reductions became possible. As
a result of the continuous complexification of thought, these extreme
positions were and are still advocated. Grosso modo, realism in
materialism and the natural sciences, idealism in humanism and the
sciences of man. It is one of the tasks of epistemology to elucidate
this concordia discors and make it operational in terms of the
growth of knowledge.
§ 7
"All thinkers then agree in
making the contraries principles, both those who describe the All as one
and unmoved (for even Parmenides treats hot and cold as principles under
the names of Fire and Earth) and those too who use the rare and the
dense. The same is true of Democritus also, with his plenum and
void, both of which exist, he says, the one as being, the other as
not-being. Again he speaks of differences in position, shape, and order,
and these are genera of which the species are contraries,
namely, of position, above and below, before and behind ; of shape,
angular and angleless, straight and round."
Aristotle : Physics, book 1, part
5.
Democritus of Abdera (ca. 460 - 380/370 BCE),
geometer and known for his atomic theory, developed the first
mechanistic model. His system represents, in a way more fitting than the
difficult aphorisms of Heraclitus, a current radically opposing Eleatic
thought.
The evidence of perception cannot be denied. The Eleatics are obviously
wrong. Instead of relying on the formal conditions of thought only, the
origin of knowledge is given with the undeniable evidence put forward by
the senses. Becoming, movement and change are fundamental. Hence,
not-being exists. It is empty space, a void. If so, then being is
occupied space, a plenum. The latter is not a closed unity or
continuum, a Being, but an infinite variety of indivisible particles
called "atoms".
The atoms are all composed of the same kind of matter and only differ
from each other in terms of their quantitative properties, like
extension, weight, form and order. They never change and cannot be
divided. For all of eternity, they cross empty space in straight lines.
Because these atoms collided by deviating ("clinamen") from their paths,
the world of objects came into existence (why they moved away from their
linear trajectories remains unexplained). Hence, the universe is
composed of a multiplicity of atoms moving and colliding in empty space
... Each time this occurs, they form a vortex separated from the rest of
the universe, thus forming a world on its own. Hence, an infinite number
of simultaneous and successive worlds are in existence.
Objects emerge by the random aggregation of atoms. Things do not have an
"inner" coherence or "substance" (essence). Everything
is impermanent
and will eventually fall apart under the pressure of new collisions. Atoms are characterized by quantitative features only. Thus, all
spiritual, psychological and mental processes can be reduced to
conglomerates of atoms moving without inner principle of unity.
Thoughts, feelings, volitions and the like, are nothing more than
mechanical activities between atoms. Qualities are subjective
interpretations of quantities. Hence, the universe is material,
quantitative, deterministic and without finality.
Regarding knowledge, Democritus conjectures the senses are all
derived from the sense of touch. The atoms bombard the senses and give a
picture of the object emitting them. As a function of their speed, form
etc. we can speak of sweet, blue etc. These names are only conventional
and do not convey any real characteristic of the object in question.
But, we are able to discover the true, real features of a thing behind
the dark veil of the senses. This is intellectual knowledge. Indeed,
without the latter, it would not be possible to develop the mechanistic
model !
The logical difficulty facing this model is clear : if all things are
atoms, then how can rational knowledge be more reliable than perception ?
Moreover, how can atomism describe atoms without in some way
transcending them ? In epistemological terms : how can the subject of
knowledge be eclipsed hand in hand with a description of this "fact" ?
There is a contradictio in actu exercito : although refusing the
subject of knowledge any independence from the object of knowledge, the
former is implied in the refusal.
The problems facing Democritus are those of realism (materialism) in
general. They mirror those of Eleatic idealism (spiritualism). In
pre-Socratic philosophy, both represent the two poles of the essential
tension characterizing thought.
The pendulum-swing between
realism and idealism, or, in other words, the exorcism of
respectively either subject or object of knowledge, can be
identified in pre-Socratic thought as the apory between Parmenides
& Democritus. Both exemplify a movement of thought allowing it to
exceed and thus reduce (repress) its natural anti-pode. Idealism
rejects the object of perception, realism the constructive activity
of the subject of thought. Instead of harmonizing both, by
introducing a principle of complementarity, thought is crippled by
a contradiction. In each case, the necessities lay bare by this
forced monism (either of mind or of matter), bring the structure
of both poles to the fore : Parmenides thinks the logical
conditions a priori, leading to oneness, universality and
qualitative uniqueness, Democritus observes the empirical
conditions a posteriori, bringing in an infinite series of
singular atoms and quantitative multiplicity. |
§ 8
The Eleatic effort to posit the necessity of logic &
unity was turned into rhetoric by the wandering Sophists. By so introducing the relativity of thought (skepticism
and humanism), they prompted a new quest for a comprehensive system. In it, the various facets developed
since Thales would have to be brought together in such a way that
true knowledge would remain certain and eternal (and not
circumstantial and probable).
"Nothing exists. If anything existed, it could not
be known. If anything did exit, and could be known, it could not be
communicated."
Gorgias of Leontini : On What is Not,
or On Nature, 66 - 86.
Greek concept-realism, in tune with the
tendency of thought to
fossilize and substantialize, developed two radical
answers and
two major epistemologies. These were foremost intended to serve
ontology, the study of "real" beings and being, as does the logic
that underpins them. Indeed, neither Plato or Aristotle developed the
quantitative view of the world as proposed by Democritus. Their systems
are devoid of mathematical physics.
In concept-realism, concepts must refer to something "real".
Our thoughts are always about some thing. The "real" is a sufficient ground guaranteeing the identity of
every thing. For the Greeks, the "real" had to be universal ("ta
katholou", or applicable everywhere and all the time). Either these
universals exist by themselves outside the sensoric world (the real is
ideal) or they only exist as the form of things in each individual thing
(the ideal is real). In the former, a cleavage occurs and dualism
emerges (between being and becoming), in the latter, a monism ensues.
Again two reductions of the ongoing, crucial tension of thought, i.e.
the continuous, shocking confrontations between object and subject of knowledge
: the concordia discors.
For Plato (428 - 347 BCE), strongly influenced by Pythagoras and the
Eleatics, there is a real, Divine world of ideas "out there" or,
as in neo-Platonism,
"in here", a transcendent realm of Being, in which the things of this
fluctuating world participate. Ideas are those aspects of a thing which
do not change.
Obviously then, truth is the remembrance (anamnesis) of (or return to) this eternally good
state of affairs, conceived as the limit of limits of Being or even
beyond that. These Platonic ideas, like particularia of a higher
order, are no longer the truth of this world
of becoming but of another, better world of Being, leaving us
with the cleaving impasse of idealism : Where is the
object ?
The Platonic ideas exist objectively in a reality outside the
thinker. Hence, the empirical has a derivative status. The world of forms is
outside the permanent flux characteristic of the former, and also
external to the thinking mind and its passing whims. A
trans-empirical, Platonic idea is a paradigm for
the singular things which participate in it ("methexis"). Becoming
participates in Being, and only Being, as Parmenides taught, has reality.
The physical world is not substantial (without sufficient ground) and
posited as a mere reflection. If so, it has no true existence of
its own (for its essence is trans-empirical). Plato projects the world of
ideas outside the
human mind. He therefore represents the transcendent pole of Greek
concept-realism, for the "real" moves beyond our senses as
well as our minds. To eternalize truth, nothing less will do.
Aristotle (384 - 322 BCE) rejects the separate, Platonic world of real proto-types, but not
the "ta katholou", the generalities ("les généralités", "die
Allgemeinen"), conceived, as concept-realism demands, in terms
of the "real", essential and sufficient ground
of knowledge, the foundation of thought. So general, universal ideas
do exist, but they are always immanent in the singular things of this world.
There is no world of ideas "out there". There is no cleavage
in what "is" and there is only one world, namely the actual world
present here and now. The indwelling formal and final
causes of things are known
by abstracting what is gathered by the passive intellect, fed by
the senses, witnessing material and efficient causes. The actual process of abstraction is performed by the
intellectus agens, a kind of Peripatetic "Deus ex
machina", reflective of the impasse of realism : Where is the
subject ?
"The faculty
of thinking then thinks the forms in the images, and as what is to be
pursued or avoided is already marked out for it in these forms, the
faculty can, by being engaged upon the images, be moved, and this also
in a way independent from perception."
Aristotle : De Anima, III.7.
How is this first intellect able to derive by abstraction the universal
on the basis of the particular ? How does it recognize the forms in the
images without (Platonic) proto-types ? Even a very large number of particulars
does not logically justify a universal proposition, as Aristotle knew. Induction has no
final clause, for all past causes can never be known. How does this
active intellect then recognize the similarities between properties offered
by the passive intellect, if not by virtue of a measure which is
independent from perception
(and so again introducing a world of ideas) ?
Aristotle posits the objective forms in the actual world. In the latter,
both being and becoming operate. This was a major step forward, for
ontological dualism is explicitly avoided, although implicitly
reintroduced within psychology. The forms are realized in singulars, but known by
accident of a universal intellect he does not study. For him, the "real"
is known through the senses and the curious abstracting abilities of the
mind. The workings of the intellectus agens remain dark. This
concept-realism is immanent.
All things are explained in terms of four causes : causa
materialis, causa efficiens, causa formalis and causa finalis.
Experience of the first two causes, triggers the process of cognition
and knowledge of material bodies. Abstracting the last two causes,
allows one to understand the "form" or essence of things.
In Platonic concept-realism, one cannot avoid asking the question :
How can another world be the truth of this world ? The ontological
cleavage is unacceptable. Peripatetic thought
summons a psychological critique, for how can the human soul possibly
know anything if not by virtue of this remarkable active intellect ? Both
reductions are problematic. Because they try to escape, in vain, the
Factum Rationis, and so represent the two extreme poles of the
concordia discors of thought, they form an apory. Plato, being an idealist,
lost grip on reality. Aristotle, the realist, did not fully probe
his own mind. Composite forms of both systems do not avoid the conflict,
although they may conceal it better. The crucial tension of thought was
not solved by Greek concept-realism. How to evolve formal rationality
?
The two major
philosophical systems of Greek philosophy are examples of
foundational thinking. Truth is eternalized and static.
Concept-realism will always ground our concepts in a reality outside
knowledge. Plato cuts reality in two qualitatively different
worlds. True knowledge is remembering the world of ideas.
Aristotle divides the mind in two functionally different
intellects. To draw out and abstract the common element, an
intellectus agens is needed. But, both positions reveal new
insights : knowledge is impossible without innate forms (Plato)
versus knowledge starts with perception (Aristotle). Greek thought
is unable to reconcile the extremes and so no armed truce ensued.
One tried to avoid the concordia discors by eliminating the
other side of the equation. These tensions, like open wires,
short-circuited Medieval logic, preparing thought for its
emancipation from fideism and fundamental theology. |
§ 9
In Late Hellenism, and particularly in Stoicism, language became an
independent area of study. Logic was not longer embedded in metaphysics,
but part of the new science of language (linguistics). The technical
apparatus
developed by the Platonic and Peripatetic schools, as well as the
mechanics of logic had been fully mastered. An overview of knowledge was
sought, and concept-realism still prevailed. Concepts were either rooted in
universal ideas or in immanent forms. Both ideas and forms were "real",
i.e. agents working "outside" the mind and delivering the
foundation of thought and true knowledge. Throughout the Mediterranean,
the Egyptian school of Alexandria was renowned. In 529, under the
Christian emperor Justinianus, who commissioned the Hagia Sophia, the
Platonic Academy at Athens was closed.
Physics studies things
("pragmata" or "res"'), whereas dialectica and
grammatica study words ("phonai" or "voces"). This is the
approach of the first scholastic and the last Roman, Boethius (480
- 524 or 525).
He created the term "universalia" (the Latin of
"ta katholou") to denote the logical concepts genus and
species. The apory between Plato's world of ideas and
Aristotle's immanent forms, is no longer part of the Stoic context. A
simplification took place which brought logic and linguistics to the fore.
In his Isagoge, a work translated by Boethius, Porphyry (232/3 -
ca. 305)
had written :
"I
shall not say anything about whether genera and species
exist as substances, or are confined to mere conceptions ; and if they
are substances, whether they are material or immaterial ; and whether
they exist separately from sensible objects, or in them immanently."
Porphyry : Isagoge, 1,
introduction.
For Boethius, considering these matters to be "very deep", the answer is Aristotelian : the universals have an
objective existence in particular physical things, but the mind is able
to conceive genera and species independent of these
bodies.
For Isidore of Sevilla, who died in 636, etymology was the crucial science,
for to know the name ("nomen") of an object gave insight into its
essential nature. Hence, there exists an implicate adualism between the name
(or word) and its reality or "res". This symbolic adualism does
not differentiate between an "inner" subjective state of
consciousness and an "outer"
objective reality, which is a typical characteristic of ante-rationality
(cf. psychomorphism). This view was a return to Plato and the Eleatic
cleavage between "is" and "is not". And indeed, this Platonism
accommodated the Augustinian interpretation of Christianity. Here,
symbolical adualism walks hand in hand with ontological dualism : the
true name of a thing reveals its unchanging, transcendent essence
intuitively, precisely because there is a radical division between the
perfect, true world of Being and the incomplete, false world of
becoming.
Thanks to the Carolingian Renaissance, and the organization of the
Palatine School, a remote ancestor of the Renaissance "university"
("turned towards unity") was created. Europe, under the political will
of Charlemagne, was awakened to its "rational" inheritance and embraced
the importance of education and learning (for the upper classes).
Although short-lived, its influence would not completely vanish.
Clearly the problem of universals touched the foundation of fideist thought, which tried to identify general names (like "God")
in the mind with universal objects in reality. On the one hand, there
was
the ultra-realistic position, or "exaggerated realism", found in the
De Divisione Naturae of John Scotus Eriugena (ca. 810 - 877) and the
work of
Remigius of Auxerre (ca. 841 - 908), who taught that the species is a
"partitio substantialis" of the genus. The species
is also the substantial unity of many individuals. Thus, individuals
only differ accidentally from one another. All beings are thus
modifications of one Being. A new child is not a new substance, but a
new property of the already existing substance called "humanity"
(a kind of monopsychism avant la lettre may be noted).
On the other hand, very soon heretics in dialectic rose. For Eric
(Heiricus) of Auxerre (841 - 876), general names had no universal
objects corresponding to them. Universals concepts arise because the
mind gathers together ("coarctatio") the multitude of individuals
and forms the idea of species. This variety is again gathered
together to form the genus. Only individuals exist. By the process
of "coarctatio", many genera form the extensive concept of
"ousia" ("substantia"). In the same line, Roscelin (ca. 1050 -
1120) held that a universal is only a word ("flatus vocis") and
so "nihil esse praeter individua" ...
§ 10
In the Middle Ages, this apory between exaggerated realists ("reales") and
nominalists ("nominales"), itself a logico-linguistic
transposition of the ontological apory between Plato and Aristotle, is best illustrated by the confrontation
between William of Champeaux (1070 - 1120), and Abelard (1079 - 1142).
The latter was
a rigorist dialectic arguing against the "antiqua doctrina", and,
according to the famous Bernard of Clairvaux (1090 - 1153), an agent of
Satan !
Abelard argued, that according to William of Champeaux, only ten
different substances or "essences" exist (namely the 10 categories of
Aristotle). Hence, all living beings, subsumed under "substance", are
substantially identical, and so Socrates and the donkey Brunellus are
the same.
In his early days, William of Champeaux taught, against his teacher Roscelin, that
the individual members of a species only differ accidentally from
one another. But this identity-theory came under severe attack and so he
changed it. Some say as a subterfuge, William later replied to Abelard with his
indifference thesis, according to which two members of the same
species are the same thing, not "essentialiter" but "indifferenter".
Peter and Paul are "indifferently" men (they thus possess humanity "secundum
indifferentiam"), because as Peter is rational, so is Paul, whereas
their humanity is not the same, i.e. their nature is not numerically the
same, but like ("similis"). In fact, he is saying the
universal substances of both are alike, applying indifferently to both
or any other man. This position was also part of Abelard's polemical
interpretations.
Abelard's "nominalism" is a denial of ultra-realism in epistemology,
i.e. against the adualism between "vox" and "res". He does not refute Platonic
"ideae" preexisting in the mind of God, but understands these as
the metaphysical foundation of the real similarities in status between
objects of the same species, and not of the objects (as Platonism
insists). So the ideas explain how two things may be alike, but objects
do not participate in ideas, nor are these ideas the "ousia" or
"substantia" of objects.
Abelard's analysis states the distinction between the logical and the real
orders, but without the denial of the objective foundation of the
universals. This early nominalism is a moderate realism. He demonstrated
how one could deny exaggerated realism without being obliged to reject
the objectivity of genera and species.
For Abelard,
universals were by nature inclined to be ascribed to several objects.
They are only words, not things (against the "reales"). When
identified with words, universals are not reduced to mere "sound" (which
is also a "res"), but to the signifying power of words (against
the "nominales"). This "significatio" of words is not a
concept accompanying the word (a mere contents of mind, i.e. exclusively
subjective), but gives expression or meaning to the objective status of
the word (semantics). This status is a human convention based on real
similarities between the particulars, but these real "convenientia"
are not a "res", not "nihil" but a "quasi res" : it
is not the substance "homo" that makes human beings similar, but
the "esse hominem".
For Abelard, objectivity, found in universal propositions, is a human
convention based on real similarities between particulars. The latter
exist on their own. Ideas are the metaphysical foundation of the
similarities between objects. They are not the "ousia", "eidos",
essence or substance of things. These conventions have a special status,
for they stand between being and nothing.
The extraordinary contribution of Abelard to epistemology is that he was
able to avoid the apory of the concordia discors by introducing a
third option :
-
universale ante rem
: the universals exist before the realities they subsume :
Platonism ;
-
universale in re
: the universals only exist in the realities ("quidditas rei")
of which they are abstractions : Aristotelism ;
-
universale post rem : universals are words, abstract universal
concepts with a meaning, given to them by human convention, in which real similarities between particulars
are expressed. The latter are not
"essentia" and not "nihil", but "quasi res".
This juggling may conceal the larger
issue at hand : if extra-mental objects are particulars and mental
concepts universals, then how to think their relationship ? Does an
extra-mental foundation of universals exist ? The Greeks as well
as the Scholastics answered affirmatively. The idea of a foundation of
knowledge was still present.
For the Scholastics, given their preoccupation with God, the problem was
to know whether an objective, extra-mental reality corresponded to the
universals in the mind ? If so, then the mere concept of "God" might
entail Divine existence, as the a priori proof tries to argue. If
not, rational knowledge resulted in skepticism and Divine existence
might be argued a posteriori only. Greek rationalism was conceptual
and ontological, whereas Medieval dialectics was foundational and
logico-linguistic (psychological).
Abelard's solution involves a crucial distinction :
universals are not real, but they are words (real sounds) with a
significance referring to real similarities between real particulars.
Because of their meaning, they are more than "nothing". The foundation
of his nominalism is "the real" as evidenced by similarities between
objects, whereas the "reales" supposed an ante-rational symbiosis
between "verbum" and "res", between Platonic ideas and material objects
("methexis").
A similar Abelardian line of argumentation is found in
David Hume (1711 - 1776), ending in a skepticism preventing Kant (1724 -
1804) from sleeping (indeed, Hume rejected rationalist intuitionism and so
could not back the observed similarity between objects). When Aristotle was finally translated into Latin, Abelard could
and was recuperated by High Scholasticism.
§ 11
"Although it is clear to many
that a universal is not a substance existing outside the mind in
individuals and really distinct from them, still some are of the opinion
that a universal does in some manner exist outside the mind in
individuals, although not really but only formally distinct from them.
(...) However, this opinion appears to me wholly untenable."
Ockham : Summa totius logicae, I,
c.xvi.
With the Franciscan monk William of Ockham
(1290 - 1350), theologian & philosopher, the "via moderna"
received its most logical of defenders. Thomists, Scotists and Augustinians formed the "via antiqua". It is their
realism, Platonic (the essence is transcendent) as well as
Aristotelic (the essence is immanent), which was firmly rejected.
Instead, nominalism was promoted, but one without objective universals.
It was hence more radical than Abelard's. No reality ("quid rei")
is ever attained, but only a nominal
representation ("quid nominis").
For Ockham, the metaphysics of essences was introduced into Christian
theology and philosophy from Greek sources. So, contrary to Abelard's
moderate nominalism, his strict nominalism did not incorporate them.
There are no universal subsistent forms, for otherwise God would be
limited in His creative act by these eternal ideas. Indeed, every idea
is limited by its own individuality. This non-Christian
invention has no place in Christian thought. Universals are only "termini
concepti", final terms signifying individual things which stand for them
in propositions.
It was Peter of Spain (thirteenth century), who's exact identity
is unknown, who had distinguished between probable
reasoning (dialectic), demonstrative science & sophistical reasoning.
Ockham was influenced by this emphasis placed on syllogistic reasoning
leading to probable conclusions. Hence, arguments in philosophy (as
distinct from logic) are probable (terministic) rather than demonstrative.
Formal logic is demonstrative, whereas terministic logic is probable.
For Ockham, who took the equipment to develop this terminist logic from
his predecessors, empirical data were primordial and exclusive to
establish the existence of a thing. The validity of inferring from the
existence of one thing to the existence of another things was
questioned. He distinguished between the spoken word ("terminus
prolatus"), the written word ("terminus scriptus") and the
concept ("terminus conceptus" or "intentio animæ"). The
latter is a natural sign, the natural reaction to the stimuli of a
direct empirical apprehension. Only individual things exist. By the fact
a thing exists, it is individual. There cannot be existent universals,
for if a universal exists, it must be an individual, which is a
contradictio in terminis (for universals are supposed to subsume
individuals).
This focus on the objects which are immediately known, goes hand in hand
with the principle of economy to get rid of the abstracting "species
intelligibiles". What is known as "Ockham's Razor" was a
common principle in Medieval philosophy. Because of his frequent usage
of the principle (cf. the Franciscan vow of poverty), his name has
become indelibly attached to it. In Ockham's
version it reads : "Pluralitas non est ponenda sine
neccesitate." (plurality should not be posited without necessity).
In general terms, this principle of simplicity or parsimony is to
always prefer the least complicated explanation for an observation.
Radical nominalists, like Nicolas of Autrecourt (ca. 1300 - ca. 1350),
who belonged to the Faculty of Arts, would say no inference from the
existence of one thing to the existence of another thing could be
demonstrative or cogent, but only probable. Hence, necessity and
certainty, idolized by the
foregoing metaphysical systems, were gone. No demonstration of God's
existence was possible. Such matters have to be relegated to the order
of adherence to revealed knowledge or faith. At this point, theology and
philosophy separate and the latter becomes a "lay" activity. This is not
yet apparent in Ockham, who remains a theologian seeking to find a way to
rethink the "proof" of God's existence in merely a posteriori
terms.
Against his predecessors, Ockham accepts "being" as a concept common
to creatures and God, meaning "being" is predicable in a univocal sense
to all existent things. Without such a concept, the existence
of God could not be conceived. But, this does not mean this concept
acts as a bridge between empirical observation of creatures and the
existence of God. It is univocal in the sense it is common to a plurality of things, neither accidentally or
substantially alike (thus avoiding pantheism).
These thought bring the distinction between "scientia realis" and
"scientia rationalis" to the fore. The former is concerned with
real, individual things. He agrees with Aristotle that only individuals
exist, but rejects the doctrine that science is of the universal. The
latter are not forms realized in individuals (realities existing
extra-mentally). Real science is only concerned with universal
propositions, i.e. with their truth or falsity (for example : "Man
is capable of laughter."). To say a universal proposition in science is
"true", is to say that it is verified in all individual things of which
the "terms" of the proposition are the natural signs. The terms known by
real science stand for individual things, whereas the terms of the
propositions of rational science (like logic) stand for other terms.
Ockham's contribution is remarkable, although his terminology is still
scholastic and he considered revelation as a source of certain
knowledge.
With Ockham,
concept-realism is finally relinquished. The foundational approach is also
left behind. The nominal representations arrived at in real science
are only terministic, i.e. probable. They concern individuals,
never extra-mental "universals". Real science deals with true or
false propositions referring to individual things. These empirical
data are primordial and exclusive to establish the existence of a
thing. The concept ("terminus conceptus" or "intentio animæ")
is a natural sign, the natural reaction to the stimuli of a direct
empirical apprehension. Rational science is possible, but it does
not concern natural signs but other terms. |
§ 12
"Il y a déjà quelque temps que je me suis aperçu
que, dès mes premières années, j'ai reçu quantité de fausses opinions
pour véritables, et que ce que j'ai depuis fondé sur des principes si
mal assurés ne saurait être que fort douteux et incertain ; et dès lors
j'ai bien jugé qu'il me fallait entreprendre sérieusement une fois dans
ma vie de me défaire de toutes les opinions que j'avais reçues
auparavant en ma créance, et commencer tout de nouveau dès les
fondements, si je voulais établir quelque chose de ferme et de constant
dans les sciences."
Descartes, R. : Meditations, 1, §
1a.
To seek indubitable truth,
René Descartes (1596 - 1650) turned to methodological doubt. He left the Jesuit college of La Flèche and
was
ashamed of the amalgam of doubts and errors he had learned there.
Traditional philosophy consisted of various contradicting opinions,
grosso modo Platonic or Peripatetic. History was a series of moral lessons (cf. Livius) and philosophy
was still restricted to logic. The experimental method was absent, and
various authorities ("auctoritates") were studied (Galenus,
Aristotle, Avicenna, etc.). Aim was to harmonize the magisterial
contradictions (cf. the "sic et non" method). In the
interpretation of these sources, a certain creativity was at work.
However, in the mind of Cartesius, the only constructive point of his
education, so the Discourse on Method (1637) tells us, was the
discovery of his own ignorance.
This prompted him to reject all prejudices and seek out
certain knowledge. Nine years he raises doubts about various conjectures
and opinions covering the whole range of human activities. Eventually,
doubt is raised regarding three sources of knowledge :
-
authority :
as contradictions always arise between authorities a higher criterion is
needed ;
-
senses :
maybe waking experience is just a "dream" or a "hallucination" ? Can
this be or not ? Also : the senses give confused information, so a still
higher criterion is needed ;
-
reason :
how can we be certain some "malin génie" has not created us such, that
we accept self-evident reasoning although we are in reality mislead and
in fatal error ?
However far doubt is systematically applied, it
does not extend to my own existence. Doubt reveals my existence.
If, as maintained in the Principles of Philosophy, the word
"thought" is defined as all which we are conscious of as operating in us,
then understanding, willing, imagining and feeling are included. I
can doubt all objects of these activities of consciousness, but that
such an activity of consciousness exists, is beyond doubt.
Thus, the "res cogitans", "ego cogitans" or "l'être conscient"
is the crucial factor in Cartesian philosophy. Its indubitable,
intuitively grasped
truth ? Cogito ergo sum : I think, therefore I am. That I doubt
certain things may be the case, but the fact that I doubt them, i.e. am
engaged in a certain conscious activity, is certain. To say : "I doubt
whether I exist." is a contradictio in actu exercito, or a
statement refuted by the mere act of stating it.
The certainty of
Cogito ergo sum is not inferred but immediate and intuitive. It is
not a conclusion, but a certain premiss. It is not first & most certain
in the "ordo essendi", but as far as regards the "ordo
cognoscendi". It is true each time I think, and when I stop thinking
there is no reason for me to think that I ever existed. I intuit in a
concrete case the impossibility of thinking without existing. In the
second Meditation, Cogito ergo sum is true each time I
pronounce or mentally conceive it ...
Having intuited a true and certain proposition, Descartes seeks the
general criterion of certainty implied. Cogito ergo sum is true
and certain, because he clearly and distinctly sees what is affirmed. As
a general rule, all things which I conceive clearly and distinctly are
true. In the Principles of Philosophy, we are told "clear" means
that which is present and apparent to an attentive mind and "distinct"
that which contains within itself nothing but what is clear.
Although he
has arrived at a certain and clear proposition, he does not start to
work with it without more ado. Indeed, suppose God gave me a nature
which causes me to err even in matters which seem self-evident ? To
eliminate this "very slight" doubt, Descartes needs to prove the
existence of a God who is not a deceiver. Without this proof, it might
be so that what I conceive as clear and distinct, is in reality not so.
Both in the Meditations and the Principles of Philosophy,
substance is demonstrated after proving the existence of God. However, the "I" in Cogito ergo sum, is not a
transcendental ego (a mere formal condition of knowledge), but "me thinking".
Despite various contents of thought, the thing that cannot be doubted is
not "a thinking" or "a thought", but a thinking ego
conceived as a
substance. This ego is not formal, nor the "I" of ordinary discourse,
but a concrete existing "I". Descartes uncritically assumes the
Scholastic notion of substance, while this doctrine is open to doubt.
Thinking does not necessarily require a thinker, and the ego cogitans
must not be a thing which thinks, but a mere transcendental ego
accompanying every cogitation (cf. Kant).
At this point, the apory resulting from a mismanagement of the
concordia discors which animates all possible thought, reappeared
and entered modernism.
Transcendental logic makes both terms of the formal equation offered by
the Factum Rationis necessary and irreducible. In terms of
acquiring knowledge, this implies object and subject of knowledge
have to be used simultaneously. But like Plato and the "reales" after
him, Descartes eclipses the object of knowledge by inflating an ego
cogitans in terms of a substantial ego, solely reflecting on itself,
and as Leibnizean monad, without windows on the world and the alter
ego. The Spinozist definition of God and freedom being the mature
example of the substantializing (ontologizing) effect of this idealistic
reduction of the discordant concord or armed truce of thought.
"By God, I mean the absolutely infinite Being -
that is, a substance consisting in infinite attributes, of which each
expresses for itself an eternal and infinite essentiality."
Spinoza : Ethics, Part I,
definition VI.
"That thing is called 'free', which exists solely
by the necessity of its own nature, and of which the action is
determined by itself alone. That thing is inevitable, compelled,
necessary, or rather constrained, which is determined by something
external to itself to a fixed and definite method of existence or
action."
Spinoza : Ethics, Part I,
definition VII.
Because he did not rely on the object of knowledge (deemed doubtful),
Descartes rooted his whole enterprise in an ideal ego constituting the
possibility and expansion of knowledge. All idealists after him would do
the same. The end result of this reduction is a Platonic theory of
knowledge. At the end of the line, truth is identified with a consensus
between sign-interpreters (cf. Habermas).
§ 13
In his Treatise of Human Nature (1739) and Enquiry concerning
human Understanding (1748), David Hume (1711 - 1776) seeks to
develop a science of man. As Locke (1632 - 1704), he envisages a
critical and experimental foundation.
"Nature is always too strong for principle."
Hume, D. : Enquiry concerning the
Principles of Morals, 12, 2, 128.
"Perceptions" are the contents of the mind in general, divided in
impressions and ideas. The former strike the mind with vividness, force
and liveliness, whereas the latter are faint images of these in
thinking. Impressions are either of perception or of reflection. The
latter are in great measure derived from ideas.
Like Ockham, Hume is a nominalist. Real or ideal universals are not the
foundation to erect the science of man. Unlike Descartes, he is an
empirist : the senses are the foundation of knowledge. Two kinds of propositions are
possible :
-
analytic
: the predicate is part of the subject - these tautologies are
universal and necessary, but restricted to geometry and arithmetic. All
a priori propositions are analytic and have nothing to say about
the world of fact ;
-
synthetic :
the predicate is not part of the subject and an extra-mental reality is
implied. All synthetic propositions are a posteriori and have
always something to say about the world.
The extra-mental reality sought can be no other than
the one offered by direct or indirect empirical experience.
-
direct synthetic
propositions :
the predicate is attached to the subject because of what is immediately
empirically perceived here and now ;
-
indirect
synthetic propositions : the predicate is attached to the subject
because we move from what be know to be a direct, given fact to a state
of affairs which is not (yet) empirically given. These propositions are
problematic because a necessary and objective connection between our
idea of causality and real events cannot be demonstrated. Moreover,
logically the move from a finite series of particular observations to an
infinite, necessary law can never be warranted (cf. the problem of
induction in naive realism).
Suppose the observed psychological connection
between fact A and fact B is continuous. Is it necessary ? My (or our)
witnessing the connection more than once, does not imply that it will
work tomorrow. Skepticism results. The universal value of scientific laws cannot
be demonstrated, neither can the reality of the world (within and
without). Science is restricted to statements of probability.
The Achilles Heel of this position is the status of the sense-data and
the formation of concepts. It is not clear how sense-data can be
identified without some conceptual connotation, which is not a sense
datum. Moreover, perception is introduced as a sufficient ground. "Adequatio
intellectus ad rem" is presupposed (as in all forms of realism).
Finally, how can similarities between sense-data be observed ? At the
end of the line, empiricism identifies truth with the naive
correspondence between concept and fact.
The ontologisms a priori
& a posteriori (of Greek concept-realism and the
Medieval universalia) gave way to the crucial distinction
between analytic and synthetic propositions. On the one hand,
Descartes, by introducing a substantial ego cogitans and
its intuitive cogito ergo sum, reintroduced Platonism by
backing his criterion of truth with a proof of God (making use of
the criterion). On the other hand, Hume, by rejecting all but
direct synthetic propositions, was unable to explain how we can
draw out the common element without innate cognitive structures.
Remember how Aristotle was forced to call in his intellectus
agens ! Is rationalism
not a return to the symbolical (Platonic) adualism and its "leges cogitandi sunt leges essendi"
(the laws of thinking are the laws of reality) ? Is empirism not
the modern equivalent of the system of Democritus and the
subsequent "veritas est adequatio rei et intellectus"
("truth is the correspondence between the intellect and reality) ?
These constant pendulum-movements were first identified by Kant
and deemed a "scandal" ... How is knowledge possible ? |
§ 14
"We thus see that all the wrangling about the
nature of a thinking being, and its association with the material world,
arises simply from our filling the gap, due to our ignorance, with
paralogisms of reason, and by changing thoughts into things and
hypostatizing them."
Kant, I. : Critique of Pure Reason,
A394-398.
With his "Copernican Revolution", Kant (1724 - 1804)
completes the self-reflective movement initiated
by Descartes, focusing on the subject of experience. Integrating the
best of rationalism and empirism, he avoids
the battle-field of the endless (metaphysical and ontological)
controversies by (a) finding and (b) applying the conditions of possible
knowledge. An armed truce between object and subject had to be realized. Inspired by Newton (1642 - 1727) and turning against Hume,
Kant deems synthetic propositions a priori possible (Hume only
accepted direct synthetic propositions a posteriori). There is a
categorial system producing scientific statements of fact which are
always valid and necessary (for Hume, scientific knowledge is not always valid and
necessary). This system stipulates the conditions of valid knowledge
and is therefore the transcendental foundation of all possible
knowledge.
So Kant's aim was
to find the conditions enabling statements of fact to be universal &
necessary, i.e. as binding as the analytics of mathematics. Hence, a universal and necessary science
is possible. Without apory, philosophy explained how the
universal physical laws of Newton are what they are. The scandal is over
...
With Kant, rational thought matured. Unlike concept-realism (Platonic or
Peripatetic) and nominalism (of Ockham or Hume), critical thought,
inspired by Descartes, is rooted in the "I think", the transcendental
condition of empirical self-consciousness without which nothing can be
properly called "experience". This "I", the apex of the system of
transcendental concepts, is "of all times" the idea of the connected of
experiences. It is not a Cartesian substantial ego cogitans, nor
an empirical datum, but the formal condition accompanying every
experience of the empirical ego. Kant calls it the transcendental
(conditional) unity of all possible experience (or apperception) a
priori. Like the transcendental system of which it is the formal
head, it is, by necessity, shared by all those who know.
"What can I know ?" is the first question asked. Which conditions make
knowledge possible ? This special reflective activity was given a new
word, namely "transcendental". This meta-knowledge is not occupied with
outer objects, but with our manner of knowing these objects, so far as
this is meant to be possible a priori (A11), i.e. always,
everywhere and necessarily so. Kant's aim is to prepare for a true,
immanent metaphysics, different from the transcendent, dogmatic
ontologisms of the past, turning thoughts into things.
Let us summarize how this typically happened.
For Plato, the supreme thing is the idea of the Good. The ontology
implied is dualistic, for the world to which this idea belongs
represents the static, eternal truth in which all shifting temporal
particulars participate. To know, it to remember the world of ideas. In
short, Plato made his thoughts into an ideal thing separated from this
world. The Peripatetics do the opposite ; they idealize the world of
becoming, and attribute a final ground to it which is realized in every
particular (cf. hylemorphism). This ontologism is realistic, for the
"ousia" of a thing is real, but exists as an integral part of the
individual things only (cf. the soul as the form of the body).
Subsequently, with the division between "reales" and "nominales",
nothing new was achieved. Abelard was the first to avoid the apory (cf.
universale post rem), but he retained the ideas as metaphysical
foundation for the similarities in status between objects of the same
species. Although his mild nominalism avoids the trap of symbolical adualism, it
fails to adequately explain these similarities.
The transcendental system of the conditions of possible knowledge (or
transcendental logic) is a hierarchy of concepts defining the objective
ground of all possible knowledge, both in terms of the synthetic
propositions a priori of object-knowledge (transcendental
analytic covering understanding), as well as regarding the greatest
possible expansion under the unity of reason. These
transcendental concepts are not empirical, but are the product of the
transcendental method, bringing to consciousness principles which cannot
be denied because they are part of every denial. They are "pure" because
they are empty of empirical data and stand on their own, while rooted in
(or suspended on) the transcendental "I think" and its Factum Rationis. For Kant,
reason, the higher faculty of knowledge, is only occupied with
understanding, while the latter is only processing the input from the
senses. Reason has no intellect to inform it. There is no faculty higher
than reason.
"All our knowledge begins with the senses,
proceeds thence to the understanding, and ends with reason. There is
nothing higher than reason for working up the material of intuition &
comprehending it under the highest unity of thought."
Kant, I. : Critique of Pure Reason,
B355.
The process of acquiring knowledge runs as follows :
-
transcendental
aesthetic :
empirical knowledge : a variety of direct, multiple, unordered, nameless
impressions (Hume), called "Empfindungen" (or perceptions) are
synthesized by the forms of representation "space" (related to geometry)
and "time" (related to arithmetics) and turned into "Erscheinungen" (or
phenomena). These representations reflect the structure of our receptive
apparatus. They are meant to structure perceptions into phenomena ;
-
transcendental
analytic :
scientific knowledge : phenomena are objectified by thought, but do
not constitute an object of knowledge, for this is realized in
propositions. The phenomena need to be structured by the 12 categories
of understanding, corresponding to 12 different types of propositions
(quantity, quality, relation and modality, each viewed from three
angels). This categorization of phenomena leads to object-knowledge
(synthetic propositions a priori). The categories are meant to
structure phenomena into object-knowledge ;
-
transcendental
dialectic : metaphysical knowledge : the
variety of objects known is brought to a higher unity. A last,
sufficient ground is sought and found in the ideas of reason : "ego",
"world" and "God" (derived from the category of relation). These words
are not things and only serve understanding, nothing more. While
stimulating the mind's continuous expansion, these ideas regulate
understanding and bring it to a more comprehensive, reasonable unity.
They are meant to structure understanding into an immanent metaphysics.
The 2 forms of representation, 12 categories
(brought to unity by 3 ideas) make
the object possible, rather than vice versa. The human mind is
the active originator of experience, rather than just a passive
recipient of perception, as Hume thought. The mind can not be a
tabula rasa, a "blank tablet", so Descartes is right. The whole
transcendental system is innate. Even on the level of the transcendental
aesthetics, perceptions, the only source of knowledge acknowledged, as
Locke claimed, must always be processed to be recognized,
or they would just be "less even than a dream"
or "nothing to us".
Both perceptions, representation and categorization are necessary to
constitute an object of knowledge.
In his "transcendental dialectic", Kant works with the negative,
deceptive meaning of the word "dialectic", namely as antinomy and
paralogism. These scandals occur each time the barriers given by our
transcendental logic are not upheld and the ideas are changed into
things, which is far worse than a mere mistaken use of the categories.
Kant was fully aware of the unwholesome habit of thought to fixate
itself or its objects into so-called realities, filling in the "gap"
which, for Kant, cannot be crossed.
"I do not mean by this the transcendental use or
abuse of the categories, which is a mere fault of the faculty of
judgment, not being as yet sufficiently subdued by criticism nor
sufficiently attentive to the limits of the sphere within which alone
the pure understanding has full play, but real principles which call
upon us to break down all those barriers, and to claim a perfectly new
territory, which nowhere recognises any demarcation at all. Here
transcendental and transcendent do not mean the same thing."
Kant, I. : Critique of Pure
Reason, B350.
When the landmarks are removed, transcendental illusion ensues, or
reason forgetful of its own, changing thoughts into things. This
fundamental falsehood perverts the principles of reason itself. This
natural "dialectic" of reason does not go away once realized, but
requires to be removed again and again, for it
"will never cease to fascinate our reason" (B354). Human reason
has a natural inclination to grossly overstep these limits, to give in to
the pull of the "unconditional" idea, to fill the gap between what we
can know and what we fancy to know, thereby regarding the transcendental
ideas as real things, whereas they are wholly subjective, only needed to
organize understanding and have no meaning outside this regulative, non-subreptive way. This reveals a fundamental demarcation or difference in
the use of the transcendental ideas : regulative (as it should) or
constitutive (as hypostases). In the latter case, they step outside the barriers of
transcendental logic.
With Kant, a totally new perspective unfolded : criticism highlights the
limitations, demarcations, frontiers and borders of thought. It is not
possible to step outside ourselves and witness the world. The subjective
structure cannot be removed and so what is "objective" can never be
identified with an observation without interpretation. The latter is
impossible. There is no point of intersection between the lines created
by our thoughts and reality-as-it-is. They bounce off on the
mirror-surface of phenomena and do not allow us to probe into reality
itself. A fundamental distinction is made : humans only know reality as
it appears, not as it really is. Hence, the world is epistemologically
divided between "phenomena" and "noumena", between what is processed by
our understanding (by virtue of the categorial scheme) and the
intellectual intuition of things as they are in themselves (an intuition
Kant rejected). Needless to
say that this new division is problematic. Has Kant, without knowing it,
given in to the transcendental illusion he uncovered himself ?
§ 15
Kant wished to retain for science the certainty of the sufficient ground.
To understand his epistemology properly, this aim is of paramount
importance. He wished to do for philosophy what Newton had done for
physics : a universal system allowing one to explain the movements of
planets as well as those of apples. He could not accept skepticism and
the relativism it engenders. Not finding this firm ground in the objective, outward
reality (as a world of Platonic ideas or universal forms immanent in
matter), his transcendental method cleared the foundations of the
(universal)
subjective apparatus of thought. By thus viewing the subject of
experience as active after the reception of the perception (analytic
object-knowledge after the aesthetic synthesis of phenomena), all
possible knowledge was about the "thing-for-us" and never about the
"thing-as-such" or reality-as-it-is.
Where did Kant miss out on his own Copernican revolution ?
The first to point to the major flaw was F.H.Jacobi (1743 - 1819),
who -in 1787- asked : Were does the "matter" of the perception
("Empfindung") turned into phenomena ("Erscheinung") come from ? Kant
supposed our perceptions were somehow caused by reality-as-such, the
famous "Ding-an-sich". How can this be ? Causality cannot be invoked,
for the nameless perceptions are pre-categorial. Neither can the
world-as-such be thought as temporally first and the perceptions last,
for the former is outside time. Hence, the way our senses receive
information is obscured, compromising Kant's epistemology. If Kant needs
the "noumenon" to start up the engine of the categories, then he clearly
does not use the "thing-as-such" as a negative, formal and empty
limit-concept, and the Copernican Revolution is incomplete. And if this
is the case, and it is, then his attempt at justifying knowledge a
priori fails. So far the idealists were correct : knowledge cannot
find a sufficient ground in the transcendental apparatus, for the latter
depends on the very thing it tries to avoid : a direct, unmediated
contact with reality.
Kant's system, although transcendental, and thus devoid of any attempt
to explain the possibility of knowledge by ontology, retains the
postulate of foundation, by which true knowledge is certain, universal
and necessary. Scientific knowledge is seen as a system of synthetic
propositions a priori, and so indirect synthetic statements pass
Kant's critical test (while for Hume only direct propositions were
certain). Kant's philosophy is Newtonian, and so absolute principles are
acknowledged both in understanding (forms, categories) as in reason (the
ideas). At the same time, clear demarcations avoid their abuse and
potential corruptive effect on thought.
For good reasons, the
history of philosophy is divided in pre- and post-Kantian. For
with the crucial Copernican Revolution, the activity of the
subject of knowledge was finally fully acknowledged. The
categorial scheme yields object-knowledge in the form of
synthetical propositions a priori. A Newtonian science of
absolute certainties is possible. The skepticism of Hume (also at
work in Ockham) is overturned. Causality can be thought and so the
connectivity of our knowledge guaranteed. The catch ? By pursuing
his foundational course, Kant had to introduce a pseudo-causality
before causality in order to explain (describe) how the motor of
the categories is fuelled. Moreover, the cleavage between becoming
and being was reintroduced as the abyss between
phenomena &
noumena. To avoid these problems, parts of the
transcendental exercise of Die Kritik der Reinen Vernunft
has to be redone. |
§ 16
In the 20th century, neo-Kantianism reconstructed parts
of Kant's system. What can I know ? is answered without presupposing
that synthetic proposition a priori are possible. The science of
certainties is replaced by the science of probabilities and
approximations. Demonstrative intentions are replaced by a terminist
logic. This means modernism, as the via moderna had before,
took the next step by abolishing foundational thinking. To show this radical
move does not automatically lead to
relativism or skepticism, is one of the underlying motifs of the present
exercise.
According to Sextus Empiricus, it was the skeptic Pyrrho of Elis (ca.
365 - 275 BCE) who taught conflicts between two (or more) criteria
of truth automatically lead to an apory or an antinomy, i.e. a contradiction posed by a group of individually plausible
but collectively inconsistent propositions. The
truth of a given criterion can only be argued using true propositions.
But, whenever a given criterion is justified, a petitio principii or circular argument
is involved. Discussions about the criterion of
truth are therefore unending and without solution.
Much later, the problems of foundational thinking were summarized by the
Münchhausen-trilemma (Albert,
1976). Its logic proves how every possible kind of foundational
strategy is necessarily flawed. The trilemma was named after the Baron von
Münchhausen, who tried to pull himself out of a swamp by his own hair !
Every time a theory of knowledge
accommodates the postulate of foundation, three equally unacceptable
situations occur. A justification of proposition P implies a deductive
chain A of arguments A', A", etc. with P
as conclusion. How extended must A be in order to
justify P ?
-
regressus ad
infinitum :
there is no end to the justification, and so no foundation is found (A',
A", etc. does not lead to P) ;
-
petitio
principii :
the end P is implied by the beginning, for P is part of the deductive
chain A. Circularity is a valid deduction but no justification of P, hence no
foundation is found ;
-
abrogation
ad hoc :
justification is ended ad hoc, the postulate of justification is
abrogated, and the unjustified sufficient ground (A' or A" or ...) is accepted
as certain because,
seeming certain, it needs no more justification.
The Münchhausen-trilemma is avoided by stopping to seek an absolute,
sufficient
ground for science. This happens when one accepts genuine science is
terministic. In mathematics and physics, major changes have
happened since Newton, and who is able to disprove the revolutions of
tomorrow ? Hence, the categorial system cannot be absolute, although some
of its general features are necessary in a normative way (for we use
them when we think).
On the level of transcendental logic and the theory of knowledge, object and subject of thought are fundamental
critical concepts. On the level of the practice of knowledge, experiment
& argumentation are crucial. Realism
and idealism are the proposed transcendental ideas of reason (instead of
ego, world & God, crucial for
psychology, cosmology & religious philosophy).
The end result of the proper regulative use of the ideas of the real and
the ideal (leading to experimentation and argumentation respectively), is not a synthetic proposition a priori, but
object-knowledge which is considered, for the time being, as very likely
true by the
community of sign-interpreters. These empirico-formal propositions are
always a posteriori, and may be direct (reality-for-me) or
indirect (reality-for-us). Kant's
critical epistemology is there to remind us of the natural tendency of
reason to hypostatize its ideas.
If the idea of the real is turned into an object (like extra-mental,
kickable and kicking things out there), then true knowledge is
"adequatio intellectus ad rem". But, we do not know
whether knowledge is made
possible by a real world. Suppose the latter is the case, then how to
reconcile this with the facts that (a) observation co-depends on theoretical connotation and
(b) observation unfolds in a conceptual pattern which develops in the act of
observing ? If the idea of the ideal is turned into an object, then
true knowledge is given by the "consensus omnium" and "leges cogitandi sunt leges essendi"
persists. But, knowledge is not
made possible by an ideal theory or ideology. For if so, then we blind ourselves from the
fact synthetic propositions are also statements about some thing
extra-mental, escaping (inter) subjectivities. These two criteria of truth,
although discordant,
operate simultaneously, and regulate the development of thought.
In the domain of science, producing empirico-formal propositions, the
idea of the real and the idea of the ideal are both necessary and
operate together. Hence, scientific knowledge is the product of two vectors
: objective observation (experiment, test) & intersubjective dialogue
(argumentation). In the concrete research-unity, these a priori
rules are complemented by a posteriori rules of thumb or
practical, opportunistic hypothesis assisting the efficient functioning
of the research community. On this level, the difference between what
should and what is (between theoretical epistemology and the sociology
of science) is felt most ... Indeed, like the rest of us, scientists are
not perfect.
In accord with Ockham's terministic probabilism and the view of all
knowledge as "approximative", contemporary criticism finds comfort
that only probable, not
certain empirico-formal knowledge is possible, and that no sufficient
ground for the possibility of knowledge needs to be found. This position is open and
so free to
investigate all possible expansions of knowledge. Dogmatic and
ontological fossilizations are excluded from this secure but narrow
point of view.
The major problem of criticism is avoided.
Facts are not monolithical. No pseudo-causality is needed to trigger
knowledge. Facts are hybrids.
On the one hand, they are theory-dependent and as such determined by
intersubjective languages, theories and their arguments. Of this a
descriptive analysis is possible, for we can test ourselves to
realize how extended the influence of subjective connotations on
direct and indirect observation is. In quantum mechanics, the total
experimental set-up, observer included, co-determines the outcome of the
experiment.
On the other hand, so must we think, facts are
theory-independent. If not, there is no object of knowledge, whereas the
proposition in which this is affirmed ("There is no object of
knowledge.") has as object the absence of the object of knowledge. The
conviction (or belief) in the theory-independent face of facts is
not descriptive for it cannot be observed (every observer has a
unique set of space-time coordinates). Ergo, the theory-independence of facts is
normative and belongs to what we must think in order to think
properly. And this is precisely what thinkers thinking properly have
been doing all the time.
§ 17
Also in science, the problems
posed by skepticism had to be addressed. Especially since Kant, the
question "What can I know ?" has been crucial. The apory between
"realism" and "idealism" is also without final result. The
foundational approach favored since Plato and Aristotle has caused a pendulum
movement between two criteria of truth (consensus versus
correspondence). To move beyond this, the antinomic problems of
justificationism (i.e. the foundational, fundamentalist thinking within science)
must be clear : if, on the one hand, real "sense data" are the only
building-blocks of "true" knowing, as realism maintains, then why is the
definition of the word "sense datum" not a sense datum ? Also :
how can a "naked" or "raw" sense datum be observed if our mental
framework co-constitutes our observation ? If, on the other hand, ideal
linguistic symbols and speech-situations are the exclusive arena of
truth, as idealism maintains, then how can knowledge be knowledge if it
is in no way knowledge of something (i.e. a "res" and not
only "flatus voci") ?
A focus of truth "behind the mirror" (as Kant put it) comes within reach if and only if both perspectives, experiment
(correspondence, objectivity) and argumentation (consensus,
intersubjectivity) are used together, and this in a regulative,
non-constitutive (unfoundational) way. The criterion of truth is not
justified by a sufficient ground outside knowledge, but by
discovering the normative principles governing all possible knowledge.
The latter are bi-polar but interactive and never exclusive, as 19th
century, Newtonian scientific thinking claimed. Insofar as either
realism or idealism are accepted, the logical merits of the truth claim
of science do not exceed
the religious criterion of truth. It cannot escape the apory as long as
it identifies with objectivity at the expense of subjectivity and
intersubjective symbolization (as in logical positivism, materialism,
scientism, instrumentalism, reductionism and epiphenomenalism) or with
subjectivity and intersubjective symbolic activities with disregard for
entities independent of the human sphere (as in spiritualism, idealism
and humanism).
Facts are
not only experimental and not only theoretical. They are hybrids,
composed of what we know (our theories) and, so must be think, the
realities outside our minds. The latter cannot be isolated from the
former, for the subjective conditions of knowledge cannot be removed
without causing the perversity of reason. Empirico-formal
object-knowledge is always the product of two vectors at work
simultaneously. Not because of some ulterior reason, but because it
must be so and has always been so. Epistemology is hence not
descriptive, but normative.
Although the Copernican Revolution posits the subject and its
constructivist activities, Kant's epistemology is a attempt
to still adhere to the postulate of foundation, for synthetic judgments a
priori are rooted in the cognitive, categorial apparatus of the
subject of experience, without which no thinking is possible. In other
worlds, the constructions of my mind are per definition those of other
minds. These
categories hold true for the object of experience insofar as this object
is constituted in observation by our capacity of observation and
knowledge. For Kant, scientific knowledge
(empirico-formal propositions) does not deal with reality-as-such, but
with reality-for-us. However, as contemporary mathematics, relativity & quantum mechanics disagree
with the principles of Newtonian physics Kant thought to be anchored in
our minds for ever, it becomes clear these categories are not absolutely
certain and not a priori. Kant's attempt to anchor science
failed, although his unearthing the active subject became a fundamental
and irreversible asset of modern epistemology.
Science has no anchor and is for ever set adrift on the limitless ocean.
We may throw out our nets, but will only catch those fish unable to slip
through the mazes, and there are only a few nets on board. Scientists
erect buildings on the edge of or in the swamp. Such flooded bottomland,
saturated with water, is constantly shifting. Yet, despite its
instability, science tries to build a platform above it that will hold
out for a while. How long nobody knows. But not forever, that much we do
know ... Then we need another net, another set of poles driven into the
swamp. In view of the vastness of the material universe, this procedure
is practically unending. Likewise for the expansion of knowledge.
Scientists cannot play for God. They are sailors on a leaking ship lost
in the vastness, finding no harbor to accost. To them to repair their
vessel while aboard and navigating ...
It took more than a century before the antinomy between realism and
idealism was critically superseded by a normative theory on the possibility
and the production of knowledge. In contemporary scientific practice,
scientific facts are the outcome of two vectors : on the one
hand, objective experiments and their repetition, and, on the other
hand, intersubjective communication between the community of
sign-interpreters. Logic provides a few a priori conditions,
related to the form, clarity and elegance of the symbols of a theory.
Epistemology adds a few objective and intersubjective criteria and the
local research-unit will foster a series of a posteriori rules of
thumb. Nevertheless, despite all possible care, scientific knowledge
cannot be absolutist or radical, but instead delicate, prudent &
provisional. Indeed, divorced from the metaphysical aim to anchor
knowledge, genuine science cannot be a new dogmatic religion, but a
method to acquire fallible knowledge.
Indeed, empirico-formal knowledge, or knowledge of facts, is conditional,
relative, hypothetical and historical, although a clear theory
explaining a lot of phenomena will (provisionally) always be called
"true", meaning "very probable", not "certain". A set of such theories
will constitute a tenacious scientific paradigm, covering entities which
"kick" and "kick back". But things may change, and
usually they do ...
"It is an hypothesis that the sun will rise
tomorrow : and this means that we do not know whether it will rise."
Wittgenstein, L. : Tractatus
Logico-Philosophicus, 6.36311.
Regarding the justification of its truth claim, formal & critical rationality developed
their arguments in three stages :
-
uncritical &
foundational :
true knowledge corresponds with real, repeatably observable objects
(naive realism under the guise of materialism) or true knowledge is the
object of an ideal theory (naive idealism under the guise of
spiritualism or ideology). Greek concept-realism developed both
variants. In both strategies, the error consists in the implicate use of the contra-thesis. Real objects are also
co-determined by the theoretical connotations of their observers. Ideal
objects are always also referring to a "something" outside the grasp of a theoretical
discourse. The foundation of science is objectified : the "real"
world "out there" or the "ideal" theory of reason. For Kant, the apory
empiricism versus rationalism was a scandal ;
-
critical &
foundational : asking for the limitations of human knowledge,
Kant rooted cognition in the cognitive apparatus (cf. the Copernican
Revolution). In this way, the foundation sought was interiorized and its
a priori categorized. By making the ego cogito (the "I
Think" of the Factum Rationis) the foundation of knowledge, Kant
succeeded in making reality-as-such fall outside science ! Likewise, for
Kant, meta-rational knowledge (intellectual perception) was denied to
science, which, divorced from any direct contact with "das Ding an sich", seems
trivial. The foundation of science is subjectified (not in an idealism
but in a transcendentalism) ;
-
critical &
normative : in the previous century, the foundational approach
was relinquished and in this way, the aporia threatening
justification was avoided. Science produces terministic empirico-formal propositions.
These are
treated "as if" they represent a high probability, but never a certain
truth. This likelihood is posited by repeatable tests and the
intersubjective dialogues and argumentations of all involved
sign-interpreters. The end result is fallible knowledge,
although, for the time being, highly probable.
With the end of
foundational thinking, the confrontation between incompatible foundations is over.
Scientific knowledge is probable, historical and relative. Facts may
change over time, and nobody is able to predict for certain what the
future holds. Moreover, scientific investigations are always
conducted against the background of untestable information. Insofar as
the latter is arguable, metaphysics is possible. But the latter is never
testable, only arguable. Finally, who decides who the "involved sign-interpreters" are
and/or when a certain threshold is "critical" ? In order to define these
and other matters, science evokes a series of a posteriori
conditions representing the idiosyncrasies of the local
research-unity, the "opportunistic logic" of their fact-factory
and the
style of their pursuit of scientific, factual knowledge. These
conditions determine the practice of knowledge.
Philosophy and science
should remain open and postpone their final judgments. Both must be totally
recuperated from the hang-over of their shameful foundational history
over the last two millennia. The only role of science is to confirm or
deny probable fact. The task of philosophy is to uncover the laws
ruling epistemology, esthetics & ethics as well as develop a theoretical
picture of the whole (speculation or metaphysics).
Ontology no longer roots object and subject in a
self-sufficient ground or eternal, certain foundation. The
possibility of knowledge is grounded in knowledge itself. Critical
thought raises the reflective to the reflexive. Epistemology is a normative discipline,
bringing out the principles, norms and maxims of true knowledge.
These must be used in every correct cogitation producing
valid knowledge. The principles are given by transcendental logic, the
norms by the theory of knowledge (and truth) and the maxims by the
knowledge-factory or applied epistemology. Science deals with
propositions arrived at by the joint efforts of experimentation
and argumentation. The discordant concord of both vectors is
necessary and their defences should never be put down, nor
should their truce, which is essential to produce knowledge that
works, be broken. Scientific knowledge is in the form of
empirico-formal propositions which are terministic (probable) and
fallible. They are formulated against the implicit or explicit
background of untestable metaphysical speculations and always
imply a "ceteris paribus" clause. |
§ 18
"There is a science ("episteme tis") which studies
being qua being, and the properties inherent in it by virtue of its own
nature. This science is not the same as any of the so-called particular
sciences, for none of the others contemplates being generally qua being
..."
Aristotle : Metaphysics, IV, I.1,
1003a
In chapter 1 of his Metaphysica Lambda (or twelfth book of his
Metaphysics), shortly written after Plato died (347 BCE), Aristotle (384 - 322 BCE) tries to
demonstrate the existence of two physical beings and one unmoved being. These
three beings, or meanings of the word "ousia", are : (a) physical and
eternal (planets), (b) physical and moved (plants &
animals) and (c) a
"first" being beyond physics and eternal ("the God").
The first two beings are the objects of physics. The last is not and demands another
approach coming "after" and/or next to physics, or metaphysics,
a word Aristotle did
not coin himself. "Metaphysics" appeared as a separate discipline only after
the Aristotelian corpus was put together ca. 40 BCE by Andronicos of Rhodos.
He used to place
the books on metaphysics "next to" those dealing with physics.
"Then if there is not some other substance
("ousia") besides those which are naturally composed, physics will be
the primary science ("proto episteme") ; but if there is a substance
which is immutable, the science which studies this will be prior to
physics, and will be primarily philosophy, and universal in this sense,
that it is primary. And it will be the province of this science to study
being qua being ; what it is, and what the attributes are which belong
to it qua being ("eta on")."
Aristotle : Metaphysics, VI, I.12,
1026a.
Metaphysics does not seek to
produce propositional statements of fact. It is not limited by what is
actual, but by what is possible in thought. It has no research-cell in
which knowledge is produced, sold (published) and exported. Because no actual,
factual, contracted entity can be its object, it is not a science. The
study of being qua being is not a "study" in the same way or in
the same sense as this word is used in science. But, this inquiry into
being is not devoid of organization or arguments.
For Aristotle, a unique science was possible before those singling out
some actual entity. Only this speculative "science" (from
"episteme", or "epi" + "histanai", to cause to stand) differed from all other sciences,
and this because of the extension of its object and because it was
deemed prior to all others. Aristotle tried to make this science
stand, but because the object aimed at, namely the Being which makes
all actual entities be, is a supreme generic concept, it can not be
objectified. There is no standpoint outside this absolute, sheer Being,
no subjective stance or possible vantage point "outside" the all-encompassing
totality of all what is. Being cannot be equated with any object, and so
Aristotle was in error when he viewed speculative philosophy as a
science. Metaphysics is not. At best it is a metascience, depending on
the data of science. As such, it is a forteriori immanent, but
cannot be called a scientific metaphysics. It is never of the nature of
a science, for it does not produce facts, but works on a meta-level next
to them. Metaphysics is not a "scientia prima" nor a "scientia
ultima". It is not science at all and, by its very nature, can never
be one ...
In Ancient Greek, the "beyond" of something is expressed by "meta". To
inquire into being qua being is "meta ta physika" and goes beyond
entities. It transcends the limitations of science, which are the
boundaries of the entities made public or unveiled by categories of
thought focused on the being-what of the physical world. Accordingly,
the investigation of being qua being is "peri physeo", concerns the
being of the entity, not only its being-what or "Sosein", but in its
being-there ("Dasein"), and moves beyond the
pre-Socratic concept of "physis". However, as Aristotle identifies being
with substance, and takes the latter as object of the first science, it
is clear that already in his case the inquiry into being remained
unalterably a study of entities, i.e. "physics". Aristotle missed the
point, and had better isolated "ousia" from the categorial scheme.
In The Twilight of Idols, Nietzsche, identifying metaphysics with
its Platonic incarnation, called such "highest concepts
" as being, "the last cloudy streak of evaporating reality". For him,
the study of being qua being is nothing less than the "error of being".
As the reversal of Plato, Nietzsche heralded the end of classical,
transcendent metaphysics. Can the question of Being be answered ?
"Pourquoi il y a plutôt quelque chose que rien ?"
Leibniz, GW : Principes de la
nature et de la grâce, 1714.
Wittgenstein (1889
- 1951), Popper (1902 - 1994), Habermas (1929), Lakatos (1922 - 1974),
Feyerabend (1924 - 1994) & Kuhn (1922) put
into evidence the co-determining influence conceptual connotations (or
subjective viewpoints) have on the macroscopic observation of the
being-what of actual entities. In the subatomic realm, the Copenhagen
interpretation of the wave-equation of Schrödinger takes this influence
of the observer on the observed for granted. A particle is also a
wave and subatomic entities become one or the other only at the moment of measurement.
Indeed, look at a photon and it behaves like a particle, observe not and
it is a wave ...
Ergo, (inter)subjective constructions (like a particular experimental
setup or metaphysical background knowledge) are always part of the
formation of propositional statements of fact, and directly influence
the outcome of any experiment ! Scientific knowledge of
reality-as-such devoid of any theoretical connotation, i.e. observation
without absolutely no interpretation, is therefore impossible.
In a Platonizing phenomenology, object-knowledge, the product of an
inquiry into the What ? and Who ? of the entities, does not escape the duality between the
reality-as-such of an actual entity (its contraction from Being) and
reality-for-us (its appearance as fact). The being-what of
entities, disclosed by scientific knowledge is, in this account, only a disclosure veiled by
the limitations of the discovered "what-ness" (by the type of question
posed) and by the form of the observer, his or her conceptual
connotations. This approach does not understand the crucial importance
of the hybrid nature of scientific facts : simultaneously
theory-dependent (insofar they are right) and, so must we think, the
messengers of reality-as-such (insofar they are wrong - cf. infra). As a
result, an ultimate confusions arises, as the work of Heidegger (1889 -
1976) exemplifies.
"Gott ist, aber er existiert nicht."
Heidegger, M. :
Was ist Metaphysic ?
How to define metaphysics or metascience in the
context of the present critical epistemology ?
"... speculative philosophy (= metaphysics) is the
endeavour to frame a coherent, logical, necessary system of general
ideas in terms of which every element of experience can be interpreted."
Whitehead :
Process & Reality, p.4.
Hence, metaphysics is a speculative, non-factual, arguable inquiry with
the following objects (Apostel,
2002, p.61) :
-
the totality of
all what exists in the world of facts and events, i.e. the universe ;
-
the properties common to all
existing things (= ontology) ;
-
the architecture of the totality
of things ;
-
the global pattern, place or
rank of all things.
Without scientific data, the
enterprise of metaphysics is impossible. Moreover, once such a total
picture emerges, its role is not to stand on its own, but to be a
heuristic tool for science, offering new factual research vistas.
Besides the logical consistency of its arguments, metaphysical systems
can be judged as a function of their ability to cover more factual
variety, realize a higher unification of knowledge and give more new
research suggestions.
Consider the two-step program of metascience, of which only one can be
completed within the boundaries of reason :
In an immanent metaphysics, rather Peripatetic of inspiration, staying within the limitations of possible
experience, the world is all there is and existence is only
instantiation. Science observes and argues a series of predicates
ascribed to objects, and pours these connections in non-eternal,
probable, approximative synthetic propositions a posteriori. No
necessary Being can be inferred. Meta-reason is empty. The highest being
to be inferred a posteriori remains proportionate to the world.
Only an immanent natural theology is possible.
In a transcendent, Platonizing metaphysics, there is more than the world, for the
latter, in phenomenological terms, i.e. as revealed by the things
themselves, is the theophanic contraction of absolute Being. Hence, each
fact reveals more than the series of predicates ascribed to it, for each
fact is (also) an epiphany. To supersede the world, is to stand in one's
own essential Being or being-there. The a priori arguments
backing the proof of God aim to posit this transcendent Being as an
existing Being analytically, thus including the finite world in infinite
Being. They fail to deliver this. "The Divine exists." is hence not and
analytical, self-evident statement.
As such, metaphysics is foremost immanent and thus a heuristic,
speculative, suggestive, innovative and
spiritualizing system of arguable statements about the world. The essence
aimed at in a transcendent approach cannot be articulated, which does
not preclude it can be
shown as an object of art or given as the sacred or the holy (in mysticism and religion). It
can not be object-knowledge, but shown in action. Hence, it is not an
item of science but of art and ethics (cf. the existence of God as a
postulate of practical reason).
Science and metaphysics do
not exclude one another. The former is impossible without
metaphysical background information in the form of a generalizing
ontology (a total picture of reality and ideality). Often, the
precise outline of this ontology is repressed, forcing it to work
implicitly. But, only science is testable and its "game" the
guardian of "true" knowledge. Metaphysics, lacking the objective
side of the equation, can never be tested. Instead, it can only
depend on logical criteria of formal well-formedness and the laws
of correct argumentation. Insofar as it does not exceed the
limitations imposed by the world, it stands next to science as a
possible creative fount of its inventivity and novelty. Being an
immanent heuristic tool, it may help the development of knowledge
and trigger new research, both in terms of experimentation and
argumentation. Insofar as metaphysics exceeds nature, it posits a
world outside the world, and accommodates transcendent thought.
The latter does not interact with science but with mysticism,
religion and spirituality. Insofar as metaphysics is unarguable,
it is irrational. As such, it must be rejected and avoided. |
§ 19
In
Jean Piaget's (1896 - 1980)
theory on cognitive development, two general functional principles, rooted in
biology, are
postulated, namely organization & adaptation.
The former implies the tendency common to all forms of life to integrate
structures (physical & psychological) into systems of a higher order. The latter (to be
divided in assimilation & accommodation) shows how the individual not only modifies
cognitive structures in reaction to demands (external) but also uses his own structures to
incorporate elements of the environment (internal).
Organisms tend toward equilibrium with
their environments. Centration, decentration (crisis) & re-equilibration are the
fundamental processes forcing the cognitive texture of humans to complexify.
Mental operators are the result of the interiorization of this
cognitive evolution. An original, archaic sense of identity is shaped.
After prolonged exposure to new types of action -challenging the established original
centration and its equilibrium- a crisis ensues and decentration is the outcome.
Eventually, a re-equilibration occurs because a higher-order equilibrium
was found through auto-regulation (re-equilibration, autopoiesis).
Over time, various different strands, levels, layers or planes
of cognitive texture unfold. The process is as follows :
-
repeated confrontation with a
novel action involving motor functions (original, initia l coordinations of
actions) ;
action-reflection or the interiorization of this
novel action by means of semiotic
factors : this is the first level of permanency or pre-concepts which
have no decontextualized
use ;
anticipation & retro-action using these pre-concepts,
valid insofar as they symbolize the
original action but always with reference to the initial context ;
final level of permanency : formal concepts, valid independent of
the context of the original action & the formation of permanent
cognitive (abstract) operators.
In this way, and based on his
experimental work with children worldwide, Piaget defined four
layers of cognitive growth :
-
sensori-motoric cognition, between birth
& 2 years of age ;
-
pre-operational cognition, between 2 and 6 ;
-
concrete operatoric cognition, between 7 and 10 ;
-
formal-operatoric cognition, between 10 & 13.
The first three levels correspond with "ante-rationality" (cf. supra), whereas
formal-operatoric cognition is identical with formal rationality.
In his Le Structuralisme (1970), he defines "structure" as a system of transformations which
abides by certain laws and which sustains or enriches itself by a play of these
transformations, which occur without the use of external factors. This
auto-structuration of a complete whole is defined as
"auto-regulation". In the individual, the latter is established by
biological rhythms, biological & mental regulations and mental operations.
These are theoretically formalized.
Piaget refuses to accept that "real" dialectical tensions
between physical objects are the "true" foundations of thought and cognition (its possibility, genesis & progressive development),
as in most other types of psychology and pedagogy attuned to realism. Piaget never
fills in
what reality is like. He maintains no ontological view on reality-as-such, considered
to be the
borderline of both the developing subject and its objective world, stage after
stage.
The cognitive is approached as a process, for rationality grows in
developmental steps, each calling for a particular cognitive structure on the
side of the subject. What reality is, is left open. Why ? Every objective
observation implies an observer bound by the
limitations of a given stage of cognitive development, i.e. a subjective
epistemic form, containing idiosyncratic, opportunistic and particularized
information. These work like Kantian categories, but without their universal
intention.
Neither did Piaget choose for a strictly transcendental
approach. Conditions which exist before cognition itself (like in Foucault) are
not introduced. What Popper called the "problem-solving" ability of
man, may be associated with Piaget's notion on "re-equilibration".
Popper introduced the triad : problem, theory (hypothesis, conjecture) & falsification
(refutation). In his dynamical and actional anthropology
and psychology Piaget introduced : activity, regulation, crisis & re-equilibration
(auto-regulation).
This psychogenesis (based on the observation of children) shows how
knowledge develops a relationship between a thinking subject and the
objects around it. This relationship grows and becomes more complex. Stages of
cognitive development are defined by means of their typical cognitive events
and acquired mental forms. This development is not a priori (pre-conditions),
a
posteriori (empirical) but constructivist : the construction eventuates in its
own process, in other words, the system has been, is and will always be (re)adapting
and (re)creating new cognitive structures, causing novel behavior &
different environmental responses, which may be
interiorized, forming new internal cognitive forms, etc. The foundation
of this process is action itself, the fact its movements are not
random but coordinated. It is the form of this coordination, the
order, logic or symbolization of the pattern of the movements which
eventually may stabilize as a permanent mental operator.
Two main actions are distinguished :
-
sensori-motoric actions exist before
language or any form of representational conceptualization ;
-
operational actions ensue as soon as
the actor is conscious of the results & goals of actions and the mechanisms of actions,
i.e. the translation of action into forms of conceptualized
thought. These operations are either concrete (contextual) or formal
(decontextualized). The latter are identified with rational thought.
The last decades have
seen the many applications of these crucial insights in the functional,
efficient (educative) side of the process of cognition. An example is schema theory,
at work across the
fields of linguistics, anthropology, psychology and artificial
intelligence. Human cognition utilizes structures even more complex
than prototypes called "frame", "scene",
"scenario", "script" or "schema". In
cognitive sciences and in ethnoscience they are used as a model for
classification and generative grammar (syntax as evolutionary process).
The schema is primarily a set of relationships, some of which amounts to
a structure, generating pictorial, verbal and behavioral outputs. The
schemata are also called mental structures and abstract representations
of environmental regularities. Events activate schemata which allow us
to comprehend ourselves & the world around us.
The term is thus used to
define a structured set of generalizable characteristics of an
action.
Repetition, crisis & reformation yield strands of co-relative
actions or stages of cognitive development. Knowledge begins in the
coordination of movement. Ergo, in genetical sequence,
these consensual types of schemata emerge :
-
sensori-motoric,
mythical thought : aduality implies only one relationship, namely
with immediate physicality ; object & subject reflect perfectly ;
earliest schemata are restricted to the internal structure of the actions
(the coordination) as they exist in the actual moment and differentiate
between the actions connecting the subjects and the actions connecting the
objects. The action-scheme can not be manipulated by thought and is
triggered when it practically materializes ;
-
pre-operatoric,
pre-rational thought : object and subject are differentiated and
interiorized ; the subject is liberated from its entanglement in the actual
situation of the actions ; early psychomorph causality. The subjective is
projected upon the objective and the objective is viewed as the mirror of
the subjective. The emergence of pre-concepts and pre-conceptual schemata
does not allow for permanency and logical control. The beginning of
decentration occurs and eventually objectification ensues ... ;
-
concrete-operatoric,
proto-rational thought : conceptual structures emerge which provide
insight in the essential moments of the operational mental construction :
(a) constructive generalization ;
(b) the ability to understand each step
and hence the total system (1 to 2 to 3 ...) and
(c) autoregulation enabling one
to run through the system in two ways, causing conservation. The conceptual
schemata are "concrete" because they only function in contexts
and not yet in formal, abstract mental spaces ;
-
formal-operatoric,
rational thought : abstract conceptual structures positioned in
mental spaces which are independent of the concrete, local environment.
Liberated from the substantialist approach but nevertheless rooting the
conditions of knowledge outside the cognitive apparatus itself ;
-
transcendental
thought : abstract concepts explaining how knowledge and its growth
are possible, rooted in the "I think", the transcendental unity of
apperception (or transcendental Self) ;
-
creative thought
: the hypothesis of a possible (arguable), conceptual immanent
metaphysics ;
-
nondual thought
: the suggestion of a possible, non-conceptual but meta-rational
transcendent metaphysics (or pataphysics).
The last mode of cognition is mentioned here ex
hypothesi.
§ 20 These modes of thought contain two
important demarcations : the lower threshold defines the
border between ante-rational thought (mythical, pre-rational and proto-rational) and reason.
The higher threshold declares the difference between reason (conceptual
and transcendental) & immanent metaphysics (or creative thought).
Each time a threshold is crossed, the
potential of the mind has been expanded, deepening the subtle complexity of
the cognitive texture and enlarging its ability to communicate with its
environment and to continue to grow.
Three important stages of cognition emerge
:
-
prenominal : mythical,
pre- & proto-rational (instinctual) ;
-
nominal : rational and
transcendental (rational) ;
-
meta-nominal :
creative and nondual (intuitional).
from action to ante-rational thought
ANTE-RATIONALITY
1. MYTHICAL or PRE-LOGICAL THOUGHT :
First substage :
-
adualism and only a virtual
consciousness of identity ;
-
primitive action testifies
the existence of
a quasi complete indifferentiation between the subjective and the
objective ;
-
actions are quasi not
coordinated, i.e. random movements are frequent.
Second substage :
-
first decentration of actions
with regard to their material origin (the physical body) ;
-
first objectification by a
subject experiencing itself for the first time as the source of actions ;
-
objectification of actions and
the experience of spatiality ;
-
objects are linked because of
the growing coordination of actual actions ;
-
links between actions in
means/goals schemes, allowing the subject to experience itself as the source
of action (initiative), moving beyond the dependence between the external
object and the acting body ;
-
spatial & temporal
permanency and causal relationships are observed ;
-
differentiation (between object
and subject) leads to logico-mathematical structures, whereas the
distinction between actions related to the subject and those related to the
external objects becomes the startingpoint of causal relationships ;
-
the putting together of
schematics derived from external objects or from the forms of actions which
have been applied to external objects.
Comments :
The earliest stage of mythical thought (first substage) is adual
and non-verbal.
The only "symbols" and "forms" are the material events
themselves in all their immediacy and wholeness. It is this non-verbal core,
which makes the mythopoetic mind analogical. In mythical
thought, everything is immediate and the immediate is all. Ergo, myth goes
against the differentiation which feeds the complexification of thought &
cognition. The myth of myths is the "eternal return" to the primordial state.
Before the rise of language, mythical cognition is embedded in action
and allows for the distinction between an object & a subject of
experience by being conscious of the material, exteriorized schematics connecting
both.
The first differentiation occurs when, on the level of material, actual,
immediate actions, the object is placed before the
subject of experience. This emergence of subjectivity implies the decentration
of the movements of the physical executive agent (the body), which unveils the
subject as source of action and prepares for the interiorizations of
pre-rational thought. By this foundational difference between the body & the
empirical subject, consciousness can be attributed to a focus of identity (ego).
Mythical thought is non-verbal but actional. Nevertheless, actions are
triggered by a subject conscious of a whole network of practical and
material actualizations, although without any conceptual knowledge but only
through
immediate, exteriorized material schemes. Hence, ritual comes before narrative
myth.
In terms of cognitive texture, mythical thought is the "irrational"
foundation of ante-rationality. Indeed, the earliest layer of human cognitive
activity is devoid of logical necessity, although patterns & schemes
are present, but their flexibility and plasticity are a function of the direct
environment and what happens there. There is no cognitive permanency. Action and
its source are
distinguished, but coordinations which suggest any reflection on the action
itself (or on the actor) are absent. Hence, idiotic schemes are obsessively
repeated. The "irrationality" being the total absence of means to
communicate meaning in other ways than in immediate physical terms (offering something,
going away, kicking the other, smiling, crying etc.). Nevertheless, the subject is conscious of
being a source of action. There is a non-verbal sense of identity (the I-am-ness
of the empirical ego).
2. PRE-RATIONAL THOUGHT :
-
because of the introduction of
semiotical factors (symbolical play, language, and the formation of mental
images), the coordination of movements is no longer exclusively triggered by
their practical and material actualizations without any knowledge of their
existence as forms, i.e. the first layer of thought occurs : the
difference between subject & object is a signal which gives rise to
the
sign ;
-
upon the simple action, a new type of interiorized
action is erected which is not conceptual because the interiorization
itself is nothing more than a copy of the development of the actions
using signs and imagination ;
-
no object of thought is realized but
only an internal structure of the actions in a pre-concept
formed by imagination and language ;
-
pre-verbal intelligence and
interiorization of imitation in imaginal representations ;
-
psychomorph view on causality : no
distinction between objects and the actions of the subjects ;
-
objects are living beings with
qualities attributed to them as a result of interactions ;
-
at first, no logical distinction is
made between "all" and "few" and comparisons are
comprehended in an absolute way, i.e. A < B is possible, but A < B
< C is not ;
-
finally, the difference between class
and individual is grasped, but transitivity and reversibility are not
mastered ;
-
the pre-concepts & pre-relations
are dependent on the variations existing between the relational
characteristics of objects & can not be reversed, making them rather
impermanent and difficult to maintain. They stand between action-schema and
concept.
Comments :
A tremendous leap forwards ensues. The formation of a
subjective focus (at the end of the mythical phase of thought) is necessary to allow for the next step : interiorization,
imagination and
the actual articulation of pre-concepts, leading up to pre-relations between
objects, but the latter remain psychomorph.
The reality of objects is always individualized or made subjective. Natural
phenomena, stones, trees and animals "speak" just as do human
subjects. Important objects are those with the strongest positive (attractive)
subjective potential : family, teachers, ancestors, Divine kings, prophets,
angels, Deities, God, etc. These "mediate" when
pre-rationality fails to bridge the gap between what is stable (the
architecture) & what constantly moves (the process).
3. PROTO-RATIONAL
THOUGHT :
-
for the first time concepts and relations
emerge and the interiorized actions receive the status of
"operations", allowing for transformations. The latter make it
possible to change the variable factors while keeping others invariant ;
-
the increase of coordinations forms coordinating systems
& structures which are capable of becoming closed systems by virtue of a
play of anticipative and retrospective constructions of thought (imaginal
thought-forms) ;
-
these mental operations, instead of
introducing corrections when the actions are finished, exist by the
pre-correction of errors and this thanks to the double play of anticipation
and retroaction or "perfect regulation" ;
-
transitivity is mastered which causes
the enclosedness of the formal system ;
-
necessity is grasped ;
-
constructive abstraction, new,
unifying coordinations which allow for the emergence of a total system and
auto-regulation (or the equilibration caused by perfect regulation) ;
-
transitivity, conservation and
reversibility are given ;
-
the mental operations are
"concrete", not "formal", implying that they (a)
exclusively appear in immediate contexts and (b) deal with objects only
(i.e. are not reflective) ;
-
the concrete operatoric structures are
not established through a system of combinations, but one step at a time
;
-
this stage is paradoxal : a balanced
development of logico-mathematical operations versus the limitations imposed
upon the concrete operations. This conflict triggers the next, final stage,
which covers the formal operations.
Comments
:
Thanks to transitivity, a formal
system of concrete concepts arises. It is not combinatoric (but sequential)
and not formal (abstract concept are not present). Concrete thoughts
manipulate objects without reflecting upon the manipulation. The latter
is stored as a function of its direct use, not in any overall, categorial, librarian or antiquarian fashion, although within a given manipulation a
series may be present. The contextualism, pragmatism and use of the concrete
concept is its stability.
Proto-rationality is always
limited by a given context. Moreover, there is no reflection upon the
conditions of subjectivity (just as in the pre-rational stage objects
remained psychomorph). This contextualization leaves in place
uncoordinated actions and concepts which are the expression of many
serious (fundamental) contradictions.
As suggested earlier, Egyptian and pre-Socratic thought do not exceed
ante-rationality. A more adequate understanding of the creative products of
these civilizations becomes possible thanks to this Piagetian analysis of the
early modes of cognition. Especially in Ancient Egypt, the power of
proto-rational "closure" is exemplaric and makes clear how grand culture is
not necessarily rational.
from ante-rational
to rational thought
RATIONALITY 4. RATIONAL
THOUGHT :
The formal operations leave contextual entanglements behind, and
give a universal, a-temporal embedding to the cognitive process
through abstraction, categorization & linearization.
Cognition is liberated from the immediate events and able to
conceptualize logical & mathematical truths (deduction) as well as
physical causalities in abstract terms, without any consideration for
their actual occurrence, if any (cf. the inner thought-experiment).
Thought is able to combine propositions.
However, although object and subject of thought are differentiated, and grasped
as abstract parts in an epistemological inquiry about the origin of human
knowledge, continuity and stability in the becoming and fluctuating world is
found by projecting these conditions outward (instead of inward,
i.e. as particular conditions on the side of the subject of experience). The
concordia discors of reason is approached with a reduction. Idealism (Plato and the tradition of a subject without an object) and realism
(Aristotle and the tradition of an object without a subject) ensue. The
antinomies caused by these
major reductive set of explanations of the possibility of knowledge, have dominate pre-Kantian thought. Therefore,
pre-critical rational thought is the first, somewhat primitive subphase of the mode of
decontextualized conceptualization, as it were the infancy of reason.
The inventive, Greek adaptation of these strong direct influences, the
linearization of the underlying ante-rational thoughts and eventually the rational universalization
of ante-rationality itself, constituted the formalizing streak which characterized Hellas.
Indeed,
in the eighth and seventh centuries BCE, a fair number of technical processes and decorative motive of Mycenæan Art reappeared in Greece. They are
probably reintroductions from the East, where they had been
adopted in the days of the Mycenæan empire and kept alive throughout the
Dark Age. Mycenæan Linear B was however never used again, but parts of the
"old" Greek cultural form had
survived and was presently seeking its renewal by good, strong &
enduring examples : Phoenicia, Egypt, Mesopotamia.
"Perhaps the greatest contribution of the
Bronze Age to Classical Greece was something less tangible, but quite
possibly inherited : an attitude of mind which could borrow the
formal and hieratic arts of the East and transform them into something
spontaneous and cheerful ; a divine discontent which led the Greek
ever to develop and improve their inheritance."
Higgings, 1997, p.190 (my italics).5.
TRANSCENDENTAL THOUGHT
:
When reflection upon the conditions of
object and subject of thought happens and the internal, transcendental
pre-conditions of the cognitive apparatus are discovered, a new mental world is opened
up. The "natural" approach is over, and a new
"transcendental" (not "transcendent" !) layer becomes active.
This marks the birth of critical rational thought.
With
the completion of the rational mode, and as soon as the
conditions of the process of thought become the object of thought, a new
conflict arises. The
transcendental approach aims to understand the reflection of the process of
thought on itself, as it were unveiling the ongoing operations of thought
without disturbing the flow of empirical consciousness and its continuous cognitive,
affective and motoric activity circumambulating an empirical ego. However, the transcendental
"I think", placed at the heart
of the whole edifice of transcendental inquiry, is formal and devoid of
intellectual perception of itself. It is not a substance, but a mere idea
accompanying the cogitations of the empirical ego.
The intellect integrates and unifies the two ideas of critical reason :
the real (correspondence) and the ideal (consensus). Fed by the senses,
the categories produce empirical-formal propositions, or statements of
fact. This manifold is brought into focus by reason by means of these
two regulative (not constitutive) ideas, which define the "essential tension"
(Kuhn) or armed truce of reason, and their
various categorial schemes. These mechanisms are discovered by
transcendental thought.
from scientific
to metaphysical thought
META-RATIONALITY 6.
CREATIVE THOUGHT :
According to Thomas Aquinas (1225 - 1274), metaphysics has its own mode of knowledge, ascribed
to what he called the "intellectus". This mode captures one single truth, and
implies a direct, immediate intake of knowledge which differs from the mediate ways to
gather it. So "ratio" (related to science) and "intellect"
were
divided. Metaphysics offers a unique synthetical, intellectual insight regarding
being-as-such. But Thomas (like Kant), denied reason its "terminus". A direct
knowledge of what lies outside the "ratio" was deemed impossible. It was Nicolas of Cusa
(1401 - 1464) who
introduced the famous expression "intuitio intellectualis" to define the
direct knowledge of an
evident truth.
To experience the
unity of
apperception (Kant's formal "Ich Denke") as an active, dynamical and creative Self, is, ex hypothesi,
a prehension of the unique, individual & creative ideas of the
immanent Self of each
person, i.e. the true observer or "soul". To witness these ideas is the origin of all
creativity and also the fundamental completion of the individualizing
cognitive process, for this wholeself is the intuitional stepping-stone
to the non-verbal, unknowing, ineffable "special knowledge" of
poets and mystics alike.
The Self-ideas witnessed in the creative mode of thought thirst for manifestation and
succeed through intellectual flashes of insight to inspire, initiate & engage new,
creative activities of reason. Immanent metaphysics works with arguable
statements and in tune with the unification reason seeks (namely that
of understanding). The own-form of creativity of every actual entity in
general and of human beings in particular, i.e. their specific form of
definiteness, escapes reason and belongs to the ontological, noumenal Self. Hence,
insofar as immanent metaphysics tries to objectify man (in a possible
speculative anthropology), it cannot eliminate the Self of
every individual, the "soul" of consciousness. The realization of this
(higher, more aware) Self is the conditio sine qua non of
every truly creative act, whether occasional or sustained over long
periods of time. The true observer, a noumenal Self different from the empirical,
phenomenal
ego and its wanderings, is more than "of all times". Here a hidden,
invisible, intimate and inner ontological stratum is delved deeper into.
Intuitional philosophers do accommodate the creative ideas of the Self
and are thus able to witness, from the vantage point of the true
observer, the latent possibilities of consciousness and its potency to
expand its creative and inventive horizon.
7. NONDUAL
THOUGHT :
This non-conceptual and non-propositional mode of thought allows
us, so our living examples teach, to integrate knowledge beyond the point of
scientific & speculative thought and relate the immanent whole achieved by
immanent creative thought with the suggested transcendent totality, or
absolute reality (ideality), the absolute Real-Ideal (or absolute coincidence
of the order of reality and the order of ideality, of being and thought).
Transcendent metaphysics is ineffable.
Even the
latter qualification is only poetical and suggestive. This mode of thought
reveals the most subtle aspect of cognition, one most philosophers would not
consider to be "thought" at all. This mode is put into
evidence by the life of the great mystics. But such examples of grand
sublimity know paradox & are incomprehensible to reason.
Indeed, it
seems as if the pinnacle of thought (mysticism) and its startingpoint (namely non-verbal
myth) touch. Mystical elocutions are works of art, not of science or
philosophy. As such, they can be an object of faith, which at best, involve
direct experience of the radical other (totaliter aliter).
HUMAN COGNITION
3 STAGES OF COGNITION
and 7 MODES OF THOUGHT |
I
pre-
nominal |
ante-
rationality |
1.
Mythical
libidinal ego |
the irrational |
2.
Pre-rational
tribal ego |
INSTINCT
(imaginal) |
3.
Proto-rational
imitative ego |
barrier
between ante-rationality and reason |
II
nominal |
rationality |
4.
Rational
formal ego |
REASON
(rational) |
5.
Critical
formal Self |
barrier
between rationality and intuition |
III
meta-nominal |
meta-
rationality |
6.
Creative
own-Self
|
INTUITION
(intuitional) |
7.
Transcendent
nonduality |
§ 21
In the present genetico-epistemological
discussion of a possible critical theory and practice of knowledge and its
growth, human cognitive growth is not halted at the level
of reason. The nature of things is the constant dynamism of mental forms, propensities
and differences (energies, particles &
forces). As long as conflicts remain, the process
continues. All actual entities are dynamical. "Panta rhei !" (all
things are in constant flux) is
one of the more
famous sayings of Heraclitus, the pre-Socratic Greek philosopher
of Ephesus quoted by Plato. In his view, as in Whitehead's, the world is
all there is and all of that is constantly changing. This ongoingness of
the world-process or universal dynamism does not deny the presence of
architecture and lawfulness (forms of definiteness). Without these (for
example in the form of the constants of nature, the laws of physics or
biology), all this movement would have no order or coordination. Hence,
no forms would have come into actuality and nothing but the primordial
soup would have continued to exist (given the question of the coming
into being of this crucial primordial matrix is postponed, or worse,
abrogated, for indeed, who or what "banged" at the Big Bang, i.e. at t ≤
0 ?).
Thinking change and an evolving cognitive texture, leads to inquire
after meta-rational states of cognition. Is a faculty of cognition
exceeding reason possible ? This faculty of creativity, exerts its
efforts either on the totality of the universe, lacking facts but
arguing a totalizing intent (immanent metaphysics), or, as
suggested by the most sublime art and
poetical harmony, tries to promote faith in the transcendent Being,
encompassing -so do revelations tell- the complete contingent
world-process.
Reason occupies the middle-ground between
instinct and intuition, between, on the one hand, multi-layered thought
(a variety of different approaches) and, on the other hand, at best, an
arguable immanent metaphysics and/or the echoing suggestion or poetry of a
non-conceptual, transcendent mode of thought (rooted in the nameless &
nondual
One). Reason, as the string of a violin, is stretched between instinct and
sublimity.
The exercise is to understand thought as both instinctual, rational and
intuitional, i.e. conjunctive rather than disjunctive. To properly
think, the three stages of cognition need to be integrated and
functional. Although science must limit itself to rational, formal
structures, thought is not confined to these boundaries necessary to
produce probable empirico-formal object-knowledge. Thanks to the
modesty of science, instinct and intuition may be checked and curtailed. Exceeding
its own possibilities, science delegates instinct to the realm of
inferior tendencies (cf. the Greeks) and/or ridicules intuition (cf. the
logical positivists). Without limits, it becomes dogmatic and a
perversion of reason (cf. Kant). But staying within its domain, it
exercises its crucial intersubjective and factual role and assists the
development of thought beyond its own domain. Intuition is possible but
not contrary to reason. In the tribunal of our cognition, mind is the
defense (bringing in evidence), reason the prosecutor (putting data into
given
categories) and intellect the judge (unifies the two scales in one
judgment). To separate them when they work together is essential to
know and continue to know.
Even if reason is critically watchful and not deluded by ontological
illusions, so that the ideas of reason (the "real" and the "ideal") are not seen as ontological hypostases, but
as regulative principles holding a hypothetical (not an apodictic) claim, reason,
in tune with the concordia discors,
entertains a conflictual interest (cf. Kant's "widerstreitendes Interesse"). On
the one hand, it seeks unity in the variety of natural phenomena (the multiple is
reduced to a type). On the other hand, in order to guarantee the growth of
knowledge, reason wants heterogeneity (the unique, not
repeatable & singular). Kant could not reconcile the law of
variety and the law of types (as there is no intellect, there is no "faculty" of
cognition higher than reason, as it were working from behind the surface
of the "mirror" of reason). The genetic process is stopped ad hoc
and the "nominal" is made absolute. In Kant's court, the seat of the
judge remains at best empty, or, worse, reason is the only player,
leading to confusion, apathy or insanity.
Thought and cognition, fed
by the coordination of movement, are psychobiological organs in
constant development. In the course of their growth through
action, various stages are run through and at each stratum new
cognitive texture is acquired, allowing the subject to experience,
understand and manipulate him/herself and the world better and
better. Rational cogitation (problem-solving
knowledge-manipulation) stands in-between the instinctual and the
intuitive stages of the development of thought. The strata are not
disconnected, but form a whole. One-dimensional reason rejects
instinct (too primitive) and intuition (too unworkable). Seven
stages persist, called : mythical, pre-rational, proto-rational
(together ante-rational, instinctual thought), rational,
transcendental, creative and transcendent. Only the last stage is
hypothetical, whereas the last two are intuitional. |
§ 22
If the organization of thought in general and of mind in particular may be characterized as "dual"
(sensoric versus categorial), the
overall logic behind reason, although
layered, is "monadic". Reason is prepared & equipped for the immanence
of the intellect, but has to give up its role of master and become a
servant of the own-form of its own Higher Self. This ontological
necessity, in particular its constant negation (not this, not that), reflects on the creative
potential.
If variety & unity are active on the same level, reason is crippled.
A schizoid fluctuation between variety & unity is accommodated.
Judgment is constantly postponed and knowledge becomes anecdotal. Kant
projected the inherent dualism of the mind on reason. Nothing can be its
own tribunal except in madness. Reason needs intellect to replenish
itself and acquire the intention of the beginner unhindered by the
consequences of wrong thought, unbridled affects and immoral actions.
Distinguish between three factors :
reason ("Vernunft")
: regulating dualism with ideas converging on unity & the unconditional ;
intellect
: faculty or stage of cognition allowing for the creative,
intuitional manifestation of one's immanent own-Self and the
intellectual perception, ex hypothesi, of its unconditional transcendent core.
The law of types is more fundamental to our
prosecuting reason than the law of variety, which is fundamental to our mind,
the advocate of the senses. By working with the law of types,
reason invokes the intellect, who's role Kant tried to limit to the bare, formal
minimum necessary to make the mind work properly "for all times"... He
eliminated the notion of "own-Self", i.e. the specific, unique ontological form of
actual definiteness characterizing each and every individual and crucial to
promote creative thought.
The critical position defended here can thus be summarized as
follows :
-
in human cognition, rooted
in action (coordinated movements), sensoric synthesis,
affect, mind, reason & intellect prevail ;
-
under the ægis of the
transcendental unity of apperception (the formal, transcendental Self), the mind,
hand in hand with -so must we think- sensoric and affective events, produces
knowledge in the form of probable, fallible empirico-formal propositional statements
of fact ;
-
reason is meta-mind unifying & expanding mind ;
-
intellect is meta-reason unifying
reason ;
-
the unification of mind by
reason implies a transcendental Self, the capstone of the pyramidal
structure of the spatio-temporality of the mind ;
-
the unification of reason by
intellect implies a Higher Self, the own-form of the individual and unique
ontic definiteness (difference and thus energy). Immanent in the ontological sense
(not exceeding nature as such), this Self is "transcendent" in the epistemic,
creative sense
(transgressing the possible experience of the empirical ego and its mental
cogitations) ;
-
"intellectual
reason" is the ideal of a real harmony between ante-rationality, the science of facts,
immanent metaphysics and transcendent pataphysics.
Fundamentally, cognitive
activity is dualistic. The two sides of its equation, the object
and subject of knowledge, cannot be reduced to one another. This
dualism is complex. On the one hand, mind aims at concrete
knowledge and is assisted in this by reason. On the other hand,
intellect aims at intuitional knowledge, and assists reason to
bring it and its mind under the highest unity. If reason converges on unity,
then intellect is that unity. If the former is able to articulate
its aim (namely the ideas of the real and the idea), intellect is
ineffable and non-verbal. Intellectual perception is possible, but
does not yield propositions. |
§ 23
Scientific knowledge is a system of empico-formal propositions involving
"facts" produced by an experimental set-up or set of
instrumental actions and a chain of dialogal
processes, both strategic (with asymmetrical dialogal structures based
on the media money, propaganda & money) and communicative (devoid of the
latter).
Besides scientific
knowledge, metaphysics speculates to arrive at a global
perspective on the world. Being no longer the foundation of science,
it aims to understand the world and man as a whole, feeding its
arguments with scientific facts, the condensation of the activity of
objective and (inter)subjective principles, norms & maxims. Situated
"next" to "physics" (or science),
meta-physics is the inescapable background of all possible scientific
knowledge. The demarcation between both is clear, for science is
testable and arguable, whereas metaphysics is only subject to the laws
of logic and argumentation. Metaphysics is speculative and demonstrative, but
never experimental and factual. Hence is can never be a science nor
acquire the nature of one (as in a "scientific metaphysics"). Precluded of
arguability, metaphysics and irrationality cannot be distinguished.
We define "rationality" as the set of cogitationes uniting three
subsets :
-
normative
philosophy :
the normative disciplines delving up the principles governing thought
(epistemology), affect (esthetics) & action (ethics) ;
-
scientific
knowledge :
all empirico-formal propositions which are probably true in most tests
(regulated by the idea of correspondentio) and for most concerned
sign-interpreters (regulated by the ideal of a consensus omnium), but never absolutely true
or certain ;
-
metaphysics :
all speculative propositions which have been the subject of a dialogal &
argumentative process (argued plausibly, i.e. defended in argument).
To summarize :
in the meta-nominal & meta-rational stage of cognition
two
modes are distinguished :
-
the contemplative, creative activity of the
arguable but non-factual ideas of the
transcendent, ontic
Self (studied by immanent metaphysics) and
-
the nondual activity
suggested by the perception of the unconditional core of
all what is.
Two types of rationality ensue :
-
the rational mind : is
preoccupied with
the growth of scientific knowledge gathered by the mind through synthesis, but
unable to contemplate the transcendental Self as ontic and transcendent. It
discovers the transcendental norms of reason which regulate the mental
process of producing knowledge (one-dimensional reason) ;
-
intellectual reason :
serves the purpose of the complete expression of the actual own-form of the
unique Self of the individual (his or her "soul"), encompassing its
creativity, inventivity and stepping-stone to the direct experience of the light of reason
(the intellect). This light does not inform about the world but about
ourselves as Selves. This Self-knowledge constitutes a creative dynamization of
reason, mind & sensation (multi-dimensional reason). This
intellectual reason is two-tiered
:
-
the intuition of the
transcendent
Self of creativity (evidenced in immanent
metaphysics, creativity and art) ;
the perception of absolute reality
(suggested by mysticism, spirituality and the testimony of the religions).
Philosophy aims to dig out
the laws of thought (truth), affect (beauty) and action
(goodness). These laws, which we have been using all the time,
give body to normative disciplines, defining epistemology,
esthetics and ethics. Furthermore, once it is known what we must
think, feel and do, philosophy tries to develop a total picture of
the world, in which nature (physics, cosmology), life (biology)
and man (anthropology) are brought together in a way able to
explain everything. This theoretical (metaphysical) pursuit aims
at answering the questions : What is nature ? What is life ? What
is man ? These answers finally yield the most cherished quest of
philosophy : What is the purpose of man's life on Earth (and in
the universe) ? |
Book
Naught
Transcendental Logic
0.
No rational thought
without, on the one hand, a transcendental object, which appears as an object of knowledge
(what ?), and, on the other hand, a transcendental subject, which -as a subject
of knowledge (who ?)- is a member of a community of intersubjective sign-interpreters
and hence co-exists with language.
A. The dyad of formal thought.
Thought is not monadic nor triune. The monad is the standard of standards, a
onefold unity. Evidently, the absolutely transcendent exceeds the limitations
imposed by the dyad. The triad is the standard of process, defining initial
position, movement and final position. Unity and process do not constitute
thought.
Transcendental logic formalizes thought as the necessary product of two
irreducible factors constituting all possible thought :
-
the transcendental subject : the
one thinking, as it were possessing the object ;
-
the transcendental object : what is
thought, or what is placed before the subject.
Suppose a thought without a
(thinking) subject. This implies there is no one thinking the thought. This
is a contradiction in actu exercito. Thinking the subject away implies
subjectivity. Likewise, a thought without something being thought involves
objectifying the thought which has no object. Hence, all
possible thought is a function of both transcendental subject and transcendental
object.
Division, opposition and duality are expressions of the dyad of rational thought. This
discordance is necessary and cannot be taken away without leaving the domain of
concepts. The conflict does not intend to cause cleavage, schism or separation.
Its aim is to maintain both sides together and apart and to engage communication,
empathy and cooperation to
achieve a common goal : correct thinking. The two sides of thought may move away
from complementarity by reduction (subject to object or object to subject), or "split" into two quasi-independent parts
(cf. nature versus culture).
Clearly to no avail.
In the political arena, the
discordant concord
or armed truce can only be realized if both sides have relinquished all
intentions to eliminate or harm each other. Only if both show respect, can open
communication (re)start. Likewise, before both sides of the function of
conceptual thought are integrated in all cogitations, correct thinking is impossible.
The transcendental subject is not a closed, Cartesian substance. It is more than a mere Kantian "I Think" accompanying all cogitations.
Intersubjectivity, language-games (cf. Wittgenstein), the use of signals, icons
and symbols by persons and groups, enlarge the scope of the transcendental
subject, appearing as a community of language users, both in terms of personal
membership(s), the actual discourse, as well as their historical tradition (the magister
of past, successful games).
The transcendental object is not a mere construct of mind, a shadow or a
reflection of ideal realities. Although the direct evidence of the senses is
co-determined by the observer, object knowledge is possible and (also) backed
by, so must we think, an extra-mental reality, or reality-as-such. This is absolute reality, whereas thought is
bound to produce fallible object-knowledge (reality-for-us).
B. The fact of reason.
Transcendental logic is a formal explicitation of the normative
system of rational thought, discovered a posteriori and at work in each
cognitive act. In this logic, the fundamental form of thought itself, the Factum
Rationis (cf. Kant) is approached. This is the primitive (in the sense of
first), undeniable given of thought which cannot be explained by anterior
causes. These principles are the groundless ground of thought and knowledge. They
form a set of unproven principles used in every cogitation. Ergo, they evoke
the limitations of thought, in particular if all conceptual modes of cognition.
A hermeneutical circle emerges, showing that the foundation of the principles of
thought cannot be found in anything outside these principles. The circle starts with
the study of the cogitations produced by our cognitive apparatus, in other
words, by investigating the mind. This brings us to principles which are presupposed and
at work in every single cogitation. Afterwards, epistemologists "discover" how
the abstract formulation of these principles is the necessary and irreducible
condition of the conceptual self-reflection of thought. At the end of the
exercise, they place its
"transcendental logic" at the head of epistemology, while in fact it comes at
the end of the circle.
C. The groundless ground of knowledge.
Being the support of the edifice of thought itself, and this for all times, this Factum Rationis cannot be grounded. All
efforts to do so have failed and are bound to fail, for to ground thought
outside thought entails the elimination of one of the conditions of thought, made explicit
by transcendental logic. So in effect, they are only a perversity of thought.
Book
1
Theoretical Epistemology
1.
The solution to
the problem of the foundation of knowledge is an epistemology giving a valid
answer to the question how true knowledge & its development are possible ?
1. The normative
solution.
In any theory of knowledge, the two vectors posited by transcendental logic are
called to appear as the concrete subject and object of knowledge. Epistemology
tries to explain the possibility of knowledge and to do so is backed by the
universal form of thought itself.
In the precritical discourse, foundational approaches dominate epistemology.
This implies a reduction of the discordant concord of thought (the vector-field
defined by opposing interests) to either the subject of knowledge (idealism,
spiritualism) or the object of knowledge (realism, materialism). The problem of
how knowledge itself can be justified, i.e. given certain grounds, remains
unsolved. The ontological epistemologies associated with these incomplete
solutions (exclusively promoting human consciousness or physical reality)
subreptively re-introduce the other vector (idealism needs a "something
out there", realism implies a "someone in here"). Hence, they fail to
answer Kant's first question of epistemology : "Was kann ich wissen ?" What can
I know ?
Three questions dominate theoretical and applied epistemology :
-
How is knowledge possible ? What
are the criteria or conditions of knowledge ?
-
How is true knowledge possible ? Which
theory of truth is applicable in the game of "true" knowledge ?
-
How can true knowledge be developed ? If we know (a) how
knowledge is possible and (b) to define true knowledge, then which
method allows us to produce knowledge and so expand our knowledge-horizon ?
This last question is the object of applied epistemology.
The échec of the ontological epistemologies was countered by Kant and his
"Copernican Revolution", culminating in neo-Kantianism and its critical theory. The latter made a decisive step away from the foundational intent
still present in Kant (namely his synthetic propositions a priori).
Object-knowledge is relative, historical, fallible and a posteriori. This
does not lead to the skeptic "anything goes", for the principles of
transcendental logic, the norms of theoretical epistemology and the maxims of
the practice of knowledge must be accepted if the game of "true" knowledge is to
be played well.
Instead of a description of how knowledge is possible, critical theory offers
the principles, norms and maxims by which "true" knowledge must be possible and
productive.
2.
An epistemology
articulating a valid answer is necessarily free from (outrageous) internal
contradictions.
Epistemology must apply the principles of thought. This is a transcendental
condition overlooked in onto-epistemologies. In principle, the
architecture of the answer to the question How knowledge is possible ? should
reflect both vectors of thought, namely the Who ? and What ? of all possible
thought.
In practical thinking, these transcendental considerations are postponed.
Epistemology does not have that luxury. It must explain how knowledge is
possible. Without a valid answer, science cannot be certified, and everything
remains in doubt. So let the transcendental principles of all thought
become the theoretical norms of all knowledge : the Who ? of thought
appearing as the subject of knowledge, the What ? of thought as the object of
knowledge.
These norms of knowledge are necessary and a priori.
3.
All previous
attempts to build-up epistemology from a sufficient ground outside knowledge are rejected by
logic.
As the transcendental structure of all thought is a dyad, all foundational
attempts reduce :
-
the object of knowledge to the subject : idealism will
eventually disregard the facts, in particular their, so must we think,
extra-mental reality. Its logic is rejected not only because it tries to undo
what cannot be undone (namely to think without an object), but because it needs
to subreptively reintroduce the excommunicated. In order for "objectivity" to
have meaning, idealist theory of truth (consensus) must refer to something
extra-mental. This is nothing less than the object of knowledge it banished (in
vain) from its mental arena ;
-
the subject of knowledge to the object :
realism will epiphenomenalize and eventually deny the existence of the subject,
in particular the first person perspective, giving
birth to intimate, personal worlds (reality-for-me), and co-creating the world
by the constant use of signals, icons & symbols. Its logic is rejected not only
because it tries to think without a subject, but because the latter is
necessarily reintroduced. Logically, realism cannot escape the first person
perspective, for no two observers share the same spatial coordinates. Moreover,
as every observation is dependent of both theoretical connotations and fact,
realist theory of truth (correspondence) cannot eliminate the role of
intersubjectivity. Hence, also realism reintroduces the eliminated, and so fails
to deliver.
4.
Each attempt to
ground epistemology leads to unacceptable logical difficulties. For this
gives or an infinite regress, or a logical circle or a dogmatic break with the attempt of
justification (the trilemma of foundation).
Accommodating the postulate of foundation,
three logical impasses occur. A justification of proposition P is a deduction with P
as conclusion. How extended must this deductive chain be in order to
justify P ?
-
regressus ad
infinitum :
There is no end to the justification, and so no foundation is found.
The presence of an infinite series begs the question of the status of
infinity, whether or not it is objective ? In general terms, logicians
and mathematicians try to avoid this kind of endless succession and
dislike attributing reality to infinity (and so renormalize their
equations to fit their finite parameters). The regressus ad infinitum
is pointless, leads nowhere and can never deliver solid,
decontextualized principles ;
-
petitio
principii :
The end is implied by the beginning, for P is part of the deduction
; circularity is a valid deduction but no justification of P, hence no
foundation is found. Transcendental logic involves such a circle.
Thought can only be rooted in thought itself. Normative epistemology is
based on the groundless ground of thought. Normative philosophy
articulates the principles, norms & maxims of correct thinking
(epistemology), correct judgment (esthetics) and correct action
(ethics). These are discovered while having used them and using them.
Insofar as this circle is "hermeneutic", normative disciplines are more
than formal and contribute to understand the fundamentals of thought, in
particular truth, beauty and goodness. The petitio percipii is
limited and of little use outside the normative sphere, where it equals
the tautology. But, although tautologies, offering perfect
identifications (A = A), do not add to the contents of thought, they do
add structure, associations, correspondences & internal harmonizations
of large associated blocks of information ;
-
abrogation
ad hoc :
Justification is ended ad hoc, the postulate of justification is
abrogated, and the unjustified sufficient ground is accepted because,
being certain, it needs no more justification. This has been the
strategy of all ontological epistemologies, i.e. descriptions
(not laws) of how knowledge is possible in terms of a theory of real or
ideal being (viz. the Peripatetic and Platonic schools). When the
subject is eliminated, knowledge is rooted in an hypostasis of the
object of knowledge. This is the real, absolute, extra-mental
reality of the thing-as-such, considered as the cause of the sense-data
feeding the mind in order for it to know. When the object is eliminated,
knowledge is grounded in the hypostasis of the subject of knowledge :
the ideality of the thing-as-such, as in Plato and his variants. The
abrogation ad hoc is dogmatic and one-sided.
The trilemma is avoided by stopping to seek an
absolute, sufficient ground for knowledge outside knowledge. The ground
of knowledge is the groundless principle of thought itself. This is the
simple fact conceptual thought is impossible without the discordant concord of
transcendental subject and transcendental object.
5.
Only a normative
approach to the problem of the foundation of knowledge makes it possible -through
reflection- to discover the necessary basic system. These are the
principles & norms we have
always been using and hence which we can not deny without using them in the
denial.
Transcendental logic dictates the principle of rational thought. This is the
concordia discors of the Factum Rationis. Duality is its
architecture. On the one hand, thought has a contents, an object of
knowledge, on the other hand, cogitation implies a thinker. Both are
necessary and form a system. In epistemology, these logical conditions
are translated by the simultaneity of two vectors : the vector of the
subject of knowledge, its languages, theories and theoretical
connotations and the vector of the object of knowledge, its physical
apparatus, tenacity, inertia and, so must we think, factuality &
actuality.
The normative status of the system of epistemology is given by the
necessity of the principles & norms implied. Each time we deny
one of them, we use them in the process of the denial. A stronger case
cannot be made. They represent what has been, what is and what shall be
the game of "true" knowing, based on correct thinking (logic) and
epistemology, both theoretical (the possibility and truth-value of
knowledge) and applied (the production of knowledge).
6.
On the one hand,
a valid epistemology makes it possible to delimit factual, true knowledge from only
arguable, speculative knowledge. On the other hand and based on the basic system, it
becomes clear which cogitations we rather call rational than irrational (and vice versa).
In this way, a model of rationality ensues which joins the sought epistemology.
Logic and epistemology do not stand alone. They are part of a larger
positioning of rationality as open at two ends of its cognitive texture,
for rationality is ante-rational or instinctive in its genesis or
historical origination (arche), and trans-rational or intuitive in its
goal (telos). Rooted in the mythical (non-verbal), pre-rational
(semiotics) and proto-rational (concrete concept and mental closure)
layers of thought, reason must learn to (a) operate itself, (b) be aware
of its relationship with instinctual thought-patterns and (c) not
abrogate its higher aim, to wit : lead thought to unity, creativity and
intuitive insight (nondual gnosis).
On the one hand, instincts force thought to root itself in a sufficient
ground outside thought itself. The idea of such a ground, satisfies our
human longing for security, stability and the guarantee things stay
the same (tenacity). These stem from our emotional constitution, are
intertwined with ante-rationality, and dominate our life from pre-natal
conditions to early puberty, when formal thought enters the arena. On
the other hand, intuition tends to root thought in a transcendent
ground, and reduce the products of knowledge to illusions and "lower"
states of consciousness. Although rationality must remain open at both
ends, it should not loose itself in either instinct or intuition, but
neither should it block the latter out. Hence, to be reasonable is
a rather difficult exercise ...
A critical epistemology draws the lines. In terms of possible knowledge,
the most important border holds speculative and factual knowledge apart.
The latter is knowledge we, for the time being, may consider as "true",
constituting the paradigmatic core of the edifice of scientific
knowledge. This object-knowledge is science proper, and is cast in
synthetic, empirico-formal propositions a posteriori. They are
called "synthetic" because they operate the domain of direct
observation, "empirico-formal" because observation is the product of
both theory and, so must we think, extra-mental reality, and "a
posteriori" because their contents is not a given and largely
unknown beforehand.
Speculative knowledge is clearly metaphysical. When pursued, metaphysics is indicated and (dialogal) logic inevitable. As no crucial
experiment is possible, only argumentation prevails. So
to erect a solid speculative system is a gigantic enterprise, even if
deconstruction is allowed to unmask the transcendent terms and the idea
of a system is asterixed (cf.
equiaeon-system*). Given these
difficulties, speculative knowledge remains problematic.
7.
Every cognitive
act presupposes an object of knowledge which has to be thought of as unsurmountable. If
not, we commit a contradiction "in actu exercito".
2 The object of
knowledge.
The object of knowledge is always placed before the subject of knowledge.
This is either another thought (mental object) or a fact (sensate object). In both cases, the presence of the
object is a given.
It is not always possible to cause change just by thinking it. Even while we
reflect, an internal object is present. Besides mental cogitations, we must
posit an object which has intrinsic power of tenacity in opposition, as objects
confront subjects. Together with our mental constructions, this reality-as-such
must co-define the contents of our cognition. Only by eliminating the architecture of
thought itself, rejecting its transcendental logic, can the mind regress into
believing in the confounded one-sidedness of the real or the ideal.
The object of knowledge is particularly dear to science. Without it, no
empiricism is possible. However, to integrate perception into epistemology, does not
license the return of ontological realism to ground knowledge, although the
temptation is strong. Materialism, epiphenomenalism, scientism,
logico-positivism, instrumentalism take a bridge too far. Unavoidably,
epistemology is perverted and so the ante-rational longings for the
correspondence of ideas with an eternalized reality are attached to "pure" principles
& norms.
If one says : "There is no object of knowledge.", then this statement itself is
the object of knowledge to those who hear what is said. Denial of the object of
knowledge entails the use of the object of knowledge. Hence, it is
unsurmountable and never eclipsed. If repressed, it re-emerges subreptively, for
nothing can be thought, said or written without its constant use. This is the
case in idealist onto-epistemologies, were the object of knowledge is driven out
at the profit of an intersubjective, object-constituting consensus about the coherence between
propositions and/or theories.
For cogitations to be possible, the object of knowledge has to be conceived as
a "Gegenstand", and this a forteriori.
8.
The
unsurmountability of the object of knowledge does not imply it grounds the possibility
of knowledge absolutely & a-historically (as tried out in a model of knowledge devoid
of subject of knowledge). It does mean -so must we think- our knowledge always tells us
"something" about reality-as-such. We have to think reality as knowable.
The foundational approach seeks certain knowledge. Critical theory aims to
produce probable knowledge. Realism, exorcising the subject, aims to ground the
possibility of knowledge in a reality outside the cognitive act, thereby
introducing a passive subject, invoked to accept and register stimuli. In its
simple form, induction and verification by correspondence with sense-data are
called in to explain the development of knowledge. The fact these mental
arrangements exceed the sense-data eludes the realist.
There is no absolute, a-historical ground of knowledge outside knowledge itself.
The normative discipline works in a circular way. On the basis of a
hermeneutical circle it argues a logical deduction but offers no new contents.
It makes evident what thought has, is and will be been doing all the time.
The groundless ground of knowledge is the irreducibility of the discordant
concord, forbidding the reduction of object to subject or vice versa.
By rejecting ontological realism as a sufficient ground, one does not
necessarily reject the necessity of thinking the object of knowledge. If one
seeks "true" knowledge, one must think this object, and so accept that, while thinking,
there is no other option than to conceive the "other" facing the subject.
Cogitations aside, this is an extra-mental reality which cannot be divorced from
the act of "true" knowing.
9.
Justificationism
(the justification of knowledge by intuitional, rational or empirical foundational
attempts) has to be rejected on logical grounds.
Onto-epistemologies need to justify how knowledge can be true and certain. They
seek a sufficient ground outside knowledge. Historically, justificationism
worked along two lines : either mind or reality were put forward as the
rock-bottom of certainty. Insofar as interests were dominated by the mind, true
knowledge adequately reflected reality-as-such, and a symbolical adualism
(Platonism) was indicated (intuitionism, rationalism). Insofar reality was
pushed forward, true knowledge was deemed the direct, immediate correspondence
of theory and reality-as-such (empirism, materialism). In terms of the
possibility of knowledge, avoiding the trilemma, both positions are deemed
outdated. Knowledge is not called "true" because everybody says so or because
we think reality triggered it.
To avoid the transcendental contradiction caused by banishing either mind
or reality from the logic of thought itself, the two vectors of knowledge have,
in every cognitive act, to be used simultaneously. Empirical justification as it
were hopes to bracket the subject, directly observe reality-as-such without
interpretation, and finally remove the brackets to talk and write about the
acquired knowledge. Will at some point, repeating this successful process, the
justificationist be allowed to make the crucial logical jump from a finite number
of observations to a universal statement of fact (encompassing an infinite
number of observations) ? Clearly not. Can one eliminate the subject of
knowledge and observe without interpretation ? If so, can this still be called
rational knowledge ?
The problem of induction is not the crucial logical ground to refute
justificationism, nor is its subreptive use of the Factum Rationis
(realism calling in the subject, idealism the object). The position itself is
untenable for it invokes what it intends to banish. It is impossible to
directly observe reality-as-such without there being someone observing. This may
be a formal transcendental subject, but this makes the point. Likewise, it is
impossible to realize a consensus about a state of affairs without there being
something to which this consensus refers to. Knowledge cannot be without object.
Knowledge cannot be without subject.
10.
Refined
falsificationism, coherence, pluralism & interdisciplinary dialogue are crucial in a
model of knowledge which joins the critical tradition and this without
(extra-epistemologically) grounding the possibility of knowledge in the object of
knowledge.
Critical theory is not realist or idealist. Its aim is to discover, make
explicit and maintain the principles, norms and maxims of thought and knowledge.
These are not rooted in anything outside the latter.
Dogmatic falsificationism avoids the problem of induction by turning things
upside down. Instead of starting with a number of individual propositions from
which to derive a general law, they begin with a universal statement and try to
find exceptions. If one is found, then the general statement is refuted or
falsified. This variant of empirical justificationism accepts a theory can
never be completely justified. Hence, the more it is corroborated, i.e.
withstands attempts at falsification, the more trustworthy the theory becomes.
But the naturalistic, onto-epistemological presence of a given empirical ground
is not yet left behind.
Refined falsificationism no longer accepts any "ontological" confrontation
between theory and fact. Coherence replaces correspondence. Only theories clash.
This answers the question of how to translate sense-data in propositions. Only
propositions clash. Critical theory adds the hybrid nature of facts.
Janus-faced, they are two-faceted : one, turned towards the subject of
knowledge, is theory-dependent and intra-mental and the other, turned -so must
we think- toward the reality of the object of knowledge, is theory-independent
and extra-mental. We recognize something as a fact because our theories allow us
to do so AND because it acquired, so we believe, the guarantees of reality-as-such (the
Real).
11.
To consider the
object of knowledge as an "existing thing" to be divorced from the
cognitive act and with which our knowledge does or does not correspond (cf. Popper's
critical rationalism), leads to an ontological theory of knowledge which is in conflict
with the strict nominalism necessary for normative theory (in which knowledge can only
be justified through knowledge).
In science, the object of knowledge is fact X placed before the subject of
knowledge. On the one hand, a theory makes it possible for the observers to
witness fact X, on the other hand, we must think the tenacity with which fact X
kicks in terms of the letters of belief it holds. Facts exist "out there", but they
are not divorced from the cognitive act. This is the skeptic streak of
theoretical epistemology. It could be possible rational thought
is sheer illusion. The subject of knowledge cannot rationally know
reality-as-such precisely because it cannot escape its own active mind. The
latter is highly symbolical and constructivist. The co-authorship of the mind in
what is observed and symbolized is therefore considerable.
The "nugget of gold" found in realist onto-epistemology is the idea of the
real, the conviction knowledge has to be about some thing. When
considering the status of facts, in particular their extra-mental,
theory-independent, kicking tenacity and inertia, critical epistemology retains
this conviction as an imperative of thought, but not as an ontological description of the theory-independent side of facts (which, given the dyad of
thought, is impossible).
12.
Every cognitive act presupposes a subject of
knowledge which has to be thought off as unsurmountable. If not, we commit a
contradiction in actu exercito.
3
The subject of knowledge.
A parallel argument is developed, but this time focused on the subject of
knowledge. Realist onto-epistemology need to think it as wholly passive, unable
to add substance to what is observed. The stimuli are deemed to be caused by the
outside, extra-mental world. They are the fuel of the "motor" of the formal
categories, and make the system work. In the even simpler view of empirism, the
mind is considered a tabula rasa at birth. Subjectivity is "necessarily"
(sic) eliminated by those playing the game of science
and using, so is assumed, its extraordinary language and method of
objectification.
On the one hand, observational psychology has shown an
absence of priority between the conceptual frame and the so-called "data of
observation". On the other hand, if the constructivist powers of an active
mind cannot be refuted, then a severe logical problem haunts any epistemology without
a subject. Indeed, if one says : "There is no subject of knowledge.", then,
to those who hear what is said,
this
statement itself is made by a subject of knowledge. Denial of the subject of
knowledge entails the use of the subject of knowledge.
Hence, it is unsurmountable.
13. The
unsurmountability of the subject of knowledge does not imply it grounds the
possibility of knowledge absolutely & a-historically (as tried out in a model of
knowledge devoid of object of knowledge). It does mean the subject of knowledge has
to be thought off as active, open and theoretizing.
Again, the subject of knowledge is not introduced to ground the possibility of
knowledge. The subject is not divorced from the cognitive act, for this cannot
be without resorting to a transcendental contradiction pushing epistemology
to accept the ontological illusion stating the object exclusively constitutes
knowledge or, instead, the subject does so. Knowledge is constituted by
knowledge, not by the idea of "the real" or the idea of "the ideal".
To organize the experience of itself and the world, the subject of knowledge produces signals (movement), icons (affects)
& symbols
(cogitations). This is an
activity, not a mere passive reception. The subject creates structure, form,
architecture and fills in the holes with expectations. This makes it the
opposite of a passive registrar. But, this obvious activity cannot be invoked to
move to the extreme of positing truth-bearing subjects. Although the mindset of
the subject co-determines what is observed, the facts also, so must we think,
refer to the absolute, extra-mental Real-Ideal, although the latter escapes any
direct confrontation with a subject of knowledge. Indeed, subjectivity cannot
remove its own coloration.
14.
The
observations made by a subject of knowledge are always theoretically connotated, i.e. they
happen in a pattern of expectation developing in the observation itself. Such a
pattern of expectation structures and co-determines the facts observed. Between this
conceptual frame and the data of observation no priority exists. The notion of a
"pure, objective observation" is part of a realistic metaphysics.
Showing the impossibility of attributing logical precedence to an
observation over the pattern of expectation allowing it to happen, is to
make an end to the naturalism of empiricism and its passive subject (as in
realism). It also marks the frontiers of the opposite intention : to make the
expectation precede the observation (as in idealism). Staying within the
limitations imposed on rational knowledge, there are no objective observations
devoid of subjectivity and no subjective creation of things observed. The former
is impossible, because the activity of the subject cannot be eclipsed. The
latter is impossible, because knowledge is always about some thing escaping
subjectivities and transcending, so must we think, the theory-dependent facet of
facts.
There are many levels of expectation. In its simplest form, recall the famous
cube of Wittgenstein published in his Tractatus Logico-Philosophicus
(5.5423).
Whether it is observed as standing or lying down is independent of the objective
drawing, but is caused by the expectation of the observer (focusing either on
this or another angle of the cube). Escherian paradoxes are of the same type,
and are linked with the problems arising when three dimensions are projected
upon a plane. Optical illusions, which do not go away when discovered, are yet
another level of expectation. They are intertwined with our observational apparatus and
its natural defects. Hallucinations (to be distinguished from visions in
trance-states) are exceptional examples of subjective pathological fabrications,
and show how subjective states may directly affect the auditory and visual
pathways of the central nervous system.
15.
The community
of subjects of knowledge talk about theories. Differences of opinion ensue (the ruling
consensus breaks). The ideal speech-situation is necessary to regain consensus. In
every factual speech-situation the ideal is presupposed and anticipated. This does not
mean the truth of statements can be determined by excluding the object of knowledge.
The subject of knowledge is not posited in isolation. In a closed,
substantialist approach of the subject, subjectivity is rooted in an ontology.
Likewise, truth is also subjectified as a super-subject (cf. the Platonic idea
of the Good). In the present critical approach, the subject of knowledge is
always communal and so cannot be divorced from the community of subjects to
which it belongs. A solipsist subject is an illusion and a misconception of
subjectivity. A variety of communities emerge around the subject and in each, by
way of interaction, the subject as it were shows another profile.
Hence, the solitary subject, its family, relationships and professional vocation
are to be set apart as the pivotal areas of subjective functioning. Each time,
otherness cannot be bracketed. As one's inner dialogue testify, even the
solitary subject defines itself in terms of others, albeit imaginal. The
empirical ego calls itself an "I" only, because some "non-I" identifies it as
such (cf. Lacan and the mirror-stage). And between subjects, the use of
languages to signal, represent or symbolize thought is outstanding.
In the advocated model of rationality, the linguistic capacity of the subject of
knowledge is (a) either turned towards goals projected outside the speech-act,
or (b) aiming to realize the ideal speech-situation. In the former case, the
discourse is instumental or strategic, in the latter it is communicational, for
in harmony with the norms of discourse. A strategic discourse does not satisfy
the ideal of communication, but, because of its a-symmetry, is able to top-down
imperative knowledge to manifest a target. Because of the inequality in speech
and the lack of freedom to speak, a "military" strategy is at work and the
success of the operation is forthcoming in a linear way.
To share propositions, theoretical connotations and theories, open subjects of
knowledge communicate with one another. This discourse is communicational and
has no outer targets. The issue at hand is a thought, a concept, a proposition,
a theory ... The invoked words intend to bring into evidence coherent novel
contents and architectures between other words. The aim being consensus between
all involved subjects. To realize this consensus, the concrete speech-situation
must be symmetrical. No coercion rules. Although this ideal speech-situation is
the limit-concept of the logic of communication, and thus never actual, it is
presupposed and anticipated in every actual communication. It is presupposed,
because otherwise external coercion would be allowed to enter the picture,
perverting the possibility of communication itself (namely the ideal
speech-situation). It is anticipated, because in order to communicate, all
parties must accept the normative status of the ideal. If not, then their
intention before starting to communicate was not to communicate at all (cf.
culpa in contrahendo or culpable conduct before contract negotiations).
The ideal speech-situation or logic of communication is at work between subjects
of knowledge, ruling their communicational discourses. As it does not
refer to the theory-independent facet of facts or to the extra-mental objects of
knowledge, but only to the speech-acts of other subjects of knowledge appearing
as objects of knowledge, it cannot be a used to judge the truth of propositions.
Intersubjectively valid insofar subjects, to seek consensus, communicate in non-strategic ways, the ideal speech-situation is not a truth-criterion. It is not
because everybody thinks the same thought, that this thought should be
considered "true", for they could all be wrong. Thoughts do no
constitute things.
16. To think the
subject of knowledge as constitutive of an object (independent of the cognitive act, as in
Habermas' transcendental philosophy) leads to an unacceptable ontological theory of
knowledge which idealistically deobjectifies the basic system.
Starting with Fichte, idealism ontologised Kant's transcendentalism. For Kant,
the transcendental system is not a thing among things, nor is it a (higher)
reality of ideas. The Copernican Revolution roots the system of thought in the
Thinker, and in nothing else. For Kant, the transcendental "I Think" or
transcendental unity accompanying every cogitation of the empirical ego, must be
kept totally empty. The "I Think" is "of all times", but not above time.
Transcendental and transcendent have to be sharply distinguished.
The transcendental ego can be made historical as a series of essences in
constant transformation. This historical, hypostatic Self-reality is
epistemologized as the ideal consensus between all possible language-users. Like
the leaders of Plato's ideal state, this consensus catholicus is the
guardian of truth and hence the sole power to define falsehood. In contemporary
transcendental philosophy, and the philosophy of Habermas in particular, the
intersubjectivity of knowledge eventually constitutes the object of knowledge,
i.e. defines the What ? or contents of knowledge. This is like taking away
objectivity from thought.
17.
Knowledge can
be divided into mental knowledge (aiming at an object or object-knowledge) and rational
knowledge (aiming at the mind). The former is related to the categorial scheme, the latter
to the ideas.
4
The categories (mind) & ideas (reason).
When reflecting upon the cognitive act, cogitations have the mind itself as object of knowledge. This is rational knowledge, for the mind is its object, and
reason is the meta-faculty ruling the mind. The ideas of reason are those
concepts which are necessary to guarantee the coherence and development of the
mind. As contents of mind are addressed, mental knowledge ensues when the
functional product of the two vectors of mind is at hand. This knowledge is
called "scientific" because it is backed by both sides of the equation of
knowledge and its categorial scheme. The latter is an explicitation of both
vectors, introducing the notions of "test" (experiment) and "dialogue"
(argumentation). This happens in the context of the proposed theory of truth.
The categorial scheme works for the mind and its mental knowledge.
The ideas of reason work to organize the two vectors, regulating, on the one
hand, the object of knowledge and its experimental definition with the idea of
the real, and, on the other hand, the subject of knowledge and its discourses
with the idea of the ideal.
18. The
ideas
guarantee the order (unity) and the expansion (totality) of our mental knowledge. They aim
at the unconditional. If we use reason in the same way as we use the mind (i.e. if we use
the ideas in the same way as we use the categories to acquire object-knowledge) then and
only then does the transcendental illusion ensue.
A transcendental contradiction happens when thought allows the dyad to become a
monad, and this by reducing the transcendental subject to the object or vice
versa. A transcendental illusion does not belong to transcendental logic,
but to theoretical epistemology. There it happens when the ideas regulating the
process of cognition are made to constitute it. When a "real" object of
knowledge is said to stimulate a passive mind, or when an "ideal" subject of
knowledge is said to constitute the object of knowledge. The ideas of reality
and ideality serve the mind, but not the senses.
In neurophysiology, the primary information gathered by the senses is filtered by
secondary & tertiary sensoric systems. Observation happens in a pattern of
expectation which develops in the observation itself. The field of connotation
defined by the expectation cannot be removed from the observation.
The two ideas of reason dominating epistemology aim at the unconditional.
The idea of the real pushes reason to seek the ultimate correspondence between
theory and fact. The idea of the ideal stimulates the notion of the consensus
omnium between all sign-interpreters of signals, icons and symbols. This
optimalization is like a receding horizon. How could it be realized ? In terms
of applied epistemology, the expansion of knowledge has no end, for the totality
of all possible experience is never given.
19.
This illusion
(which cannot be taken away but only unmasked by way of criticism positing
limitations so it
can no longer deceive us) shows the borders of our possible mental
knowledge have been transgressed, making the mind slow & perverse. In this way,
ideas
become objects, i.e. things amongst things. Hence, this illusion is also an ontological
illusion.
The transcendental illusion (using the ideas of reason to constitute the
possibility of knowledge) is an ontological illusion, making the object of
knowledge appear as reality-as-such or the subject of knowledge appear as
ideality-as-such. But absolute reality (reality-as-such and ideality-as-such
or the Real-Ideal) cannot be an object of knowledge, for how to eliminate the
theory-dependent facet of facts ?
Caught in the net of illusion, the mind either makes the idea of the real into a
real world "out there", or the idea of the ideal into a truth-bearing
ideality
"in here". When the mind thinks it faces the Real-Ideal, it not longer needs
to push the limits of possible knowledge (i.e. develop it), for everything is
known to everybody. Hence, because of this mirage, our mental knowledge
receives a wrong sense of completion, for totality duly belongs to reason and
not to the mind. This sense of completion halts the development of knowledge,
whereas the one-sided reliance on a sufficient ground (either of the real or of
the ideal) makes the cognitive apparatus function in a debilitating way, as it
were sucking the strength out of our capacity to know.
20. Realistic
answers to the problem of the foundation of knowledge step beyond the boundaries of all
possible mental knowledge because the idea of a "reality devoid of the subject of
knowledge" (i.e. reality-as-such or Kant's "Ding-an-sich") becomes the
foundation of epistemology (so facts coincide with this reality and the subject of
knowledge becomes secondary) .
21.
Idealistic
answers ground the possibility of knowledge in the idea of an "ideal,
object-constituting subject" (reality becomes secondary). Both are in conflict with
the necessary conditions of the possibility of knowledge.
5 Idealistic & realistic
transgressions.
Both foundational approaches have to be explicitly ruled out. Scientific
knowledge, as a particular type of mental knowledge, must not eclipse the
subject of knowledge, nor is the object of knowledge manufactured by the subject.
Realism and idealism represent metaphysical answers to the problem of knowledge
and although arguable, the decisive role of the ideas of the real and the ideal in epistemology is restricted to
assist (mental) knowledge in its unity and expansion. As such, they belong to
reason and their knowledge is reflective.
The ideas of reason have the categorial scheme of the mind as
their object, not its fuel, i.e. the contents of the mind given by the facts. Because of the rules of logic and
the workings of the active mind, the reality aimed at by the idea of the real
(namely, that this-or-that fact is absolutely real) is
not an object of the mind. Likewise, the ideality aimed at by the idea of the
ideal is never before the mind, for the ideal speech-situations is never the
actual discourse (indeed, this-or-that discourse is never absolutely ideal).
22.
By shaping the
unconditionality of the object of knowledge, the idea "reality"
(the real-as-such) guarantees the unity & the expansion of the monologous
object-oriented conceptual knowledge .
23. By shaping the
unconditionality of the intersubjectivity of knowledge, the idea "ideality"
(the ideal-as-such) guarantees the unity & the expansion of the dialogal subject-oriented
conceptual knowledge.
6 Idealistic & realistic
regulations towards unity & expansion.
To observe and experiment involves the study of regulation, determination and lawfulness,
among which that of efficient causes. The asymptotic "ultimate
determination" of reason lies beyond the finite borders of possible mental
knowledge. Being no longer conditioned, it belongs to the idea of the
real-as-such, i.e. the absolute, unconditioned reality-as-such. Communication aims to establish a consensus between all involved
subjects of knowledge, but the ideal speech-situation is an ideal beyond the
reach of any actual discourse. Being no longer conditioned, it belongs to the
idea of the ideal-as-such, i.e. the absolute, unconditioned ideality-as-such.
In every observation of fact, both regulations are simultaneously at work. The
idea of the real pushes the mind to pursue sensate adventures, whereas the idea of the
ideal brings its constructions in the larger arena of the community of
interpreters of signals, icons & symbols, seeking consensus and approval.
Experimentation concentrates on the real. Discourse, dissensus, argumentation
and consensus on the ideal. They are special cases of observation of fact,
intended to articulate empirico-formal propositions or statements of fact, in
casu scientific knowledge.
Experimentation, regulated by the idea of the real, involves a one-to-one
relationship with the object of knowledge, at the maximal exclusion of
intersubjective dialogue and discussion. It is always instrumental. This is the image of "objective"
science as the monologue of Nature with herself (as in realism). The highest art
of dialogue, regulated by the idea of the ideal, involves the constant dialogue
with & between other subjects of knowledge about ideas, concepts, theoretical
connotations, conjectures or theories. Here we have the image of a community of
people seeking the truth about something and communicating to find out what it
is (as in the more contemporary forms of idealism and social theory).
24. Both ideas
converge towards an imaginal point which, as a postponed horizon, is a
complete, universal consensus on the adequate correspondence between our knowledge and
reality-as-such. This is a heuristic fiction, suggesting a position "beyond the
mirror surface", a "world behind" regulating
the possibility of knowledge without grounding the latter or serving as its
foundation.
Epistemology, esthetics and ethics are the three normative disciplines defining
the formal conditions of rationality. They draw the lines between "correct"
(valid) and
"outlawed" (invalid) and also define the borders of the inner architecture of cognition.
In epistemology, empirico-formal propositions are at hand, as is their
truth-value and method of corroboration. In esthetics, judgments of beauty
prevail, and in ethics moral valuations are made. Propositions involve
object-knowledge and probable truth. Judgments of beauty imply subjective keys
to harmony and escaping sublimity. Moral valuations are imperative and intend
the good.
The absolute mind is visualized by our faculty of imagination as an adequate
correspondence. Both ideas are optimalized and projected outside the limitations
of rationality, for neither science (mental knowledge), nor transcendental
philosophy (rational knowledge) is equipped to know in an absolute way. The "adequatio
intellectus ad rem" or "veritas est
adequatio rei et intellectus" of the realist is coupled with the "leges cogitandi sunt leges essendi"
of the idealist. Both ideas are pushed beyond any possible limit. Unconditional,
they represent what transcends rational thought ; a perfect unity between
thought and fact, as it were the dwindling away of the theory-dependent facet of
facts, a fiction brought about by the faculty of imagination and reason.
25. These ideas of
contemporary epistemology characterize the "essential tension" (cf. Kuhn)
typical for thinking and knowledge itself. In this way, it voices the fundamental property
of scientific thinking, i.e. the continuous & permanent confrontation between "testing"
(object of knowledge) and "language" (subjects of knowledge).
Both in thought, theoretical & applied epistemology, the concordia discors
is what has been going on since the Homo Sapiens sapiens emerged as the
result of his pre-frontal lobes and angular gyrus starting to compute or
process consciousness thinking.
In science, especially interested in object-knowledge, this armed truce makes
both parties persue their proper vector. During experiments, discussions are,
for the time being, stopped. This separation is followed by confrontation.
Test-results are discussed and face competitive explanations and
interpretations. Dissensus may arise and at this point argumentation comes in to
decide who is right and to foster consensus. Conclusions are formulated and new
experiments are made ... In theory this circle is unending.
26. On the side of
the object of knowledge, we must think "reality-as-such" as knowable (without
being conceptually equipped to know whether this is the case). Facts are both intra-linguistic
(are co-determined by the theories of the subject of knowledge) and -so must we
think-
extra-linguistic, i.e. the messengers of "reality-as-such". Hence, they
correspond with reality-for-us.
27. On the side of
the subject of knowledge, we have to think the "consensus omnium" as possible
(without us ever reaching it in fact). In this way, the distinction between "my"
consensus (with myself), "our" consensus here & now (i.e. the agreement
between the users of the same language) and the "consensus omnium", the
regulative idea on the side of the subject of knowledge, ensues.
7 Correspondence versus
consensus.
For the philosophers of old, true knowledge was certain knowledge. And certain
knowledge was perennial. Truth was eternalized. Pre-critical epistemology,
seeking to make this postulate of foundation explicit, sought a sufficient
ground outside knowledge, either as a Real World "out there" or an Ideal Idea
"in here". In Greek metaphysics, concept-realism dominated and rooted the
possibility of knowledge in an ideal world (Plato) or in the abstraction of the
essence of things by observing them (Aristotle). In Scholastic thought, the
crucial difference between (Platonic & Peripatetic) realism and (moderate &
strict) nominalism emerged, replaced in modern thought by empirism and
rationalism. All these efforts were pointless. Reason cannot find the sufficient
ground of thought outside thought and this a priori (cf. transcendental
logic). We are unable to escape the necessity of the Factum Rationis.
Pre-critical modern thought was termed "scandalous" precisely because of this
prevailing antinomy. Both rationalism and empirism could be argued relatively
successfully, but, taken together, constituted a contradiction. This meant
philosophy, if it were for example to compete with the universality of the
G-force expressed by Newton's law of gravity, could not endure in this format.
With the Critique of Pure Reason, the first step was taken to formalize
(or empty of its ontology) the Cartesian cogito and integrate both sides
of the equation of possible thought. But Kant retained the senses as
"quasi-causes" and hoped synthetic propositions a priori could be found.
He was still a foundationalist. Because of these problems, German idealism
rejected the transcendental method itself and did not try to reconstruct Kant
(or read him properly). A return to brontosauric ontology emerged, both
idealist (cf. Hegel) as realist (cf. Marx). Worse, protest philosophy (cf.
Schopenhauer, Nietzsche, Bergson) rejected the necessities of rationality, and
plunged Western thought in the nightmare of irrationalism, spawning the horrors
of the 20th century (communism, fascism, militarism, blind global capitalism).
The development of knowledge itself deemed too Platonic in a world supposed to
have killed God. Serious epistemology is absent here.
The more radical forms of postmodernism are the successors of these illicit and
vain attempts at denying thought with thought. In fact, they are the
contemporary forms (cf. Feyerabend) of a radical skepticism already known to the
Greeks (cf. Gorgias, Protagoras). The échec of foundationalism multiplied
with epistemological irrationalism, heralds the end of any rational
investigation of the possibility, expansion & production of knowledge in general
and "true" knowing in particular. Must be avoided : (a) a radical denial of the
ongoing complexification of the cognitive texture of human beings, (b) all
foundational onto-epistemologies (metaphysical realism or metaphysical idealism)
and (c) radical scepticism & relativism.
The second step was made by neo-Kantianism, a general term to designate
the adoption of Kantian views in a partial or limited way.
In particular, the rejection of the postulate of foundation is another crucial
move, which calls for a normative appreciation of the problem of knowledge.
Avoiding radical skepticism by discovering principles & norms, critical
epistemology accepts the terministic and probabilistic status of mental
knowledge in general and scientific knowledge in particular. On the one hand,
absolute certainty is lost, but, on the other hand, the real, so is discovered,
must be at work in every proposition corroborated by facts, because this
must be the case. The real is not a quasi-cause of
perceptions, for, as explained by contemporary psychology, observation and
patterns of expectation coincide in every fact.
The theory-dependent facet of facts is intra-linguistic. It belongs to a theory
to form a pattern of expectation. But this pattern, although always rooted in my
subjectivity, is inter-subjective and belongs to a community of communicators.
In the present critical theory of truth, seeking to find reasons to accept a
theory as if true, the following categories emerge :
-
the subject of knowledge / the one
thinking / intersubjective discourse (consensus, dissensus, argumentation,
consensus, etc.) / consensus omnium / the idea of the ideal ;
-
the object of knowledge / what is
thought / monologous testing (experimental setup, tests, observations) /
adequatio intellectus ad rem / the idea of the real.
28.
In this way, the
idea "reality" regulates the objectivity of knowledge and the idea
"ideality" its subjectivity.
Paradigmatic paralysis is the collective result of scientific knowledge
perverted by an ontological illusion unchecked by transcendental criticism. If
individual scientists do not have the discipline to regularly reconsider their
position vis-à-vis the ideas of the real and the ideal, they will be bewitched by the
identification of (a) their factual accounts with reality-as-such and (b) the
results of their intersubjective discourses with the ideal idea of scientific
dialogue. This creates a closed scientific community, an institution, cherishing
the monolith of the paradigmatic core, the new desacralized idol of those who
know how to speak the scientific language and claim a privilege over others in
terms of their knowledge of reality and intersubjectivity (language), either in
the name of an exclusive window on reality, or to accommodate the common good of
an intellectual elite and its cherished fancies.
To notice the illusion on the side of "reality",
the use of the
idea of the real is to be restricted to three different contexts :
-
reality-for-me : the irreducible
perspective of the first person, the whole area of covered by intentionality, intimacy, secrecy,
privacy and the inner world of each and every single conscious observer or
subject of knowledge ;
-
reality-for-us : factual,
scientific
object-knowledge produced, within a conventional framework discussed, agreed
upon & given beforehand, by testing, experimentation, systematic observation,
etc. ;
-
reality-as-such :
limit-concept of formal & critical cognition, representing, so must we think, the
extra-mental, extra-linguistic, theory-independent absolute, sheer absolute
reality or the ultimate nature of all.
To notice the illusion on the side of
"ideality", the use of the idea of the ideal is to be restricted
likewise :
-
ideality-for-me : the
irreducible inner language-game of the first person, the whole area of covered by
conscious meaning, thoughts, imaginations and volitions, i.e. inner mental
objects giving form to signs as signals, icons
and symbols ;
-
ideality-for-us : the intersubjective object-knowledge produced by
discourse and the art of argumentation about the interpretation of ourselves and
reality-for-us ;
-
ideality-as-such :
limit-concept of formal cognition representing the Ideal idea of an absolute
system of concepts encompassing all possible (inter)subjectivity, the "ideal of
ideals", the sheer absolute ideality or the ultimate mind knowing all.
The probable, historical but
paradigmatic system we hold for true is possible if (a) subject and object of
knowledge are always both implied, and (b) the ideas of the ideal and the real
are used to regulate the process characterizing mental knowledge, not to
constitute the latter.
29.
Let us distinguish between :
A.on the side of the object of
knowledge :
theory / fact-for-us / REALITY =
regulative REAL OBJECT AS SUCH
criterion of truth : correspondence
B.on the side of the subject of
knowledge :
"my" opinion / "our" discourse / IDEALITY =
regulative SUBJECT : IDEAL & UNIVERSAL
criterion of truth : consensus omnium
8 The
coherency-theory of truth.
Successful experiments bring something to the fore. Creative thinking names the
something. At the point where the stuff of tests is symbolized, a proposition is
formulated. The extra-linguistic factor must not be exorcised and so "coherency"
does not imply "truth" to be mainly an intersubjective decision. Likewise, the
truth-value of the proposition must not solely depend on correspondence with
reality, for facts are facts-for-us and, so must we think, the heralds of the
real thing, which is not quite the same.
Coherency then points to the balance between the two vectors and the leading
ideas of the critical theory of truth : language and consensus versus experiment
and correspondence. A "true" theory is one corroborated by repeated testing and
approved after elaborate discussions. It is "true" because the force-fields of
both vectors have been allowed to play and contribute to object-knowledge and
its empirico-formal propositions and theories.
30.
The imaginal,
heuristic point of intersection between the ideas reality & ideality is a
knowledge-leading & knowledge-regulating fiction which guarantees the progress of
knowledge without ever constituting knowledge itself. If it does, then it misleads
knowledge, thus curtailing its unity & progress.
The progress of knowledge is guaranteed if we never allow its expanding movement
to stop. The latter happens when, after having considered "truth" as eternal, we
fixate our conceptual knowledge and replace its temporary status with a dogmatic
closure, identifying facts with reality-as-such and/or theories with ideality-as-such. The
knowledge-horizon is never attained and so knowledge is allowed to progress for
ever. Practically, the actual horizon may be limited by the extension of the
observable physical universe, but given its humungous size, millennia of
discovery lie ahead.
To deeternalize truth in epistemology does not make eternal truth impossible.
Like infinity, and the absolute Real-Ideal, truth, beauty and goodness are
limit-concepts of transcendental thought, the ideas of reason. If we speculate
about their being (as in metaphysics), and use these
ideas heuristically (as in immanent metaphysics), then we use them to actualize
truth, beauty & goodness. In transcendent metaphysics, a direct, ineffable
radical experience of them is at hand (cf. mysticism).
31.
One of the
tasks of epistemology, is to reflectively reconstrue the basic normative system already
used by scientists all the time.
32.
Being part of
epistemology, one of the tasks of methodology is to make the normative system
more concrete in
terms of testability (experiment) & linguistics (dialogue & argumentation).
9
On methodology.
Scientists are cognitive actors producing object-knowledge by way of
corroborated empirico-formal propositions and theories. Everyday observation
also involves experimentation & (inter) subjective naming, but, in the
language-game of true knowing, a more solid, inert and tenacious
objectification is at hand. Here, a series of more lasting connections between
direct observable events is made, and categories of determination are put
forward to organize these connections. The following irreducible types of
lawfulness may be posited :
-
causal determination : effect by
efficient, external cause (example : a ball kicking another ball) ;
-
interaction : reciprocal causation or
functional interdependence (example : the force of gravity) ;
-
statistical determination : end result
by the joint activity of independent objects (example : the long-run frequency
of throwing two aces in succession is 1/36, the position or momentum of a
particle) ;
-
teleological determination : of means by
the ends (example : standardization) ;
-
holistic determination : of parts by
the whole (example : needs of an organ determined by the organism).
Methodology transposes the necessities of
experiment and communication to the local research-cell in general and to the
practical logic of its specific scientific studies in particular. This causes a
variety of local coordinations of scientific activity.
In physics, experiments will be at the core of research. But, unassisted by a
constant dialogue enabling refinements, novel interpretations and alternative
views, testing is rather futile, often off-mark and reduced to a standardized
confirmation of established points of view.
In human sciences, methodology turns into hermeneutics and participant
observation. But, if the interpretation of signals, icons and symbols is not
balanced by a practical, open and honest experience of a variety of
intersubjective communities, then a fossilization takes place, and the
institutions of knowledge are an easy prey for the media money, propaganda and
power. As such, they cannot guarantee free study and, as authorities ex
cathedra, will eventually see their monolith crumble. The production of
knowledge should be protected against extreme forms of subjectification & objectification.
33. All
conceptual
knowledge is fallible. According to its form, the normative system is necessary (universal
& absolute), but according to its factual contents, it is historical (particular, local
& relative).
34.
We have to
think reality-as-such (ideality-as-such) necessarily as knowable, without our minds ever being able to know
whether we know this or not.
The fallibility of empirco-formal knowledge does not invite radical
skepticism. Not everything is relative. Anything does not go (against
Feyerabend). Some principles & norms still necessary and constitute
the normative discipline of knowledge. This has truth as its aim, in the
same way as taste has beauty and the justice has
goodness as object.
The normative solution does not call thought & knowledge to find a
sufficient ground outside thinking & science. The ideas of reason have been used
and are used. Epistemology explains why this must be so. Rational (conceptual)
thought cannot discover
whether there actually exists an absolute Real-Ideal behind (beyond) the
theory-dependent facet of object-knowledge. Facts remain "for us" and we must
assume they reflect or mirror the Real-Ideal. But, insofar as normative science
goes, this could as well be a universal illusion.
35. Two antinomian
regulations are necessary to arrive at valid, i.e. true knowledge : on the one hand, a
monological regulation (the path of experiment), on the other hand, a dialogal regulation
(the path of discourse & discussion).
36.
The imaginal
point of intersection between the regulating norms is like the
permanently
postponed horizon of our mental knowledge, guaranteeing its order & expansion.
10 The fundamental norms of knowledge.
These compel science to walk the Two Ways, namely the paths of experiment and
communication. Focus on the object of knowledge leads to a monological
regulation of every experiment by the correspondence with the idea of the real.
Likewise, every dialogue aims at consensus and presupposes the idea of the ideal (of
communication). Not to use both norms in every cognitive act, is to move outside
the domain of (formal) rationality.
37. A theory is
"rational", when it (a) is logically well-fashioned, (b) does not exclude dialogal symmetry
and (c) allows for dialogue & discussion. If so, it is an
"arguable" theory.
11 The
scientific status of a theory.
A theory is an arguable unity of propositions about ideality and/or reality. If
a theory cannot be discussed, then an irrational, ante-rational or
trans-rational factor is implied. These kind of theories are not rational,
either because they reject the Factum Rationis, just prelude rationality
or pertain to Unknowing. Rationality and arguability are intimately linked. In
the adjacent theory of language, three criteria are fundamental : (a) rational
theories have a certain logic and format, (b) they do not exclude the ideals of
communication a priori and (c) they are open for discussions and
confrontations with opposing views. Note that for a theory to be rational, it
does not need to be testable. Scientific thought is rational and testable.
38.
"Testability" & "arguability" are predicates which both must be
ascribable to every scientific theory.
Insofar as arguable, rational theories are not put to the test, they cannot
belong to science proper. A scientific theory X belongs to strict science if,
and only if, X is corroborated and consensual. For a rational theory to be
strict science, it needs to be factual and trigger the approval of all involved.
Hence, strict science is the outcome of an application of both vectors and
adjacent regulations.
39. As a function
of the status of a theory, three subdomains of scientific endeavor ensue :
- proto-science : not tested and
arguable ;
- strict science : corroborated and agreement ;
- semi-science : falsified and/or disagreement.
If a
rational (arguable) theory does not refuse testing, it already belongs to the
domain of science. As proto-science, it reflects the order book of science, its
tasks ahead. In particular, the specific activities planned by each
research-cell. If corroborated and approved by others, it becomes strict science.
If falsified by new experiments or disagreement about it prevails or both, it
becomes part of the large storehouse of outdated (semi-) scientific theories.
40. Formally
speaking, a theory may at first be proto-scientific, become strictly scientific,
and then
semi-scientific. Finally, it is
"metaphysical".
If a rational, semi-scientific theory can no longer be tested, it becomes metaphysical. Likewise, all rational theories
refusing or somehow escaping testing are metaphysical. The only regulation left
is arguability.
41. Two lines of
demarcation stand out : on the one side, between the sciences (proto-, strict & semi-)
& metaphysics, in other words as a function of the testability of done
statements and, on the other side, between valid & invalid metaphysics, in other words,
as a function of the arguability of done statements.
Science and metaphysics have arguability in common. Both can be checked using
logic. But testability is the crucial demarcation between them. Metaphysics
cannot be tested. Science is all about intelligent experimentation. Given the
vast domain of metaphysics, covering all rational theories and all former
scientific theories, a second demarcation is introduced.
Valid metaphysics is arguable. As an immanent metaphysics, it must be able to
argue a comprehensive rational, arguable picture of the metaphysical horizon.
Insofar as transcendent metaphysics, being nondual, cannot be verbalized, all efforts to stretch beyond immanence must be deemed futile and, at best, of
exemplaric poetic value only. Can validation have meaning in nondual terms ?
As authenticity perhaps ?
42.
Metaphysics
is speculative & theoretical knowledge on being (ontology), the cosmos
(philosophical cosmology), life (philosophical biology), the human (philosophical anthropology) & the Divine
(philosophical Divinity).
Metaphysics may be divided into :
- valid metaphysics : arguable ;
- invalid metaphysics : unarguable.
12 Metaphysics
and science.
Metaphysics is a rational theory dealing with the totality of possible
relationships between seer and seen. Elaborating upon this, brings the seer in
touch with him or herself, with other seers, with the world, and finally, with
what transcends the world. If the first relationship is the neutral core of the
experience of seership, then the second and the third bring to the fore the
horizontal plane around this core. When the latter is transcended, the vertical
plane emerges. These three represent the personal, intersubjective and
absolute use of the ideas of reason (in particular, reality & ideality).
Let us, to format our proposed immanent metaphysics, devise a linguistic
framework which is directly derived from the structure of the sphere of
observation. This is a universal & necessary empirico-linguistic framework. Let
us ponder this :
All empirico-formal statements of fact made by a seer about the seen are always
& everywhere necessarily framed by the local sphere of observation of the seer,
globally defined by a horizontal plane with four cardinal points of reference
(East, South, West, North) and a vertical plane with two points of reference
(Nadir, Zenith), i.e. six directions.
Consider the following :
-
horizon of observation =
field of consciousness of the observer, defined by four possible divergent
quarters and situated in the neutral origin of the sphere, O (0,0,0) and the
divergent interconnectedness of all objects facing the seer
;
prime vertical =
evolutionary field of the seer, from origin to final goal
and the convergent evolution of each seer
;
P1, P2, ... = set of orientations given to
the observer within the boundaries of the sphere ;
diurnal hemisphere = the
realm of rational consciousness ;
nocturnal hemisphere = the
realm of irrational and ante-rational consciousness ;
the sphere itself = the
totality of all immanent realities and idealities of every observer ;
beyond the sphere = the trans-rational, the ineffable.
Although each observation is unique
(using a exclusive local sphere), its constituents are universal (defining the
global sphere). If each local sphere is linked with a particular
"reality-for-me", the global sphere is related to the planetary
"reality-for-us". The horizontal plane is associated with the diversity of
beings, the way they interconnect (although divergent) and their respective
"horizon" or limitations, whereas the vertical plane is used to construe the
evolutionary process in which each is involved (moving from origin -Nadir- to
final end -Zenith-), implying the dynamical convergence of each.
Metaphysics formulates an onto-categorial scheme. In it, the basic operators
of being are described.
43.
Distinguish normative
philosophy from theoretical metaphysics using the coercive necessity of the rules of
the game. These are fixed by the former by reflecting on the conditions of the possibility of
the logical (correct), the epistemological (true), the esthetical (beautiful) & the
ethical (good) conduct of humanity. Together, normative philosophy & valid metaphysics make
out the field of philosophy.
Over time, the role of philosophy has been more and more narrowed down.
Gradually, many of its pursuits were taken over by theology, psychology,
physics, cosmology and others. In the late 20th century, the difference
between academical philosophy and philosophy per se was made clear. The
former focused on the logistics and the strategies of historical philosophy,
whereas the latter is a novel synthesis of theoretical (as in writing and
teaching) as well as practical aims (as in advising and assisting). The
interaction between "theoria" & "praxis" is the corner-stone of
the dialectical tension called in to uphold the effort and avoid fossilization
(institutionalization, canonization, eternalization).
Critical philosophy is divided in normative & descriptive philosophy. The
former is a formal discipline involving principles, norms & maxims, and
subdivided in critical epistemology, critical esthetics and critical ethics.
Its main task is to syntactically differentiate between valid & invalid empirico-formal propositions, esthetical judgments and ethical valuations. The
standard used is rooted in the Factum Rationis. So
transcendental logic, the rule of principles, is common to all three normative
disciplines.
Valid
metaphysics is a semantic discipline, seeking to understand things insofar as
they are and this in a comprehensive way, involving expanding layers of
relatedness between a person and him/herself, the others, the world and the
absolute.
44. Metaphysics can
never be completely driven out from the field of knowledge. This means the field of
the paradigm of knowledge equals the sum of scientific statements and valid
metaphysics.
45.
Valid
metaphysics inspires the sciences (heuristics & "ars inveniendi"), promotes
openness & pluralism (it is better to think more possibilities than only a few) and
hence stimulates a critical interdisciplinary dialogue.
Greek and Scholastic philosophy was foundational and ontological. Especially
the realists (Platonic or Peripatetic) sought to subjugate the possibility of
knowledge to a theory of being. Moreover, in the Middle Ages, revealed
knowledge was deemed more superior than rational and empirical knowledge. The
former originated from the Divine Mind, whereas the latter were reflections.
It was this metaphysics of transcendence gone wild, which critical philosophy,
starting with Kant, tries to bridle.
By 1850, spawned by the industrial revolution and its technological wonders, a
new materialist synthesis was reached. Taken beyond itself by hubris,
metaphysics and religion were deemed to belong to an earlier stage of human
knowledge. They had to be exorcised out of science, only based on sense-data.
But with relativity, quantum and chaos, the picture changed, confirming the
interdependence of object and subject. The latter is an open, problem-solving,
intelligent producer of signals, icons & symbols. These evolve from notions, to
concepts, ideas, propositions, conjectures and theories. As scientific
theories are not fixed entities, but may become semi-scientific or
metaphysical, the spectrum of knowledge is a dynamical totality, in which
metaphysics cannot be eliminated. Moreover, in order to articulate a
propositions and conduct an experiment, an irreducible metaphysical background
knowledge is needed, without which words would remain silent and no test could
be performed (cf. Popper). Hence, to make this implicit background explicit,
is the crucial task of epistemology. This cannot be done without the study of
metaphysical systems and the validity of their arguments.
To speculate is to imagine thoughts systematically. This comes very close to
invention and improvisation. To build an immanent metaphysical system is a
creative activity and escapes the transcendental rationality of formal reason.
A creative thinking takes place. The difference with art is the rational necessities
linked with trying to understand the totality of existence. To do so, the
speculative activities of the metaphysician counterpoint the scientific
paradigm.
46.
An invalid
metaphysics is characterised by :
(a) an incorrect, inefficient & contradictory formal language or syntax,
and/or
(b) the unilateral hypertrophy of
object and/or subject or semantics,
and/or
(c) the impossibility to judge done statements (pragmatics).
47. These
characteristics are also valid for our understanding of "irrationality". Hence,
all invalid metaphysics are irrational.
A valid metaphysical system is discussed and approved. This means (a)
internally, the system is without syntactic, semantic and pragmatic flaws, (b)
the system per se is arguable and (c) externally, competing with other
systems, it covers more ground in a better way.
Some metaphysical systems are invalid a priori. Without being discussed
and found lacking strong arguments, these systems are rejected on logical
grounds. Besides compliance with formal criteria, the presence of both object
and subject of speculation is necessary, as is the possibility to argue
statements derived from the system.
48.
Rationality is
the privilege of subjects of knowledge willing to communicate well, using a
well-proportioned and correct language (semantics & syntax), allowing for discourse,
i.e. argumentation & consensus (pragmatics).
49. Inconsistency
is a failure of the syntactic conditions which are rationality's own and is a
distinguishing mark of irrationality if and only if :
(a) the inconsistency attacks the
axiomatic foundation of the theory ;
and
(b) this absurdity can in no way be reduced to a determinable, efficient measure.
13 Language and the criteria
of discourse.
Language is the outcome of the cognitive process of transforming experiences into
signs or glyphs (signals, icons & symbols), intended to be used to communicate with other
intelligent systems. Signs indicate parameters, icons representations and
symbols conceptual content. The latter also refer to the three fundamental parts
of the brain : reptilian, mammalian and human (cf.
neurophilosophy). This broad
definition includes the languages of the natural world, from crystalline structures and their
geometrical qualities to the complex social structure of
the mammal in its biotope, as well as the languages of science and art.
A glyph (from the Greek "glyphe" or "carved work") is
the physical presence of some distinguishing,
differentiating material condition or activity, understood by way of its meaning (semantics), its
order (syntax) and recurrent practice (pragmatics). Glyphs always trace
a contrast with their environment, involving (single or a combination
of) visual, auditive, olfactory, gustatory or tactile experiences. Glyphs are hence
meaningful & well-formed states of matter. To understand this,
consciousness is necessary. To measure its form, information is indispensable.
-
pragmatism or matter
(hardware) : a glyph is an executive material aggregate, composed of
matter ;
-
syntax
or information (software) : by virtue of the laws of symmetry which
describe its well-formed code and non-redundant information, a glyph is an ordered architecture ;
-
semantics or
consciousness (userware) : a glyph is a source of meaning, develops a
unique perspective or conscious outlook, suggestive of the ability to
auto-redefine, auto-regulate and auto-reorganize as a function of the
degree of intelligence (or freedom).
Language is not only an artifact of the human being. It is not
restricted to the spoken or written word. Art & body-language are good
examples of non-verbal languages. Also in the natural world, signals
and icons are used. Signals involve the protection of territory and show who is
on top. Icons try to represent a complex network in a relatively simple image
(like bees dancing the direction to food). So in this broad definition of language, all
cultural forms are languages but not all languages are cultural forms.
Culture always implies conservation and the transmission of meaning to the
next generation (which is absent in most of the mineral, vegetal, and animal world).
Of course, the production of sounds (in music and through the spoken word)
is an excellent way to trace the characteristic distinctions of a glyph. Sound is not
noise. The latter is homogenous & chaotic, i.e. in
noise, entropy and redundancy are always high. No distinct meanings are conveyed, no
specific order or differentiation can be recorded and a long exposure to too
much local noise even causes one to hear less (negative pragmatical
result). Auditive pollution by noise has negative effects on health,
both physical (deprivation of sleep) as psychological (stress).
On the one hand, sound-glyphs exist as distinguishable entities "carved"
in air. These distinguishing features are clear and distinct when the
level of noise is low and the articulation of the characteristic
meaningful acoustic form is well performed (low redundancy). 20th century
Classical and
to a lesser extent Popular music have demonstrated the line between
noise and sound is relative. However, the return of tonality, polytonality
& the non-alleatoric show sounds cannot be produced with
(educated) noise alone ...
On the other hand, sound-glyphs are volatile. Before the technical ability
existed to record them, they were always lost. Hence, as soon
as humans understood the advantages of recording these sounds for future
reference and (re)transmission, history started. Oral traditions were
slowly replaced by written testimony. Of course, prehistoric
glyphs other than sounds existed (like artifacts, rituals, pictorial art
etc.), but their meaning can not be established as distinctly and unambiguously, and the information derived from them is always prone to
redundancy.
The process of recording sound-glyphs implied the standardization of
sounds, which came about either by drawing pictures of the object denoted
by the sound-glyph (the logogram) or by isolating individual sounds, as it were
reducing the spoken to its elements or "phonemes" (from the
Greek "phonoma", or "speech sound" and
"phonein", or "to sound"). The moment these spoken
sound-glyphs are recorded as individual written glyphs, phonograms emerge
(from the Greek "gramma", or "the written").
Phonograms are the foundation of all written languages, although in archaic
languages, like early Sumerian, logography was predominant, suggesting
phonography was derived from logography. In Ancient Middle Egyptian, the
phonograms were represented by pictorial representations without vocalizations,
causing a static "sacred" writing system to emerge, which differed
from the spoken language.
The four actors in this cycle are
the environment, the sender, the message and the receiver. Each actor is
stimulated by a source and in turn becomes a source of stimuli :
-
environment
: collective, conventional information or code is stored in the
collective data bank (or collective memory) which acts as a source of
information concerning the cultural form at hand (education &
socialization) ;
-
sender
: the stimuli of the environment are received by the info-receptor of
an individual sender, who integrates the information and (tries to) author an
original, individualized response, which is a variation on the theme of the
collective code ;
-
message
: the actual response of the sender is a message which is a symptom
of the response and the source of symbolic activity sent to a receiver ;
-
receiver
: the symbols received are integrated by the receiver who has access
to the collective code and who integrates the received symbols in the
repertoire of the data bank of the collective and communicates the
integrated symbols of the message.
Each phase of the process may be
flawed by possible errors in transmission : the information of the collective
may be misunderstood by the sender and/or the latter may represent the
info-source by means of an alienating symptom. The message itself may contain
redundancy (due to noise), eclipsing the original intent of the sender. The receiver may
misunderstand the symbol and integrate it inadequately, adding sullied
information to the collective data bank. The more the cycle is corrupted, the
less coherent a cultural form becomes.
50. Rationality
implies a principle of symmetry (equality in speech and freedom of action), a language
which is formally correct and a theory of argumentation.
51.
Regarding the theory of
argumentation, preference is given to a model of judgment built on game-theory, i.e. the
definition of the logical system and rules of discussion are chosen beforehand by the
discussers.
Strategic speech-acts are not communicational but efficient & utilitaristic. They
create the iron cage of alienation, in which humans only exchange glyphs for
the sake of some outer, material goal, like the production, exchange or
acquisition of some thing. By making language an instrument of some extrinsic
process, the essence of communication, namely to share truth, beauty and
goodness, is lost.
The strategic use of language is the arena of the media power, propaganda and
money. Top/bottom relationships, deception and the building up of capital for
the sake of capital, are precisely devoid of the symmetry characterizing
genuine communication. They depersonalize humans and turn them into objects to
be manipulated and used for the sole benefit of those who have the power, the
data and the money to take away a person's freedom or parts thereof. Hence,
they are the language of the sadist. Those who willingly bow and comply
because of the received painful benefits, those who put on the chains
themselves and willingly crawl into the cage of their masters, are the
masochists, as Nietzsche correctly observed. Both in philosophy and science
this kind of discourse must be absent. It cannot help to attain truth and so
is eliminated from the desktop of those who wish to truly communicate. In
sado-masochistic contexts, equality in speech is abrogated. The slave can only
speak if so allowed by his master. Freedom of action is also gone, for the
movements of the slave are controlled by the master. As the slave exists for
the sole benefit of the master, all communication between them is reduced to
signals of obedience, icons of humiliation and strategic symbols (glyphs
intending the satisfaction of the top only).
If we communicate, we do so on an equal basis. Everyone is free to say what
they like and nobody is able to enforce their position upon another. Besides
this symmetry, the value of statements must be checked. This implies a theory
of argumentation. To make sure the latter is not an idealized canon, its rules
must be discussed and approved beforehand. In this way, all concerned parties
agree upon the way to handle dissensus and a clear-cut assessment of
statements can be made. Strong arguments back a statement and make it more
likely than those unable to provide such a warrant.
Book
2
Applied Epistemology
52. Consider the
practice of knowledge as a dynamical interplay between, on the one hand, dialogue and the
rules of argumentation and, on the other hand, participant observation and the rules of
experimentation.
14.The
practice of knowledge.
To ask : Quid juris ? is to foster the normative approach prevailing in
theoretical epistemology. As such, validity and justification of knowledge rule
over how it is produced. Here, the logic of discovery answers the question : Quid
facti ? This is the difference between the idea of a stable and universal
method and the constant revision of standards, procedures and criteria as one
moves along and enters new research areas. The difference between the principles
of transcendental logic, the norms of theoretical epistemology and the maxims of
applied epistemology.
From the perspective of the history of science, most, but not all, rules are
violated at some time or other. The community of science, as the sociology of
science testifies, is not a set of ideal subjects, but a living group of learned
people who evidence the oldest rule in the book : Errare humanum est ! In
order not to be entrapped by ontological illusion, scientists need the basic
normative system uncovered by theoretical epistemology. What scientists have
been doing (diachronical) and what they do today (synchronical), is not
identical with the norms of knowledge they are always using (and abusing). These makes
knowledge possible and guarantee its unity and expansion.
Theoretical and applied epistemology are both necessary. The former may be
compared to "statute-law", universal, imperative and normative, the latter to
"casus-law", local, adaptive and descriptive. Contextualism and
decontextualization are both necessary, and so emphasis on either "what must" or
"what is", is lacking. Lakatos invoked a pluralistic system of authority between
them.
In applied epistemology, the context of knowledge-production is studied, and so
the norms of knowledge are not made explicit. In every concrete situation they
are at work and are addressed. Theoretical epistemology is general & necessary (a
priori), applied epistemology is contextual & situational (a posteriori).
The latter affirms the laws of discovery to be context-specific and complex, far
beyond the capacities of a simple formal logic.
The general structure of applied epistemology is derived from theoretical
insights, for (a) the subject of knowledge and its norms becomes the subject of
experience and (b) the object of knowledge and its norms, the object of
experience. In physical science, the latter is given form as the rules of
experimentation, whereas in the human sciences, the rules of participant
observation are applied. Both make use of this-or-that actual
discourse, with its non-strategic communication (dialogue, dissensus,
argumentation, consensus).
The principles of transcendental logic (derived from the pre-critical arena of
communication), give rise to the norms of theoretical epistemology. The latter
are normative rules which assist the practice of knowledge as maxims organizing
the opportunistic logic of discovery. These maxims are not like binding norms.
Deviation from them is possible, but not advisable. Violating a maxim does not
entail the end of the possibility, unity & expansion of knowledge, but slows
down its manufacture. The process of production is not halted (and replaced by
an illusion), but its efficiency drops. Hence, the research-cell at hand will
suffer and become a less attractive competitor in the market of available facts.
53. Move
against ontological rigidity by regularly investigating all possible deviations between
the norms of the theory of knowledge (what must) and the maxims of the practice of
knowledge (what is).
54. Try,
as soon as a given production-process of knowledge demonstrably deviates from the
a priori
norms, to bridge the gap by provoking a discussion between the other actors of
the production-process.
The maxims of applied epistemology try to operationalize the effort of
maximalizing the production of knowledge. They are inspired by the norms of
knowledge. In this case, ontological rigidity has to be identified and
cancelled. In a research-cell, experiment and communication are both crucial. If
too little discourse is taking place, or a one-sided experimental course is
pursued, provocation is called in to stimulate pluralism and dissensus.
This could be summarized by saying free study is part of any
intelligent research-cell.
55.
Consider
reality-as-such (and ideality-as-such) as knowable, although this might be a universal illusion.
Empirico-formal propositions, statements of fact or
object-knowledge are the product of the vectors experimentation and discourse
(dissensus, argumentation, consensus). By virtue of the theory-dependent facet
of facts, in other words, their mental and linguistic co-determination, one
cannot know whether our theories indeed coincide with the Real-Ideal (the point
where all of reality is known to all concerned). On the one hand,
object-knowledge, so theoretical epistemology worked out, is always "for us".
This limits the scope of science and stops the foundational and outrageous
pretence witnessed in science at the beginning of the last century, as there
were : logical positivism, epiphenomenalism, materialism, instrumentalism,
scientism, etc. On the other hand, one cannot think thought or knowledge without
the necessity of accepting facts also, extra-mentally, extra-linguistically and
theory-independently, carry the letters of belief of reality-as-such.
In the practice of knowledge, it is this last "face" of facts which is of particular importance. For here we temporarily suspend our criticism and so
allow the limitations of our possibilities to be overtaken by our hubris
and emotional need to think reality (ideality) in such a way both become
transparant and tangible. We know this cannot be the case, but realize the
question Quid facti ? impels us to do so. For in the latter case, we are
no longer normative philosophers working out the possibility, unity & expansion
of knowledge, as it were guaranteeing for ourselves we may think and know,
but, as scientists, are thrown in the arena of direct observation and discourse.
Both entail the need to think reality & ideality as open books in which we read
the story-line of the real-ideal. Surely this is not the case, and we fool
ourselves with an opaque, clouded version of the latter. However, if this
concept, necessary in theory, would be constantly before the scientists in their
laboratory or discourse, a constant bewilderment would ensue, for our emotional
need of security would be in jeopardy and we would fixate this issue instead of
what happens "on the field".
For this reason, this maxim is introduced to allow scientists to suspend
this critical dimension and work as if reality-as-such & ideality-as-such are
available in all their absolute glory ... It is clear
this maxim is not based on theoretical epistemology, and rather conflicts with
it. Indeed, the maxim can not be justified in any normative way (as in
statutory norms), but only satisfies the a posteriori descriptions of
what scientists do and need in practice, in this case a temporal satisfaction of
an emotional need, which is particular and contextual (as in casus-law).
56. Act in the
practice of knowledge as if facts (reality-for-us) coincide with reality-as-such.
57.
Act in the practice of knowledge as if the factual agreements (the
consensus-for-us) coincides with the universal consensus omnium.
15
Methodological "as if"-thinking.
In the practice of knowledge, scientists, supposed to be aware of the issues
raised by theoretical epistemology, suspend the distinctions between
test-results and reality-as-such, as well as between the actual consensus and
the consensus omnium. The game is played as if it were possible to
gaze the Real-Ideal in the face and directly derive true knowledge from this.
58.
Realise this "as if"-thinking can not be legitimised by the theory of knowledge,
but is rather linked up with the anthropological need for regularity.
The reasons why the above maxim is introduced are not normative, but
descriptive, in particular psychological. Human beings, rooted in mammalian,
limbic reflexes, need to experience repeated patterns.
As depth-psychology has shown, we often organize ourselves in such a way as to
satisfy the need to have positive experiences confirmed and negative avoided.
This lust-principle is not processed in the neocortex of the brain, and so
cannot be based on symbols. Instead, the dynamics of lust is mediated by icons,
representations, visualizations, images and fantasy. These trigger the
deep-seated memories stored in the hippocampus, the archive-keeper of the brain.
The hippocampus has regulatory effect on the thalamus, the gate through which
all information carried by the sensoric axons enters the central nervous system.
Here, these afferents are pre-processed to branch out to the relevant cortical
areas. The hippocampus may block (with or without the thalamus) sensory input to
the neocortex and regulate the autonomous nervous system by maintaining
emotional equilibrium. As such, the hippocampus does not process the generation
of emotional states, but memorizes them. The recognition of patterns is
therefore a highly emotional affair.
There is no good reason why scientists should expect the same constantly, quite
on the contrary. This need for regularity may lead to dogmatism and an
irrational attachment to identical or quasi-identical frame-works. That this may
lead to bad science, is amply shown when scientists are confronted with effects
they do not understand and/or undermine the stability of their emotional
expectations, as parapsychological research had made clear. Confronted with
telekinesis, most of them reject the laboratory-experiences afterwards and
because of this dissensus, no fact can be recorded. This unwillingness to
discuss the possibility of facts contradicting the core of their paradigm, has
done more harm to the science of parapsychology than the so-called impossibility
to trigger and repeat extraordinary instances of remote viewing and the like.
Let us call this the Bellarmine-effect, after
Robert Cardinal
Bellarmine (1542 - 1621), who administered the
controversial admonition to Galileo not to hold or defend the Copernican theory,
in conflict with the geocentric theology of the Roman Catholic Church of his
days ...
The same goes for other disciplines on the periphery of the paradigm, like
homeopathy, astrology, magic, alchemy and other so-called "occult" and
"irrational" statements. As correlation is not causality, and the latter needs
theory (i.e. discourse), an irrational block has been put in place. Because of
such an attitude, these irregular claims have not been properly dealt with, for
scientists fear the ridicule of their peers and so prefer to kill the
messenger instead of properly disproving the message.
In science, openness implies not to expect the same effect, but, on the
contrary, inquire whether the repetition is not of our own making. A strict
experimental setup, defined by a stringent protocol, points in that direction.
We wish to trace our conditioned reflex, as well as our need to face the
unknown. We want to make sure we are not fooling ourselves, and so experiments
(and discussions) are repeated in different research-cells over the world.
Confirmation by the duplication of results is the best guarantee we have against
projecting expectation on test-results, i.e. fabricating pseudo-facts (as in
pseudo-science). This works out well for theories staying within our common
Newtonian perspective on things. But if a novel and undermining effect is
recorded (like non-locality in physics), scientists tend to turn their backs,
disregard the effect or together indulge in the wrong kind of silence, namely
indifference.
Hence, this maxim may serve its purpose or backfire. Fear for the unknown,
peer-pressure, irrational certainty, dogmatism and skepticism work to make it a
dangerous tool in research. If these emotions can be bridled, the expectation
of regularity will assist science in its discovery of patterns and laws.
59. Act
as if
objects of knowledge "exist" but leave room for a discussion about the
experimental results (methodological realism) and act as if subjects of knowledge
"think" but leave room for new experiments (methodological idealism). This is a
game in which the final term (existence = thinking) is permanently suspended.
The two regulators (experiment and discourse) have to assist each other. If we
consider, for the sake of methodology, our test-results as real, we need to
discuss whether there are no alternative interpretations. If we consider our
consensus as ideal, we need to test to observe whether novel facts emerge. Lack
of this, will eventually slow down the manufacture of knowledge. The game is
played without final terms, and so the ongoing production of knowledge is in no
way halted.
60. The rules
of dialogue and argumentation are grounded in communicative action. The latter is based on
a common definition of context (negotiation) and a problem-solving behavior (execution),
coordinated by consensus. It is crucial to avoid pseudo-communication (like in the case of
the perlocution).
61. A valid
dialogue-language has rules for :
(1) communicative quality (symmetry
a priori & a posteriori) ;
(2) form : Fregean & non-Fregean ;
(3) meaning : different types of "discourses" ;
(4) argumentation : formal3 rules (cf. Lorenzen & Barth).
16. Practical
communication.
"Locution" refers to the literal meaning of a given speech act. Hence,
"illocution" refers to the effect the speaker intends to achieve in making the
utterance, while "perlocution" refers to the actual effect the utterance has
upon the audience. The "perlocution" of a speech act is thus the way it is
received by an audience. It is affected by "extra-locutionary" factors, such as
strategic intentions kept secret for the sake of some hidden agenda, asymmetry
between speakers and/or coercive acts, all intolerable in the context of the
practice of knowledge. For Habermas, perlocution always involves teleological
acts aimed at success. It is strategic in all cases. In communicative action,
the latter have to be put aside, for genuine communication has no other aim than
to establish truth by way of speech acts.
The difference between instrumental action and strategic action helps to define
communicative action.
Instrumental action |
Strategic action |
|
|
object of
experience |
subject of
experience |
actor -
environment |
actor -
actor |
theory
of decision |
game
theory |
things
& events |
persons |
objects
& processes |
intersubjectivity |
lack of
information |
strategic uncertainty |
technology |
strategy |
behavioral modification |
social
action |
Communicative action turns
strategic uncertaintly into symmetry, stategy into absence of coercion and
social action into an intersubjective quest for consensus.
In daily speech acts, strategic communications, although rejected in the practice
of knowledge, are very common. Constantly people communicate in order to get
something done or influence others. Hence, strategic speech acts are far more
common than genuine communicative action. Because of this, scientific
communication is a rather rare and restricted language-game, played by a subset
of possible sign-interpreters. So in science, intersubjectivity is defined as the
community of all involved delineators of signals, icons & symbols.
The discourse needed in applied epistemology has to abide by certain rules :
-
the quality of such
a communication is optimalized by making sure nobody is forced to
speak or hindered to do so. A priori, all parties anticipate
and presuppose the ideal speech-situation. A posteriori, in the
actual discourse, they all work hard to realize this symmetry and lack
of coercion. None of them has strategic intentions, and all done speech
acts have intrinsic value and interest. Relative goals outside the
immediate speech acts are not present ;
-
the form used to
communicate has to be logically valid, implying all have to agree
which kind of logic will be used to establish the truth-value of
statements and their propositional reference to reality. In that
respect, two broad categories of logic exist : the formal, classical,
Fregean structures, devoid of semantic or the non-Fregean, non-formal
logics, working with representations, analogies, metaphors and lateral
methods (cf. De Bono, NLP and the techniques of brainstorming) ;
-
dialogal context is
intimately related to form. The various branches of science are so
many subsets of intersubjective activities manufacturing
object-knowledge, working with a semantic in tune with their
respective fields of experimentation. In publications, results are
shared, allowing others to duplicate the latter through
experimentation and communicative action within their own contexts ; -
finally, the concrete rules of argumentation have
to be discussed. They are the meta-rules of the meta-system of logic,
or formal3 rules.
The division between Fregean &
non-Fregean logics is recent. Indeed, traditionally, classical &
non-classical logic are Fregean
throughout.
It was Aristotle who initiated Fregean deductive reasoning by eliminating
the contents of the propositions and judging their validity exclusively on the basis of the truth-value of the
logical operators "not", "and", "or" and "if-then". The importance of this kind of approach is unmistaken
and has eventually developed into the imperative algorithms used by most of
our computers. Every step of the argument can be checked using formal rules,
devoid of semantics. Given the initial positions (the axioms), a series of
hypothesis may be inferred which, when proven correct, turn into theorems. This formal
calculus does not allow or has difficulty with stochastic variations (the element of
probability & chance) or
non-linear attractors (the element of chaos). This could be seen as the logic of
formal representation, the way of the linear straight line (instead of the
non-linear curve). Formal logic tries to
develop
closed, complete & consistent representations, in which no "bugs" or randomness occur. Moreover,
although impossible (cf. Gödel), it also invokes completeness, i.e. the calculus foresees all
possible logical situations beforehand.
Non-Fregean
logics are non-formal representations in mini-worlds by analogy. Problems are
isolated and transferred to such a representation or register. In this "small"
world, the problem is solved and then reintroduced into the main frame of the
argument. In this elliptic way, the argument do not follow an imperative course,
but as the meandering river, adapts to the ever changing circumstances. There is no attempt to represent the
whole or to seek complete solutions. Para-consistency (the fact paradoxes
always remain present within the system) is not fought (but efficiently handled)
and there is no absolute, but relative predictability.
The study of Artificial Intelligence has shown
the importance of non-imperative algorithms, able to process novelty &
randomness, as well as multiple userware inputs. Non-Fregean systems are therefore the way of the curve, not the
line.
These two
broad and general systems have three branches : syntax, semantics and
pragmatics. The first rules the rules, the second contents and the third
application.
Fregean
systems tend to reduce contents to syntax. They inflate
structure, and attribute truth exclusively to the form of the argument. Indeed, semantics
is more than just the identification of certain symbols with certain meanings.
In non-Fregean approaches, symbols "throw together" a wide array of meanings and fuse these together, so as
to form a dense semantic core around which a variety of meanings
circumambulate, defining a particular and unique semantic field.
In living
systems, the use of natural symbols is common. Natural languages are able to convey
a complex network of meanings with a relatively small number of symbols, as do art
and non-verbal communication. In this synthetic, connotative area, formal logic
is unable to penetrate and its analytics is completely off the mark. This shows
both systems have to work complementary, but in "real life" formal logic proves
to be the exception (the architecture or backbone), whereas elliptic systems are
the rule (the evolution, the symmetry-breaks).
Regarding the adopted theory of argumentation, let us follow the distinctions
introduced by Barth & Krabbe (1978) :
-
formal rules
: the classical formal logic of the language used, the logical constants ;
-
formal2 rules : the rules
of use of the logical constants ;
-
formal3 rules
: the rules of argumentation.
Whenever dissensus occurs, a new discourse is organized,
preluded by a mutual agreement regarding the rules of the game of logic.
These are the two meta rules, covering the measurement of truth and the
validity of a given argumentation. Systems A can be called objectively
better than system B, if there is at least 1 logical problem solved by A
which is not by B while there is no logical problem solved by B which is not
solved by A. The rules of argumentation cover the process by which validity
is established.
62.
Accept specific, empirical criteria of judgment a posteriori. They are the result of the
particular way in which practical processes of learning are institutionally
concretized in the given research-cell.
63. These
criteria a posteriori are the tangible background of each real conversation.
So the
meaning of the notion "ideal speech-situation" may vary.
17 Judgments
a
posteriori.
Scientists organize themselves and in doing so institutionalize. They form
groups, departments, schools, universities & research institutions. Besides the
development and unity of knowledge, other social and psychological issues ensue.
Judgments are not only based on strict experimental and dialogal evidence, but
also on situational, local, contextual parameters.
A certain way
of doing things raised to the height of a maxim, begs for the loss of free
study. Nevertheless, in every research-cell, in every unity of
knowledge-production, a series of rules of thumb emerge, a certain style is
applied, and both directly influence decisions and the way the future of science
is handled by that cell, department or institution. This is disturbing and
brings in the psychology & sociology of science. This is not only a tale of
randomness, of "anything goes", of outrageous discriminations,
Bellarmine-effects, and strategies detrimental to the possibility of knowledge
itself. Scientists, like everybody else, do more than try to pay their bills
and keep up the esteem of their peers. Of course, they do need money and may be
tempted by applause.
If institutions abuse of these maxims to mock the normative necessity to
experiment & discuss issues, and let a posteriori whims negate a
priori norms, then such institutions are no longer the places where
knowledge is produced. The academia and the universities are called to turn all knowledge towards
unity, as reason demands. They should be safe havens for free study and be open
to all possibilities. They should not dependent on the markets and their
strategic commerce. The normative ideals of truth, beauty and goodness must be
their aim and work. If they fail, the true, operational value of academic
degrees "in the field" will diminish and a whole generation will have been
fooled.
64. The
criteria a posteriori must be questionable. This should be made exclusively dependent of
the
communicative will of those concerned and aims to oppose the colonization of the
discourse by money & power.
The present philosophical
investigations are the fruit of a free study, unhindered by the media money,
propaganda and power. The latter bring a posteriori rules into play,
which disable the scientist to ascertain the facts in an open, multidisciplinary
and honest way. Regrettably, many of our universities are no longer turned towards
unity. Instead, they have become polyversities accommodating neoliberal market
forces and the worship of the modernist monolith. In such a perspective, the
periphery of science is kept abay, as are paradigmatic shifts.
65. Be aware
function-optimalisation in intelligent systems happens among other things by
representing problems in a non-Fregean way, for example in a mini-world, solving them
there and then transferring the solution back to the original scale.
66.
To
optimalize the quality of the knowledge-practice of subjects, creative training-programmes
must be executed, so elements which were not joined are put together and through
analogy & metaphor new insights may ensue.
18 Optimalisations.
Besides the constant presence of an independent critical function, thinking the
limitations of thought & knowledge, applying the norms of knowledge, identifying
& restoring transgressions, etc. each research-cell, department or institution
may optimalize the output of the production-unity by installing a creative
function, allowing brainstorming, inventivity & non-linear (chaotic) movements &
actions to happen. On a regular basis, both functions should be used to
facilitate the production of knowledge and the subsequent valour of the
research. Both functions are optimalisations countering the uncertainty &
possible excess caused by judging a posteriori.
67.
To
produce knowledge, the maxims "test" & "talk" must, as soon as
disagreement occurs, be divided from each other and be joined again as soon as
consensus is reached. The knowledge concerned may be taken as true.
19 Producing
facts.
The production of knowledge is a construction. So the products of science are
not the result of researching that-what-is, but a selection carved out from
whatever "is". Facticity is fabrication. Facts are, as the Latin root "facere"
indicates, that which has been made. Not the vocabulary of Nature is at hand,
but the constant conjunctions fabricated in the research-cell, fulfulling the
"sense" of truth in terms of instrumental production & communicative action.
Succes in making things and persons work is the bottom line of the
application of the norms of knowledge.
The critical function of the research-cell, embodied by a single individual or a
team, organizes the constant tension between the two formal parts of the
undivided intersubjective research-community : the subject of experience or
"theory" and the object of experience or "facts". The former is an
intersubjective language-game regulated by consensus, a dialogue between the
members of the research-cell, aiming to produce a concise and valid theory about
some thing by means of communicative action. The latter is a monologous
experimental procedure or set of instrumental actions regulated by correspondence, an immediate confrontation
with facts as if with reality-as-such.
While routine investigations are happening, regular discourses are needed to test
the solidity of the consensus. As soon as dissensus occurs, communicative action
is suspended to focus on testing. Test-results are then discussed, leading to a
better articulation of the theory at hand. When a new consensus dawns, regular
discourse & experimentation recommence.
68.
A flexible
pulse between experimentation & language characterises the ideal practice of knowledge.
Dialogandi & experimenters are conscious of the frontiers of their respective fields of
action.
The critical function allows each members of the
team to become aware of the alternative regulator. A redefinition of the proper
field is possible, and this well beyond the limitations imposed by either
experimentation or communicative action. The two sides of the equation of
thought need to be connected but also kept apart. Their inner tension is
possible, necessary and productive. Without the activity of the critical
function, ontological illusion comes into play, pushing research into the
perverting polarity between either "physical" (testing) sciences (like physics,
chemistry, biology) or "human" (talking) sciences (like anthropology,
linguistics, psychology, sociology, economy). Although emphasis on either side
is possible, all sciences thrive on experimentation and language, and the
critical know-how to differentiate between them.
69.
Be
aware testing & conversing are possible because of partly metaphysical
&
unalienable background-information.
The creative function, embodied by a single individual or a team, is heuristic.
As such, its aim is to bring in new vistas and suggest novel connections, either
between the components of the theory, between the experimenter and the
experimental apparatus, or between both regulations. Creative sessions are
organized in which the metaphysical assumptions of the team are made explicit
and then discussed. The background against which all research takes place is
noted and also discussed. The influence of this on current research is
described. Theories are challenged by alternatives and the potential of the
Ars inveniendi is to be constantly raised. The creative function may foster
lateral, non-Fregean thinking. It may suggest new circumstantial conditions of
conducting research, going from the psychology of the team-members, their proper
diet, to the wall-paper of the research facility, etc. It works at the periphery
of the research-paradigm, and stands under the authority of the critical
function.
70.
Be aware
the production of knowledge is only possible because of an opportunistic logic which
states that the actors of a research-cell develop a local "know-how" determining what works
& what does not (methodological relativism).
71. Be aware
this logic of local habits also influences quantitative factors and control-mechanisms.
20 The
opportunistic logic of knowledge-production.
Besides a series of rules of thumb and judgments a posteriori, a local
body of "know-how" determines the overall operations of the research-cell,
understood as a local accumulation of facts from previous operations. This
logic is opportunistic and strategic. It bears the mark of local contingency and
subjective interest structures. It aims at the optimalization of effective
results, and defines in practical terms which experiments and/or discourses
produce facts and which do not. Clearly, this logic cannot be rooted in
theoretical epistemology and represents a synthesis of a local tradition. This
not only involves broad theoretical and/or experimental choices, but also the
way in which small changes (in experimental setup or output) and/or personal
attitudes (during discussions) are interpreted & assessed. Science optimalizes
the production of facts by cherishing these variations between research-cells
and by confronting the protocols of various local production-units, connected
the publication of results in the various scientific journals available.
Clearly, in such an opportunistic logic, irrationality and personal preferences,
based on idiosyncratic and emotional motives, are not silenced, quite on the
contrary. Each cell takes on the image of its research-leaders. While the way
results are gathered may contain blatant irrationality, the publication of
research-results puts the cell in the line of fire of other researchers all over
the world. Errors in procedure, irregular articulation of theoretical
connections and drawing conclusions beyond the scope of the evidence will be
noticed by others and reduce the scientific worth of the research, as well as
depress investors and so possibly eliminate funding.
That this opportunistic logic directly influences quantitative factors and
control-mechanisms should be repeated. Whether a threshold is considered as
critical or not, does not always depend on theoretical assumptions, but also on
"the feeling" or "intelligent guess" of those conducting the experiments.
Whether a certain path will lead to success cannot be determined solely by
testing and talking, for the decision can be made by following a hunch or
because it seems proper to do so at the time ...
72.
Local
interpretation & strategic opportunism lead to criteria-variability & oscillation,
so random factors also influence the production of knowledge. The effect of
this indeterminism is necessary for a progressive & organised adaptation of the
research-cell to internal & external factors. The production-process of knowledge
implies decision-chains & selections which are contextual & random. Products of
knowledge may, notwithstanding this randomness, nevertheless come about.
Especially when scientists inform policy makers, they should stress the
relativity of their facts. Science has not replaced dogmatic religion and is not
called to define how things are for ever and ever. Instead, the terministic or
probabilistic nature of scientific theories should bar the way of any attempt
to eternalize the truth of this-or-that proposition.
The research-cell is determined by two factors : (a) the production of knowledge
as defined by the norms of theoretical epistemology and the maxims of applied
epistemology and (b) the (psycho)sociology
of knowledge, or the description of the actual behavior of scientists in their
various fields. Internally, the production of knowledge comes about by
communicative & instrumental action, externally, by publications. Insofar as the
research-cell itself is concerned, the question Quid facti ? calls for
strategic & instrumental action. Considered in relationship with other cells,
the homo economicus is at hand.
How, given randomness in the chain of crucial operational decisions, knowledge
can be produced, is clarified by the effect of indeterminacy on the
ability to adapt and thus survive change demanding auto-regulation and
autopoiesis. Like certain physical and biological systems, knowledge is a
complex, dissipative and chaotic phenomenon, continuously developing more
complex cognitive textures.
In terms of the practice of knowledge, the latter is a process of
complexification, a progressive (re)construction resulting from the integration
& elimination of earlier scientific activities.
Maxim 72 allows new maxims to be added.
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